Brett Gregory Evans

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Education & Credentials

University Attended:
University Of California at Berkeley, B.A., 1999; University of Utah, M.B.A., 2004
Law School Attended:
University of Utah, J.D., 2004; University of Washington School of Law, LL.M., 2005
Year of First Admission:
2006
Admission:
2006, California; United States District Court, Northern District of California; United States District Court, Central District of California; United States District Court, Southern District of California; United States Court of Appeals for the Ninth Circuit
ISLN:
921472924

Areas of Practice (25)

  • Arbitration and Litigation
  • Arbitration and Mediation (FINRA, AAA and JAMS)
  • Litigation in State and Federal Trial & Appellate Courts
  • Administrative and Regulatory Enforcement Proceedings
  • Alternative Investments – Arbitration and Litigation
  • Expert Witness Services
  • Local Counsel Representation
  • Customers and Investor Protection
  • Investment Adviser Services
  • Formation and Registration
  • Regulatory Inquiry and Exam Assistance
  • Internal Investigations and Risk Assessments
  • Customer Complaint Response
  • Product Due Diligence; Policies and Procedures
  • Training and Compliance
  • Compliance and Rules
  • Operations and Marketing Reviews
  • Broker-Dealer Advisory Services
  • Rule 1017 Applications
  • Product Due Diligence
  • Written Supervisory Policies and Procedures
  • Branch and Registered Representative Reviews
  • Securities Investigations
  • SEC Investigations and Enforcement
  • FINRA Investigations and Enforcement

Peer Reviews

4.9/5.0 (6 reviews)
Peer Reviewed
  • Legal Knowledge

    5.0/5.0
  • Analytical Capability

    5.0/5.0
  • Judgment

    5.0/5.0
  • Communication

    4.7/5.0
  • Legal Experience

    5.0/5.0
  • 4.8/5.0 Rated by a Shareholder on 02/10/23 in Securities

    Mr. Evans is an excellent attorney and very knowledgeable in the areas of securities law and business litigation. He has both in-house counsel experience and experience as outside litigation counsel. He has the ability to distill complex problems i... Read more

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  • 4.8/5.0 Rated by a Attorney on 02/13/23 in Securities

    I have known Brett for fifteen years. He is a very capable securities issuer attorney, adroitly handles securities arbitration matters, has a broad understanding of all private placement 506 (b) and (c) issues, and all prospective clients we have ref... Read more

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  • 5.0/5.0 Rated by a Attorney on 02/24/23 in Securities

  • 5.0/5.0 Rated by a Senior Partner on 02/10/23 in Securities

  • 5.0/5.0 Rated by a Attorney on 02/10/23 in Business Law

    Brett is one of the most diligent, careful, and hard-working attorneys I've known.

  • 5.0/5.0 Rated by a Managing Partner on 02/10/23 in Securities

Peer reviews submitted prior to 2008 are not displayed.

Other Legal Directories

Lawyers Client Review
5.0/5.0 (3 reviews)
Silver Client Champion

Brett is an expert in retail securities issues and also a good litigator for securities claims. He is one of the most experienced and knowledgeable attorneys in the area of retail broker-dealers and...

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Location

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Brett Gregory Evans: Partner at Evans Law P.C.
  • Anaheim, CA
    155 North Riverview Drive, Suite 223
    Anaheim, CA 92808