Scott E. Rahn

Los Angeles,  CA  U.S.A.

Peer Rating
AV® Preeminent

Client Rating

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Experience & Credentials Ratings & Reviews

Practice Areas

  • Financial Services Litigation
  • Fiduciary Litigation
  • Securities Litigation
  • Litigation
Contact InfoTelephone: 310.586.7722
Fax: 310.586.0222
University University of Wisconsin-Madison, B.A., 1999
Law SchoolUniversity of San Diego School of Law, J.D., 2002
Admitted2002, California
Memberships State Bar of California; Los Angeles County Bar Association; American Bar Association; Century City Bar Association.

LanguagesPortuguese, Conversational; Spanish, Conversational
BornGreen Bay, Wisconsin, 1973

Scott Rahn is a shareholder in GT's Los Angeles office. Scott is a litigator whose practice is focused on representing individual and institutional fiduciaries (trustees, executors, conservators, private banks, broker-dealers, trust companies, investment companies, investment advisors, guardians, etc.) and individual and charitable beneficiaries in FINRA arbitrations, regulatory proceedings, and contested probate and trust litigation matters.

Areas of Concentration

· Financial Services Litigation
- Securities Litigation
- Securities Regulatory Enforcement
- Securities Regulatory Compliance

· Fiduciary Litigation
- Trust Litigation
- Estate and Probate Litigation

Professional & Community Involvement

· Chairman's Circle, Los Angeles Business Council

· Member, ProVisors

· Member, Securities and Financial Markets Industry Association

· Member, Beverly Hills Estate Planning Council

· Member, Wisconsin Alumni Association

· Member, State Bar of California

· Member, American Bar Association

· Member, Los Angeles County Bar Association

· Member, Century City Bar Association

Awards & Recognition

· Listed, Super Lawyers magazine, Southern California Super Lawyers, "Rising Stars," 2006-2008, 2010-2013

· Rated, AV Preeminent® 5.0 out of 5

Publications & Presentations

Articles, Lectures & Publications

· Co-Author,"Insights from the 2013 SIFMA San Francisco Regional Conference," GT Alert, August 6, 2013

· Co-Author, "Oregon Flocks to Fraud on the Market," GT Alert, January 23, 2013

· Co-Author, "California Choice-of-Law Provision Constitutes Waiver of Federal Arbitration Act,"GT Alert, November 30, 2012

· Co-Author, "California Court Vacates Another FINRA Arbitration Award for Arbitrator's Failure to Disclose," GT Alert, September 21, 2012

· Co-Author, "California Northern District Court Adopts 'Regulatory Value' Standard in Granting Motion for Expungement of CRD Records," GT Alert, September 11, 2012

· Contributing Author, "California Appeals Court Opinion Highlights Brokers' Ability to Seek Judicial Expungement on Equitable Grounds," GT Alert, September 7, 2012


Documents by this lawyer on

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FINRA's New 'New' Discovery Guide:  E-Discovery, Affirmations and Product Cases
Michael E. Pastore,Scott E. Rahn, November 21, 2013
On Sept. 16, 2013, the SEC approved amendments to the Financial Industry Regulatory Authority, Inc. (FINRA) Dispute Resolution Discovery Guide (Discovery Guide), which will become effective on Dec. 2, 2013 for all customer cases filed on or after the effective date. FINRA petitioned the Securities...

Insights from the 2013 SIFMA San Francisco Regional Conference
Scott E. Rahn,Jennifer Tomsen, August 7, 2013
After a hiatus of many years, the SIFMA Compliance and Legal Society resurrected its western regional conference, held on August 1, 2013 at the offices of Charles Schwab in San Francisco. The day-long conference was well-attended, with spirited panels on a host of topics, including recent...

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Office Information

Scott E. Rahn

1840 Century Park East, Suite 1900
Los AngelesCA 90067-2121


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