Seward & Kissel LLP

  • Established in 1890
  • Firm Size 199

  • Peer Reviews

    4.9/5.0 (31)
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Attorney Awards
  • Martindale-Hubbell Peer AV Preeminent Rating
  • Champion Badge Reviewed
About Attorney Awards

Securities Litigation

The representation of clients in class actions and individual lawsuits involving alleged violations of federal and state securities laws and common law fraud is a significant part of our practice.  Over the years, we have been counsel in landmark securities law cases, including cases of first impression decided by the United States Supreme Court.

We defend investment companies, investment advisers, broker-dealers, investment banks and other securities industry clients in securities litigation, arbitration and other proceedings initiated by or brought before the SEC, NYSE, NASD, and states attorneys general, including insider trading, Rule 10b-5 allegations, “soft dollar” issues, market manipulation, Regulation S issues, front running, short swing profit issues and trade allocation disputes, among many others.

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Julia Hanks
Associate
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New York, NY

Investment Management, Advertising

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David Johnson
Associate
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New York, NY

Advertising, Advertising, Corporate Finance, Global Bank and Institutional Finance, Global Corporate Trust & Restructuring/Municipal and Global Project Finance View More

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Benay Josselson
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New York, NY

Litigation, Advertising, Employment Law

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Irina Kerzhner
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New York, NY

Employee Benefits, Tax, Advertising, Employment / Labor, Advertising, Investment Management View More

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Samara Kogan
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New York, NY

Advertising, Bankruptcy / Debt, Debt / Lending Agreements, Advertising, Debt / Lending Agreements, Investment Management, Private Funds, Investment Advisers View More

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Arthur Kozyra
Associate
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New York, NY

Advertising, Transportation, Mergers & Acquisitions, Advertising, Corporate Finance, Capital Markets and Securities, Business Transactions (M&A/Private Equity) View More

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Deborah Kubiak
Associate
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New York, NY

Advertising, Advertising, Investment Management

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Laura Miller
Associate
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New York, NY

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