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Carl A. Ruggiero: Lawyer with Curtis, Mallet-Prevost, Colt & Mosle LLP

Carl A. Ruggiero

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Chair, Investment Management; Co-Chair, Corporate
New York,  NY  U.S.A.
Phone212-696-6000

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 5.0/5.0
AV® Preeminent

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Practice Areas

  • Corporate Law
  • Investment Management
 
University New York University, B.S., Economics, magna cum laude
 
Law SchoolStanford University, J.D.
 
Admitted1983, New York; U.S. District Court, Southern District of New York
 
Memberships New York State Bar Association.
 
LanguagesEnglish, Italian, French and German
 
BornNew York, N.Y.
 
ISLN901939218
 

Documents by this lawyer on Martindale.com

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SEC Approves FINRA Rule 5131 to Address Abuses in the Allocation and Distribution of New Issues
Carl A. Ruggiero,Victor L. Zimmermann, April 12, 2011
On November 29, 2010, FINRA announced SEC approval of new Rule 5131. Rule 5131, which will take effect on May 27, 2011, seeks to prevent certain abuses in the allocation and distribution of new issues. One of the abuses that Rule 5131 targets is the allocation of new issues to executive officers...


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Office Information

Carl A. Ruggiero
Curtis, Mallet-Prevost, Colt & Mosle LLP
101 Park Avenue
New York, NY 10178-0061




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