University Attended:
John Carroll University, Boler School of Business, B.S., Economics, 1995
Law School Attended:
Case Western Reserve University School of Law, J.D., 2000
Year of First Admission:
2001
Admission:
2001, New York; 2008, Ohio; U.S. District Court, Eastern District of New York; U.S. District Court, Southern District of New York
Memberships:
Professional Membership
•Ohio Bankers League (Affiliate Member 2012-present)
•Cleveland Metropolitan Bar Association (Business, Banking and Financial Services and In-house Section; Banking and Financial Services Committee, Chairman 2014; Banking and Financial Services Section, Chairman 2010-2011; Vice-Chairman 2009-2010)
•Society of Corporate Secretaries and Governance Professionals, Inc. (President 2015-2016; Vice President 2014-2015; Secretary 2013-2014; Treasurer 2012-2013; Member since 2010)
Birth Information:
Fremont, Ohio, March 30, 1973
Reported Cases:
Cases / Matters: $6.5 million private placement offering of Ohio thrift holding company; Advised Ohio thrift on tax credit limited partnership deal, including banking regulatory requirements and private placement memorandum; Advised a private fund on broker-dealer, investment company, and investment adviser registration requirements and mitigation compliance risk related to conduct of private offerings; $625 million Common Stock Offering; $1 billion Senior Medium Term Note Offering; Repurchase of Series B Preferred Stock issued to U.S. Treasury; $1 billion Senior Medium Term Note Offering; Completed two Exchange Offerings of Trust Preferred Securities for Common Stock and one Exchange Offering of Preferred Stock for Common Stock; $1 billion At the Market Offering of Common Stock; Underwritten offering of Common Stock; Acquisition of bank holding company in the Hudson Valley, New York; Joint venture formation; Advised Ohio manufacturing companies on securities issues related to sale of Ohio manufacturing company to NASDAQ Global Market; Advised Ohio manufacturing company on its filling of resale registration statement