Search Results for:
Curtis A Doty
(12)
ARTICLES(12)
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The ISDA Resolution Stay Protocol
- February 04, 2015
- LEGAL ALERTS/ARTICLES
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CFTC Issues No-Action Relief to Manager of a Collateralized Loan Obligation for Failure to Register as a Commodity Trading Advisor
- April 30, 2014
- LEGAL ALERTS/ARTICLES
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CFTC Seeks Comment On November 14 Advisory On Cross-Border “Transaction-Level Requirements”; Staff Extends Relief Until September 15
- January 08, 2014
- LEGAL ALERTS/ARTICLES
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The CFTC’s July 12, 2013 Cross-Border Exemptive Order
- July 24, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Mandatory Clearing Rules - June 10 Phase-in Date for Financial Entities
- May 22, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Provides Derivatives Prime Brokerage Limited No-action Relief from External Business Conduct Rules
- May 02, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Issues a Final, Time-Limited Exemptive Order and Proposes Further Guidance Regarding Cross-Border Regulation of Swaps
- January 02, 2013
- LEGAL ALERTS/ARTICLES
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CFTC’s January 1 Business Conduct and Documentation Deadline Eased
- December 20, 2012
- LEGAL ALERTS/ARTICLES
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Proposed CFTC Guidance Regarding the Cross-Border Application of US Swap Regulations
- July 05, 2012
- LEGAL ALERTS/ARTICLES
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The New CFTC and SEC Swap “Entity” Definitions-Highlights
- May 02, 2012
- LEGAL ALERTS/ARTICLES
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Dodd-Frank Title VII Rule Compliance Schedules — A Matrix
- January 23, 2012
- LEGAL ALERTS/ARTICLES