Practice/Industry Group Overview
Our firm's lawyers have extensive experience in all aspects of securities industry related litigation and arbitration, over the years we have represented both public and private companies, underwriters, accounting firms, investment banks, broker-dealers, insurers, financial planning consultants, investment advisors, mutual fund companies and their officers and directors in cases involving federal and state securities law issues.
Additionally, our lawyers have extensive experience representing broker-dealers and their associated persons, Registered Investment Advisors and financial services industry professionals in a vast array of securities arbitrations before the NASD, NYSE, CBOE, AMEX, and other regulatory bodies.
We have litigated and arbitrated numerous cases on behalf of a diverse group of financial institutions involving claims of fraud, churning, suitability, negligence, negligent supervision, market manipulation, order failures, Reg T violations, unauthorized trading, wrongful termination, defamation, breach of non-compete covenants, and tortious interference.
GrayRobinson attorneys also have vast experience in both pre-arbitration and post-arbitration proceedings in state and federal courts. That experience includes the enforcement of arbitration agreements, and status quo injunctions and the confirmation, modification and vacation of arbitration awards. We have also extensive experience litigating the six-year eligibility rules of the various SROs, as well as compelling the enforcement of arbitration agreements.
The wealth of experience allows our lawyers to provide the sort of insight and direction sophisticated business people should expect from a law firm.