Mr. David R. Chase

David Chase is a highly regarded SEC investigation attorney, celebrated for his strategic defense of individuals and entities under the scrutiny of the SEC, FINRA, and DOJ securities fraud grand jury investigations nationwide. With more than 25 years of experience, David has built a reputation for skillfully navigating complex cases involving insider trading, stock manipulations, crypto fraud, Ponzi schemes, and investment advisor fraud. His deep understanding of SEC procedures is informed by his tenure as a Senior Counsel in the SEC’s Enforcement Division at the Miami Regional Office, where he honed his ability to negotiate favorable settlements and defend clients against charges effectively. Always patient and strategic, David personally manages each case, tailoring defense strategies to the unique objectives and circumstances of his clients, providing a guiding hand through the often daunting investigatory process. Not only a practitioner, David is a respected voice in the field, frequently quoted in media outlets like Bloomberg and CBC, and has shared his unique skills as an Adjunct Professor of Law at the University of Miami School of Law, teaching SEC Investigations. His comprehensive knowledge and dedication make David Chase a formidable advocate for those facing securities law challenges.