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| University | University of Notre Dame, B.A., 1996 |
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| Law School | University of Wisconsin-Madison, J.D., cum laude, 1999 |
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| Admitted | 2008, Minnesota |
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| Military | U.S. Army Judge Advocate General's Corps, 1999-2008 |
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| Born | Olean, New York |
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| ISLN | 914500788 |
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Documents by this lawyer on Martindale.com | |
Net Worth Standard for Accredited Investors Final RulePatrick R. Shane,Matthew L. Thompson, January 5, 2012 On December 21, 2011, the SEC released its final rule amending the definition of an "accredited investor." The final rule memorializes revisions first effected in July 2010 by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), which required...
Large Trader Obligations Under New Rule 13h-1Steven G. Lentz,Patrick R. Shane, August 25, 2011 The Securities and Exchange Commission (SEC) recently adopted new Rule 13h-1 and Form 13H. This new rule is of interest to investment advisers because it requires "large traders" to register by filing new Form 13H with the SEC. Upon receipt of Form 13H, the SEC will assign each large... |
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