Search Results for:
Fried Frank Harris Shriver Jacobson
(170)
ARTICLES(170)
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NFA Update: NFA Seeking Comments on Potential CPO/CTA Capital Requirement and Customer Protection Measures
- January 31, 2014
- LEGAL ALERTS/ARTICLES
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Federal Energy Regulatory Commission and Commodity Futures Trading Commission Sign MOUs on Jurisdiction and Information Sharing
- January 08, 2014
- LEGAL ALERTS/ARTICLES
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CFIUS Submits Annual Report to Congress
- December 30, 2013
- LEGAL ALERTS/ARTICLES
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SEC Issues Guidance on Rule 144A and Rule 506 Offerings Regarding General Solicitation and General Advertising and Other Aspects of the Amended Rules
- December 13, 2013
- LEGAL ALERTS/ARTICLES
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Beware of “Guilt by Silence” - Failing to Speak Up May Evidence Obstruction
- September 24, 2013
- LEGAL ALERTS/ARTICLES
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Regulation FD Training: A Reminder from the SEC
- September 23, 2013
- LEGAL ALERTS/ARTICLES
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The Federal Energy Regulatory Commission Strikes Again - FERC Pursues Yet Another Allegedly Manipulative Energy Trading Scheme
- August 17, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Update: Commodity Futures Trading Commission Assesses Penalty in First “Spoofing” Case
- August 08, 2013
- LEGAL ALERTS/ARTICLES
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Strict Liability for False Statements to the Federal Energy Regulatory Commission?
- August 07, 2013
- LEGAL ALERTS/ARTICLES
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D.C. District Court Upholds Conflict Minerals Rule
- July 29, 2013
- LEGAL ALERTS/ARTICLES
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US Federal Trade Commission Follows European Regulators' Lead and Opens Formal Investigation into Potential Manipulation of Oil Prices
- July 03, 2013
- LEGAL ALERTS/ARTICLES
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Enerwise Global Technologies, Inc. - Demand Response Strikes Out at Camden Yards
- July 02, 2013
- LEGAL ALERTS/ARTICLES
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The Federal Energy Regulatory Commission Continues to Impose Penalties for Violations of Well-Established Rules and Regulations
- July 02, 2013
- LEGAL ALERTS/ARTICLES
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US Federal Trade Commission Follows European Regulators’ Lead and Opens Formal Investigation into Potential Manipulation of Oil Prices
- July 02, 2013
- LEGAL ALERTS/ARTICLES
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FINRA’s Focus on Social Media
- June 24, 2013
- LEGAL ALERTS/ARTICLES
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SEC Provides Additional Conflict Minerals Guidance
- June 24, 2013
- LEGAL ALERTS/ARTICLES
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SEC Proposes Rules for Cross-Border Security-Based Swap Transactions
- May 17, 2013
- LEGAL ALERTS/ARTICLES
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Implications of the London/Shaw Insider Trading Case for Public Companies and External Auditors
- April 26, 2013
- LEGAL ALERTS/ARTICLES
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Implications of the SEC's First-Ever FCPA-Related Non-Prosecution Agreement with Ralph Lauren Corp.
- April 26, 2013
- LEGAL ALERTS/ARTICLES
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CIVIL FALSE CLAIMS ACT: Sixth Circuit Rejects DOJ Efforts to Equate Regulatory Non Compliance with False Claims Act Liability
- April 11, 2013
- LEGAL ALERTS/ARTICLES
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Regulation FD and Social Media: Practical Lessons From the SEC’s Netflix Release
- April 11, 2013
- LEGAL ALERTS/ARTICLES
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Fourth Circuit Applies the Wartime Suspension of Limitations Act to the Civil False Claims Act
- March 27, 2013
- LEGAL ALERTS/ARTICLES
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Seventh Circuit Reins in Justice Department’s Overreaching False Claims Act Damages Theory
- March 27, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Update: CPO and CTA Annual Affirmation Obligation
- February 04, 2013
- LEGAL ALERTS/ARTICLES
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The PCAOB's 2012 Enforcement Program - A 2013 Update
- February 04, 2013
- LEGAL ALERTS/ARTICLES