Stradling Yocca Carlson & Rauth A Professional Corporation

  • Established in 1975
  • Firm Size 133
  • Profile Visibility [ i ]
    • #32 in weekly profile views out of 790 Law Firms in Newport Beach, CA
    • #4,387 in weekly profile views out of 315,044 total law firms Overall
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Securities Litigation

Stradling’s Securities Litigation Group handles all types of disputes involving the purchase and sale of securities and the fiduciary duties owed to shareholders. We defend companies and individuals sued in securities class actions and derivative cases and prosecute and defend shareholder disputes, M&A litigation, takeover litigation, proxy contests, broker-dealer disputes, and litigation involving investment fraud.

We represent individuals and corporations in connection with government investigations, including Securities and Exchange Commission ("SEC") inquiries and enforcement proceedings, and Financial Industry Regulatory Authority (“FINRA”) inquiries. We also represent audit committees and special committees of boards of directors regarding internal investigations.

We regularly provide advice and training to our publicly held clients on securities related issues, including insider trading, legal compliance programs, directors and officers insurance, and securities law disclosure obligations.

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Compliance and Corporate Governance, Public Company Representation, Startups and Emerging Companies, Venture Capital, Life Science, Medical Device, Pharmaceuticals and Biotechnology, Mergers and Acquisitions, Healthcare, Business Law View More

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Public Finance, Disclosure Counsel, Public Utilities, Underwriters Counsel, Energy and Clean Technology, Public Entities and Municipalities, Tax View More

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Corporate Law, Business, Public Company Representation, Startups and Emerging Companies, Venture Capital, Mergers and Acquisitions, Technology Transactions View More

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Public Finance, Corporate & Incorporation, Tax

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Public Finance, Disclosure Counsel, Public Utilities, Underwriters Counsel, Public Law, Economic Development, Public Entity Advisory, Transportation Finance, Government, Municipal, Non-Profit, Securities & Investment Fraud, Tax Exempt, Securities, Tax View More

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Public Finance, Disclosure Counsel, Underwriters Counsel, Public Law, Municipal, Securities, Civil Rights, Elder Law, Election Campaigns & Political Law, Corporate & Incorporation View More

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Business Litigation, Antitrust and Unfair Competition, Business Torts, Contract Disputes, Partnership/LLC Disputes, Securities Litigation and Enforcement, False Claims Act/Qui Tam Defense, FINRA Arbitrations, Government Inquiries and Investigations, Internal Investigations, Investment Litigation, Mergers and Acquisitions Litigation, Shareholder Class Action Defense, Shareholder Derivative Claim Defense, White Collar Criminal Defense, Intellectual Property Litigation, Pharmaceuticals and Biotechnology, Energy and Clean Technology, Food and Beverage, Life Science, Manufacturing and Distribution, Medical Device, Retail and Consumer Products and Services, Semiconductors, Software, Technology View More

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Corporate Law, Mergers and Acquisitions, Private Equity, Public Company Representation, Life Science, Debt Finance and Financial Services, Antitrust & Trade Law, Chapter 11 Bankruptcy, Chapter 7 Bankruptcy View More

Peer Reviews

4.9/5.0 (28 reviews)
  • Legal Knowledge

    4.9/5.0
  • Analytical Capability

    4.8/5.0
  • Judgment

    4.8/5.0
  • Communication

    4.9/5.0
  • Legal Experience

    4.9/5.0
Peer reviews submitted prior to 2008 are not displayed.

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