Jeffrey Brett Kaplan

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Jeffrey Brett Kaplan: Attorney with Dimond Kaplan & Rothstein, P.A.
Attorney Awards
About Attorney Awards

Biography

Jeffrey B. Kaplan is an AV-rated lawyer who focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual and institutional investors in stockbroker misconduct and securities and investment fraud matters. He also represents securities industry professionals in U-4, U-5, and promissory note disputes. Mr. Kaplan has routinely been named a "Top Lawyer" by the South Florida Legal Guide. In 2012, FINRA nominated Mr. Kaplan to served on the National Arbitration and Mediation Committee, which is an advisory committee that makes recommendations and drafts rules, regulations, and procedures governing FINRA arbitration.

He has extensive experience handling NASD, FINRA, NYSE, and AAA securities arbitration matters and has recovered millions of dollars on behalf of defrauded investors. Mr. Kaplan has authored a number of articles on stockbroker misconduct, and he is a recognized authority on the subject. He often serves as a guest lecturer on securities fraud and stockbroker misconduct, and has been invited to speak to investor groups, accountants, and other professionals throughout the country concerning investor protection.

Areas of Practice (4)

  • Securities Arbitration
  • Securities Litigation
  • Complex Commercial Litigation
  • Class Action Litigation

Education & Credentials

University Attended:
Northeastern University, B.S., magna cum laude, 1990
Law School Attended:
University of Miami, J.D., cum laude, 1994
Year of First Admission:
1994
Admission:
1994, Florida; 2008, U.S. District Court, Southern District of Florida
Memberships:
Public Investors Arbitration Bar Association (1998-present); United Way Tocqueville Society; University of Miami Alumni Association, Director-at-Large (2007-present); Young Philanthropists of Baptist Hospital (Member Steering Committee, 2009-present; Chairperson 2010-2012); Greater Miami Jewish Federation (Pacesetter, Chair of 2010 Annual Judicial Reception, Vice Chair of 2009 Annual Judicial Reception, Chair of Corporate Underwriting for 2008 Annual Judicial Reception, Attorneys Division Mentoring Committee, 2006 - 2008); Dade County (SEC Litigation Committee, 2003—; Chairman, 2005-2006); The Florida Bar (Grievance Committee, 2002-2005; Chairperson, 2004-2005);
Birth Information:
Meriden, Connecticut, June 16, 1967
ISLN:
910060972

Payment Information

Fixed Hourly Rates
Available
Credit Cards Accepted
American Express, MasterCard, Visa
Other Information
Free initial consultation, Fixed fees available

Peer Reviews

5.0/5.0 (2 reviews)
Martindale-Hubbell® AV Preeminent Rating Badge
  • Legal Knowledge

    5.0/5.0
  • Analytical Capability

    5.0/5.0
  • Judgment

    5.0/5.0
  • Communication

    5.0/5.0
  • Legal Experience

    5.0/5.0
Peer reviews submitted prior to 2008 are not displayed.

Other Legal Directories

Avvo Client Review
5.0/5.0 (2 reviews)

Client Reviews Write a Review

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