Charles Field, Jr.

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Charles Field, Jr.: Attorney with Sanford Heisler Sharp McKnight

Biography

Charles Field has been practicing in the securities law area for more than 28 years. His practice focuses on protecting the interests of investors. Having served from 2002 to 2013 as the General Counsel of Nicholas-Applegate Capital Management and its successor, Allianz Global Investors Capital, he brings a combination of private practice experience and a deep knowledge of the laws governing investment advisers, broker-dealers, and commodity trading advisers, which he uses to assess whether a seller has breached a legal obligation and to evaluate whether an aggrieved investor can recover damages. In addition to his General Counsel experience, he has held industry roles as Chief Compliance Officer, FINRA General Securities Principal, General Options Principal, and General Municipal Securities Principal.
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Areas of Practice (3)

  • Financial Services Law
  • Securities & Investment Fraud
  • Employee Benefits

Education & Credentials

University Attended:
Indiana University, B.A., 1977; University of Edinburgh, European Studies; University of Salzburg, European Studies
Law School Attended:
McGeorge Law School, J.D., 1986
Year of First Admission:
1986
Admission:
1997, California
Memberships:
Indiana State Bar Association; State Bar of California.
ISLN:
909612380

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