Stradling Yocca Carlson & Rauth A Professional Corporation

  • Established in 1975
  • Firm Size 133

  • Peer Reviews

    4.9/5.0 (28)
  • Profile Visibility [ i ]
    • #26 in weekly profile views out of 787 Law Firms in Newport Beach, CA
    • #14,557 in weekly profile views out of 314,674 total law firms Overall
Attorney Awards
  • Martindale-Hubbell Peer AV Preeminent Rating
About Attorney Awards

Securities Litigation

Stradling’s Securities Litigation Group handles all types of disputes involving the purchase and sale of securities and the fiduciary duties owed to shareholders. We defend companies and individuals sued in securities class actions and derivative cases and prosecute and defend shareholder disputes, M&A litigation, takeover litigation, proxy contests, broker-dealer disputes, and litigation involving investment fraud.

We represent individuals and corporations in connection with government investigations, including Securities and Exchange Commission ("SEC") inquiries and enforcement proceedings, and Financial Industry Regulatory Authority (“FINRA”) inquiries. We also represent audit committees and special committees of boards of directors regarding internal investigations.

We regularly provide advice and training to our publicly held clients on securities related issues, including insider trading, legal compliance programs, directors and officers insurance, and securities law disclosure obligations.

People (133)

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Darren McHugh
Shareholder
No Reviews
Denver, CO

Public Finance, Corporate & Incorporation, Tax

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Alice Ostdiek
Shareholder
No Reviews
Seattle, WA

Public Finance, Disclosure Counsel, Public Utilities, Underwriters Counsel, Public Law, Economic Development, Public Entity Advisory, Transportation Finance, Government, Municipal, Non-Profit, Securities & Investment Fraud, Tax Exempt, Securities, Tax View More

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Ryan Azlein
Shareholder
No Reviews
Santa Monica, CA

Corporate Law, Business, Public Company Representation, Startups and Emerging Companies, Venture Capital, Mergers and Acquisitions, Technology Transactions View More

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Sarah Brooks
Shareholder
No Reviews
Newport Beach, CA , 
Santa Monica, CA
+ 1 more

Intellectual Property, Copyright, Intellectual Property Counseling and Patents, Intellectual Property Litigation, Trade Dress, Trade Secret, Trademark, Antitrust and Unfair Competition, Business Torts, Compliance and Corporate Governance, Life Science, Pharmaceuticals and Biotechnology, Action Sports and Apparel, Internet, Media and Entertainment, Retail and Consumer Products and Services, Technology, Patent Infringement, Patent Application, Trademark Infringement, Copyright Infringement View More

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David Thompson
Shareholder
No Reviews
Seattle, WA

Public Finance, Disclosure Counsel, Underwriters Counsel, Public Law, Municipal, Securities, Civil Rights, Elder Law, Election Campaigns & Political Law, Corporate & Incorporation View More

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Paul Glassman
Shareholder; Chair of the Bankruptcy and Restructuring Practice
No Reviews
Newport Beach, CA , 
Santa Monica, CA
+ 1 more

Bankruptcy and Restructuring, Private Equity, Public Finance, Healthcare, Media and Entertainment, Public Entities and Municipalities, Real Estate, Technology, Business Law View More

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Marianne Mortimer
Shareholder
No Reviews
Newport Beach, CA , 
Santa Monica, CA
+ 1 more

Bankruptcy and Restructuring, Corporate Law, Private Equity, Debt Finance and Financial Services, Mergers and Acquisitions, Banking and Financial Services, Communications and Networking, Healthcare, Media and Entertainment, Pharmaceuticals and Biotechnology, Retail and Consumer Products and Services, Technology, Telecommunications, Bankruptcy / Chapter 11 View More

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Lisa Murison
Shareholder
No Reviews
Santa Monica, CA

Corporate Law, Mergers and Acquisitions, Private Equity, Public Company Representation, Life Science, Debt Finance and Financial Services, Antitrust & Trade Law, Chapter 11 Bankruptcy, Chapter 7 Bankruptcy View More

Peer Reviews

4.9/5.0 (28 reviews)

  • Legal Knowledge

    4.9/5.0

  • Analytical Capability

    4.8/5.0

  • Judgment

    4.8/5.0

  • Communication

    4.9/5.0

  • Legal Experience

    4.9/5.0
Peer reviews submitted prior to 2008 are not displayed.

Client Reviews Write a Review

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