Husch Blackwell LLP

  • Established in 1916
  • Firm Size 794
  • Profile Visibility [ i ]
    • #89 in weekly profile views out of 1,436 Law Firms in St. Louis, MO
    • #85 in weekly profile views out of 314,674 total law firms Overall
Attorney Awards
About Attorney Awards

Securities Litigation

Husch Blackwell has broad experience representing corporations, directors and officers, broker-dealers, and other securities industry professionals in all types of securities litigation and arbitration, as well as regulatory matters involving the SEC and other regulatory bodies. The firm’s securities attorneys successfully represented defendants in federal and state securities law class actions, defending executives and directors of both public and private companies in derivative shareholder litigation, and representing companies and individual defendants in both investigative and enforcement actions before the SEC. We defend directors, officers and controlling shareholders in challenges to mergers and acquisitions, including going private transactions.

Within the securities industry, Husch Blackwell attorneys represent broker-dealers and investment advisors in customer litigation and FINRA arbitrations involving claims of unsuitability, churning, negligence, breach of fiduciary duty and fraud. Our attorneys defend and prosecute claims on behalf of broker-dealers involving breach of non-competition agreements, misappropriation of trade secrets and breach of fiduciary duties related to recruitment of registered representatives.

Our firm’s recent securities litigation experience includes:

  • Secured summary judgment for Fortune 500 company sued in federal class action for alleged violations of SEC Rule 10b-5
  • Successfully defended controlling shareholder in trial of Delaware Chancery Court action challenging fairness of going private transaction
  • Defended officer of public company in securities fraud case brought by SEC alleging improper reserve recognition and other accounting irregularities
  • Defended securities firm and its principals accused of fraud by state regulatory agency in sale of mortgage-backed securities
  • Won dismissal of claims of breach of fiduciary duty asserted by bankruptcy trustee against chairman of major agricultural company
  • Defeated attempt by purported shareholder class to enjoin proposed merger of two public companies
  • Defended chief legal officer and other principals of hedge fund in investigation in Bernie Madoff-related matter
  • Defended officer of mutual fund company in shareholder action and parallel SEC proceeding alleging illegal market timing
  • Defended securities firm and investment adviser in customer claims alleging improper sale of auction rate securities
  • Secured dismissal of shareholder complaint alleging securities fraud against CEO and CFO of public company
  • Represented individual and business investors alleging fraudulent disclosures related to the start-up of an airline
  • Represented a brokerage firm and a registered agent in a proceeding brought by the Securities Commissioner of the State of Kansas regarding the practices of the brokerage firm and an alleged failure to supervise
  • Represented individual and entity that sold interests in oil and gas wells to various investors pursuant to a subscription agreement. Plaintiffs claimed that the brokers were regulated by FINRA and the sales violated securities regulations
  • Represented accounting firm in federal court class actions, multi-district federal court litigation and related state court actions by limited partnership investors and shareholders involving claims alleging fraudulent revenue projections
  • Represented individual investors alleging fraudulent disclosures and improper accounting practices related to investments in a savings and loan
  • Represented shareholder in a class action alleging premerger disclosures related to the acquisition of a pharmaceutical company

People (794)

0 Applied Filters
Refine Results
Attorney
No Reviews

Alternative Dispute Resolution, Consumer, Creditor-Debtor, Health Care, Administrative Law, Litigation: Commercial, Government, Mediation, Taxation, Contracts, Public Finance View More

No Reviews

Litigation: Commercial, Commercial

Attorney
No Reviews

Appeals, Civil Litigation, Health and Healthcare Law, Medical Malpractice, Municipal Liability, Regulatory Law, Regulatory Law View More

Attorney
No Reviews

Food and Drug Compliance, Health Care, Life Sciences & Biotechnology, Patent Infringement, Life Sciences & Biotechnology, Patent Infringement View More

Attorney
No Reviews

Banking Law, Environmental Law, Litigation, Construction Law, Appellate Practice, Arbitration, Contracts View More

Attorney
No Reviews

Corporate Law, Real Estate, Tax, Civil Litigation

Attorney
No Reviews

Intellectual Property, Licensing, Patents

Attorney
No Reviews

Peer Reviews

4.8/5.0 (480 reviews)
  • Legal Knowledge

    4.8/5.0
  • Analytical Capability

    4.8/5.0
  • Judgment

    4.8/5.0
  • Communication

    4.8/5.0
  • Legal Experience

    4.8/5.0
  • 5.0/5.0 Review for J. Miller by a Associate/Assistant General Counsel on 09/23/14 in Defense Litigation

    J.Y. Miller is an excellent all around lawyer who is exceptionally competent as well as very attendant to the clients' needs.

  • 5.0/5.0 Review for David Buffo by a Member on 08/31/14 in Litigation

    I have known Dave professionally and personally for 9 years. He is a fine lawyer and a fine person.

Peer reviews submitted prior to 2008 are not displayed.

Client Reviews Write a Review

Diversity

Husch Blackwell is committed to recruiting, developing, retaining, and promoting talented attorneys and staff. We believe diversity encompasses a variety of characteristics, including race, national origin, religion, gender, sexual orientation, gender identity, age, education, and family and marital status.
 

Our environment is essential to both the quality of our client service and the personal satisfaction of our lawyers and staff.
 

Our efforts have been recognized both nationally and locally in promoting diversity. We received a top rating of 100 percent in the Corporate Equality Index, the Human Rights Campaign Foundation, the Equal Justice Award, Legal Services of Eastern Missouri, and named one of the Top 100 Law Firms for Women by MultiCultural Law Magazine.
 

Minority and female partners hold senior leadership positions in management, which fully supports the wide variety of initiatives coordinated by our firm’s Diversity Committee.
 

We are actively involved in promoting diversity within the legal profession. Our firm endorsed the diversity commitment and action plans of our local bar associations.
 

Diversity and inclusiveness make us a stronger firm and better able to understand our clients’ needs. We are committed to pursue, promote and enhance diversity at Husch Blackwell.

  1. Matter Budgeting and Financial Management

    • Does the firm establish formal budgets for client engagements? Yes
    • Are bills submitted electronically? Yes
  2. Quality Management

    • Does the firm conduct end of matter reviews? Yes
  3. Litigation General Best Practices

    • Does the firm have a formalized new associate litigation training/mentoring program? Yes
    • Does the firm's litigation department have a structured approach to early case assessment? For example: Does your firm implement a standard approach to determine risks and strengths early in a case to assess trial or settlement options? Yes
    • Does the firm have an established records management team to assist clients with records retention, compliance and litigation preparedness? Yes
  4. Vendor Management

    • Does the firm have preferred vendor relationships? Yes
  5. Knowledge Management

    • Does the firm have a knowledge management program? Yes
  6. Disaster Recovery

    • Does the firm have a disaster recovery plan in place? Yes
  7. Litigation eDiscovery Best Practices

    • Does your firm have any educational programs designed to address the changing federal rules of civil procedure? Yes
    • Does the firm have a standardized litigation hold program in place for its clients? Yes

Location

Contact Husch Blackwell LLP

Required Fields

Required Fields


By clicking on the "Submit" button, you agree to the Terms of Use, Supplemental Terms and Privacy Policy. You also consent to be contacted at the phone number you provided, including by autodials, text messages and/or pre-recorded calls, from Martindale and its affiliates and from or on behalf of attorneys you request or contact through this site. Consent is not a condition of purchase.

You should not send any sensitive or confidential information through this site. Emails sent through this site do not create an attorney-client relationship and may not be treated as privileged or confidential. The lawyer or law firm you are contacting is not required to, and may choose not to, accept you as a client. The Internet is not necessarily secure and emails sent though this site could be intercepted or read by third parties.