James A. Nofi

James A. Nofi: Attorney with Law Office of James A. Nofi, LLC
Attorney Awards
  • Martindale-Hubbell Peer Reviewed
About Attorney Awards

Biography

Phi Beta Kappa (Staff Member, 1979-1980; Research Editor, 1980-1981), Moot Court Board. Trial Counsel, Division of Enforcement, New York Stock Exchange, Inc., 1989-2001. Co-author: "The Enforcement Role of the New York Stock Exchange," 85 NW. U. L. Rev. 637, Spring 1991. Author: "The Challenges of Hedge Fund Regulation After the Pequot Investigation and Goldstein v. SEC," PLI, Securities Arbitration 2007: Arbitrators and Mediators - Winning Their Hearts and Minds. Author: "The Confrontation Clause under Crawford v. Washington and Its Progeny," Proof, The Journal of the Trial Evidence Committee, Section of Litigation, American Bar Association, Winter 2010, Vol. 18 No. 2. Author: "The Limited Nature of Post-Arbitration Judicial Proceedings," Verdict, The Journal of the Trial Practice Committee, Section of Litigation, American Bar Association, Winter 2011, Vol. 25, No. 1.
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Areas of Practice (5)

  • Broker-Dealer Regulation
  • Securities Regulation
  • Securities Arbitration
  • Civil Litigation
  • Employment Litigation

Education & Credentials

University Attended:
New York University, B.A., cum laude, 1978
Law School Attended:
New York University, J.D., cum laude, 1981
Year of First Admission:
1982
Admission:
1982, New York; 1984, U.S. District Court, Northern District of New York; 1984, U.S. District Court, Western District of New York; 1986, U.S. Court of Appeals, Second Circuit; 2004, Georgia; 2004, U.S. District Court, Northern District of Georgia; 1982, U.S. District Court, Eastern and Southern Districts of New York
Memberships:
American Bar Association (Member, Litigation Section); New York State Bar Association; New York City Bar Association; State Bar of Georgia; Securities Industry and Financial Markets Association (Member, Compliance and Legal Division); Atlanta Bar Association (Member, Labor and Employment and Litigation Sections); National Society of Compliance Professionals.
Reported Cases:
The H&R Block Severance Plan v. Thomas P. Fitzgerald, 2007 U.S. District LEXIS 79577 (W.D. Mo. 2007); Gemveto Jewelry Company, Inc. v. Jeff Cooper, Incorporated, et al, 694 F.Supp. 1885 (S.D.N.Y. 1988); Steven Thorlief Rangen, 1997 SEC LEXIS 762, 52. S.E.C. 1304; Neil C. Sullivan, 1994 SEC LEXIS 386, 51 S.E.C. 974; Nomura Securities International, Inc., NYSE Disc Action 95-138, 1995 NYSE Disc. Action LEXIS 138, Moret v. Wachovia Securities, Inc., 2004 NASD Arb LEXIS 2440, Bear Stearns & Co. Inc., v. Gregory A. Fisher, 2007 NASD Arb LEXIS 880; Thomas P. Fitzgerald v. H&R Block Financial Advisors, Inc., et al. 2008 NASD Arb LEXIS 159.
ISLN:
904136478

Peer Reviews

5.0/5.0 (5 reviews)
Peer Reviewed

  • Legal Knowledge

    5.0/5.0

  • Analytical Capability

    4.8/5.0

  • Judgment

    5.0/5.0

  • Communication

    5.0/5.0

  • Legal Experience

    5.0/5.0
Peer reviews submitted prior to 2008 are not displayed.

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Location

Contact James A. Nofi

Contact Information:

470-847-3685  Phone

678-303-9387  Fax

www.nofilaw.com

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