Search Results for:
Bingham Mccutchen Llp
(939)
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ARTICLES(939)
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FINRA Provides Dark Pool Trading Data
- June 17, 2014
- LEGAL ALERTS/ARTICLES
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California Attorney General Issues Recommendations on Developing Privacy Policies
- June 04, 2014
- LEGAL ALERTS/ARTICLES
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California Attorney General Issues Recommendations on Developing Privacy Policies
- May 29, 2014
- LEGAL ALERTS/ARTICLES
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Proposed Amendments to the Article 63 Exemption of the FIEA of Japan
- May 29, 2014
- LEGAL ALERTS/ARTICLES
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SEC Seeks to Deploy Section 20(b) to Skirt Restrictions of Janus
- May 15, 2014
- LEGAL ALERTS/ARTICLES
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CFTC Extends Deadline of Oral Recording Requirements for Asset Managers and CTAs Holding SEF or DCM Membership to December 31, 2014
- May 06, 2014
- LEGAL ALERTS/ARTICLES
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Five Takeaways About Cybersecurity From the OCIE Cybersecurity Risk Alert
- April 25, 2014
- LEGAL ALERTS/ARTICLES
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CFTC Regulation 1.35 Recordkeeping Requirements Set to Become Effective on May 1, 2014
- April 16, 2014
- LEGAL ALERTS/ARTICLES
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FINRA Initiates Retrospective Rule Review Heavy on Process, Vague on End Game
- April 11, 2014
- LEGAL ALERTS/ARTICLES
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Four Things You Need to Know About the SEC Roundtable on Cybersecurity
- April 10, 2014
- LEGAL ALERTS/ARTICLES
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Unanimous Supreme Court Articulates New Test for Standing in Lanham Act False Advertising Cases
- April 03, 2014
- LEGAL ALERTS/ARTICLES
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Supreme Court Keeps Door Open for State Law Class Action Securities Fraud Claims Against Issuers of Non-Covered Securities and their Advisors
- March 24, 2014
- LEGAL ALERTS/ARTICLES
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Sarbanes-Oxley Whistleblower Protection Extends to Employees of Private Companies Acting as Contractors or Subcontractors of Public Companies
- March 11, 2014
- LEGAL ALERTS/ARTICLES
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Recent Reporting Order Addressed to Investment Advisors From the Kanto Local Finance Bureau
- March 10, 2014
- LEGAL ALERTS/ARTICLES
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Broker-Dealers Should Prepare for Upcoming Effective Date for Certain Amendments to the Financial Responsibility Rules
- March 06, 2014
- LEGAL ALERTS/ARTICLES
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FINRA Requests Comments on Proposed Amendments to Reduce Counterparty Credit Risk for Transactions in the TBA Market
- March 06, 2014
- LEGAL ALERTS/ARTICLES
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SEC Re-Opens Comment Period on Regulation AB II for Comments on Restricted Website Disclosure of Sensitive Asset-Level Data
- March 06, 2014
- LEGAL ALERTS/ARTICLES
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Timeline for FATCA Compliance for Japan-Based Investment Managers and Funds
- March 06, 2014
- LEGAL ALERTS/ARTICLES
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New and Recent Notice and Leave Requirements for NY and NJ Employers
- February 14, 2014
- LEGAL ALERTS/ARTICLES
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Summary of FCC Order Calling for IP Technology Transition Trial Proposals
- February 12, 2014
- LEGAL ALERTS/ARTICLES
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SEC Issues No-Action Letter Regarding Broker-Dealer Registration Status of M&A Brokers
- February 11, 2014
- LEGAL ALERTS/ARTICLES
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SEC and Deloitte China Affiliate Resolve Subpoena Enforcement Action
- February 06, 2014
- LEGAL ALERTS/ARTICLES
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FCC Adopts Order Inviting Technology Transition Trials
- February 04, 2014
- LEGAL ALERTS/ARTICLES
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Achieving California’s Greenhouse Gas Emissions Goals: New Study Exposes Overgeneration as Key Challenge to Increasing the Renewable Portfolio Standard
- February 03, 2014
- LEGAL ALERTS/ARTICLES
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Markets in Financial Instruments Directive (MiFID) II Update
- February 03, 2014
- LEGAL ALERTS/ARTICLES
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SEC Administrative Law Judge Bars China Affiliates of “Big Four” From Auditing Companies Traded in U.S.
- February 03, 2014
- LEGAL ALERTS/ARTICLES
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SEC to Consider Adopting Regulation AB II on February 5
- February 03, 2014
- LEGAL ALERTS/ARTICLES
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Timeline for FATCA Compliance for Asia Based Investment Managers
- February 03, 2014
- LEGAL ALERTS/ARTICLES
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OFAC and State Publish Guidance on Temporary Sanctions Relief for Iran
- January 30, 2014
- LEGAL ALERTS/ARTICLES
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Regulators Issue Annual Priorities Letters for Broker-Dealers
- January 30, 2014
- LEGAL ALERTS/ARTICLES