Sara J. Van Dyke is a senior ERISA attorney with significant experience
providing advice regarding both Taft-Hartley and single-employer benefit plans. Prior to joining Blitman & King in 2025,
Sara practiced for ten years at a small union-side law firm in New York City.
Sara advises fiduciaries of Taft-Hartley pension, defined contribution
and welfare plans on regulatory compliance, fiduciary matters, plan design and
documentation, investments, claims, vendor arrangements, and day-to-day plan administration,
including QDRO review. Sara advises
Boards of Trustees at regular and special meetings and works with Fund
Administrators and other plan professionals to implement Board directives. She has implemented RFPs for service
providers, advised regarding regulatory audits, and obtained favorable
determination letters, including for real estate holding companies. In addition, Sara advises union entities, businesses
and executives on compensation matters such as employment and severance
agreements, and restrictive covenants.
Prior to her Taft-Hartley plan experience, Sara practiced for nine
years at major law firms in New York City, advising on ERISA, tax, and benefits
matters involving broad-based and executive plans, and compensation
arrangements representing both employers and executives. Her practice included advice regarding equity
incentive arrangements, and compensation and benefits matters in corporate transactions.
Sara was born
and raised in Kansas. She enjoys the theater and sports.
SIGNIFICANT REPRESENTATIONS
- Advised the Board of Trustees of a multiemployer
welfare plan regarding plan design changes to eligibility and benefits to address
projected funding shortfall and worked closely with the Fund Administrator and plan
professionals to implement changes.
- Advised a multiemployer 401(k) plan regarding
change of recordkeeper, significantly reducing plan expenses, and drafted new
plan document and trust agreement.
- Advised Trustee-directed defined contribution
plans regarding valuation dates, payment administration issues, and collection
of overpayments both before and after SECURE 2.0 restrictions.
- Reviewed defined benefit plan forms in
connection with change of plan service provider, including application forms,
joint & survivor election and beneficiary designations.
- Advised regarding partnership agreements,
including drafting a professional services partnership agreement, and advising
a partner regarding consequences of withdrawal from a professional services partnership.
- Reviewed offer letters, employment agreements
and restrictive covenant arrangements for numerous employees, including Internal
Revenue Code Section 409A tax advice and option compensation.
- Assisted in advising a
global financial services company regarding their stock, stock-based and non-qualified
deferred compensation plans, U.S. securities and tax law compliance, and data
privacy.
PUBLICATIONS
- Contributor regarding ERISA Litigation
content, Practical Law (Westlaw), 2014.
SPEAKING ENGAGEMENTS
- Presented at union convention regarding HIPAA
protections of health benefit plan information, November 2021.
CIVIC AND PRO BONO ACTIVITIES
- Goodhue House – Art Committee, 2013 – 2016
- New York City
Bar Consumer Affairs Committee, 2014 – 2015
- Bronx CLARO – Volunteer Lawyers’ Consumer
Debt relief program, 2013 – 2014
- Witness and advocate in eviction case in
Manhattan housing court, 2012 – 2013
- Court Appointed Special Advocate (CASA), 2007
– 2009
AFFILIATIONS
- International Foundation of Employee Benefit Plans
- Worldwide Employee Benefits Network - New York Chapter Steering Committee