Brett Gregory Evans

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Education & Credentials

University Attended:
University Of California at Berkeley, B.A., 1999; University of Utah, M.B.A., 2004
Law School Attended:
University of Utah, J.D., 2004; University of Washington School of Law, LL.M., 2005
Year of First Admission:
2006
Admission:
2006, California; United States District Court, Northern District of California; United States District Court, Central District of California; United States District Court, Southern District of California; United States Court of Appeals for the Ninth Circuit
ISLN:
921472924

Areas of Practice (25)

  • Arbitration and Litigation
  • Arbitration and Mediation (FINRA, AAA and JAMS)
  • Litigation in State and Federal Trial & Appellate Courts
  • Administrative and Regulatory Enforcement Proceedings
  • Alternative Investments – Arbitration and Litigation
  • Expert Witness Services
  • Local Counsel Representation
  • Customers and Investor Protection
  • Investment Adviser Services
  • Formation and Registration
  • Regulatory Inquiry and Exam Assistance
  • Internal Investigations and Risk Assessments
  • Customer Complaint Response
  • Product Due Diligence; Policies and Procedures
  • Training and Compliance
  • Compliance and Rules
  • Operations and Marketing Reviews
  • Broker-Dealer Advisory Services
  • Rule 1017 Applications
  • Product Due Diligence
  • Written Supervisory Policies and Procedures
  • Branch and Registered Representative Reviews
  • Securities Investigations
  • SEC Investigations and Enforcement
  • FINRA Investigations and Enforcement

Peer Reviews

4.9/5.0 (6 reviews)
Peer Reviewed
  • Legal Knowledge

    5.0/5.0
  • Analytical Capability

    5.0/5.0
  • Judgment

    5.0/5.0
  • Communication

    4.7/5.0
  • Legal Experience

    5.0/5.0
  • 4.8/5.0 Rated by a Shareholder on 02/10/23 in Securities

    Mr. Evans is an excellent attorney and very knowledgeable in the areas of securities law and business litigation. He has both in-house counsel experience and experience as outside litigation counsel. He has the ability to distill complex problems i... Read more

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  • 4.8/5.0 Rated by a Attorney on 02/13/23 in Securities

    I have known Brett for fifteen years. He is a very capable securities issuer attorney, adroitly handles securities arbitration matters, has a broad understanding of all private placement 506 (b) and (c) issues, and all prospective clients we have ref... Read more

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  • 5.0/5.0 Rated by a Attorney on 02/24/23 in Securities

  • 5.0/5.0 Rated by a Senior Partner on 02/10/23 in Securities

  • 5.0/5.0 Rated by a Attorney on 02/10/23 in Business Law

    Brett is one of the most diligent, careful, and hard-working attorneys I've known.

  • 5.0/5.0 Rated by a Managing Partner on 02/10/23 in Securities

Peer reviews submitted prior to 2008 are not displayed.

Other Legal Directories

Lawyers Client Review
5.0/5.0 (4 reviews)
Silver Client Champion

Brett Evans has been outstanding to work with. From our first meeting, he has been knowledgeable, responsive, and genuinely invested in my case. He always takes the time to explain the legal process,...

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Location

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Brett Gregory Evans: Partner at Evans Law P.C.
  • Tustin, CA
    17542 East 17th Street, Suite 100
    Tustin, CA 92780