Sean Kelly

Sean Kelly: Attorney with Nystrom Beckman & Paris LLP

Biography

Prior to entering private practice, Sean was a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA) with its National Cause and Financial Crimes Detection Program. He conducted investigations of broker-dealers and ensured their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Sean handled cases involving fraud, anti-money laundering, market manipulation, unauthorized trading, investment suitability, and financial operations, among other sales practice and regulatory issues.

Areas of Practice (4)

  • Business Litigation
  • Professional Liability
  • Products Liability
  • Torts

Education & Credentials

University Attended:
Suffolk University
Year of First Admission:
2019
Admission:
2019, Massachusetts
ISLN:
1001760460

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