Tim Dolan

Experience: Representative Matters: Advising on regulatory requirements under the new Sustainable Finance Disclosure Regulation for an article 9 fund and supporting multiple funds marketed into Europe under article 8 of the SFDR.; Issuing opinions as to whether joint ventures and funds amount to collective investment schemes and alternative investment funds.; Advising multiple fund managers as to how they should market in the UK, Europe, and globally.; Obtaining UK and change of control approvals on multiple corporate transactions for clients.; Conducting vendor and purchaser financial services regulatory due diligence in connection with corporate acquisitions.; Advising institutions on the impact of the FCA's Senior Managers Regime and helping prepare statements of responsibilities for individuals.; Assisting institutions to understand the impact of the FCA's consumer duty.; Supporting institutions who have been subject to FCA Skilled Persons' reports.; Advising institutions on when information is inside information under the Market Abuse Regime and helping to structure robust Chinese Wall arrangements.; Advising several global firms as to when they are conducting insurance mediation in the UK and in Europe and what structures they need to put in place.; Advising payment services providers on their internal systems and controls.; Advising institutions on anti-money laundering and sanctions requirements in the UK.;; Experience at Regulators: Advanced Associate, UK Financial Services Authority, 2003-2005; Secretary to the Panel, New Zealand Takeovers Panel, 2002-2003; Solicitor, New Zealand Securities Commission, 1999-2003