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terrance r harris (9)

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ARTICLES(9)

SEC Lifts "Cash Solicitation Rule" for Private Fund Referrals
July 30, 2008
LEGAL ALERTS/ARTICLES
Author: Terrance J. O'Malley, Jessica Forbes
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

The Department of Treasury's Regulatory Reform Proposals: An Analysis of the Impact on Private Fund Managers
July 08, 2009
LEGAL ALERTS/ARTICLES
Author: Terrance J. O'Malley, Jessica Forbes
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

SEC Proposes Rule Banning Investment Advisers from Engaging in Pay-to-Play Practices
August 07, 2009
LEGAL ALERTS/ARTICLES
Author: Jessica Forbes, Shanna Monique Cohn, Terrance O'Malley
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

DOL Issues Final Guidance on Cross-Trading Procedures
October 22, 2008
LEGAL ALERTS/ARTICLES
Author: Donald Paul Carleen, Jessica Forbes, Terrance J. O'Malley, Jeffrey W Ross
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

Investment Management Regulatory Update
April 16, 2007
LEGAL ALERTS/ARTICLES
Author: Jessica Forbes, Terrance J. O'Malley
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

SEC Re-proposes Changes to Form ADV Part II
April 29, 2008
LEGAL ALERTS/ARTICLES
Author: Terrance J. O'Malley, Jessica Forbes
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

The SEC's Proposed Custody Rule Changes an Analysis of the Impact on Hedge Fund Managers
July 08, 2009
LEGAL ALERTS/ARTICLES
Author: Terrance J. O'Malley, Jessica Forbes
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

SEC No-Action Letter Modifies Use of Past Recommendations in Adviser Advertisements
December 18, 2008
LEGAL ALERTS/ARTICLES
Author: Terrance J. O'Malley, Jessica Forbes, Christine M. Lombardo
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

SEC Staff Clarifies Certain Hedge Fund Manager Regulatory Requirements
August 23, 2006
LEGAL ALERTS/ARTICLES
Author: Lawrence Neal Barshay, Jessica Forbes, David S. Mitchell, Terrance J. O'Malley, Gil Raviv, Kenneth Irwin Rosh, Richard Irving Ansbacher, Walid Anthony Khuri, Richard A. Steinwurtzel
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

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