Stradling Yocca Carlson & Rauth A Professional Corporation

  • Established in 1975
  • Firm Size 133

  • Peer Reviews

    4.9/5.0 (28)
  • Profile Visibility [ i ]
    • #31 in weekly profile views out of 788 Law Firms in Newport Beach, CA
    • #1,022 in weekly profile views out of 314,629 total law firms Overall
Attorney Awards
  • Martindale-Hubbell Peer AV Preeminent Rating
About Attorney Awards

Executive Compensation

Stradling's compensation and benefits services cover all of the relevant state law, tax, ERISA, corporate, SEC, and accounting issues of each matter of concern to our clients.

Our clients include:

  • Large corporations
  • Financial institutions
  • Startups
  • Tax-exempt entities
  • Founders
  • Executives in virtually every sector of the economy

We also advise large public sector retirement systems, working closely with state and federal regulatory agencies such as the:

  • California Department of Corporations
  • U.S. Department of Labor (DOL)
  • Securities and Exchange Commission (SEC)
  • Internal Revenue Service (IRS)

We routinely assist our public company clients with:

  • Corporate governance
  • Reasonable compensation
  • Sarbanes-Oxley compliance
  • Proxy disclosure and M&A issues
  • 1933/1934 Act compliance
  • Section 16 compliance
  • Insider trading and 10b5-1 plans
  • Section 162(m) deduction limits
  • Stock option repricings
  • Global stock plans
  • Accounting issues

We also assist with nonqualified deferred compensation arrangements in compliance with 409A of the Code.

We often help clients determine what is "reasonable compensation" and "custom and practice" in specific instances and avoid nettlesome issues, such as IRC Sections 280G and 162(m), as well as intermediate sanctions issues.

Our executive compensation group works closely with our securities litigation group when special investigations are required, enforcement action is imminent, or when other possible areas of litigation arise.

People (133)

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Alice Ostdiek
Shareholder
No Reviews
Seattle, WA

Public Finance, Disclosure Counsel, Public Utilities, Underwriters Counsel, Public Law, Economic Development, Public Entity Advisory, Transportation Finance, Government, Municipal, Non-Profit, Securities & Investment Fraud, Tax Exempt, Securities, Tax View More

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Darren McHugh
Shareholder
No Reviews
Denver, CO

Public Finance, Corporate & Incorporation, Tax

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Ryan Azlein
Shareholder
No Reviews
Santa Monica, CA

Corporate Law, Business, Public Company Representation, Startups and Emerging Companies, Venture Capital, Mergers and Acquisitions, Technology Transactions View More

no photo
David Thompson
Shareholder
No Reviews
Seattle, WA

Public Finance, Disclosure Counsel, Underwriters Counsel, Public Law, Municipal, Securities, Civil Rights, Elder Law, Election Campaigns & Political Law, Corporate & Incorporation View More

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Stephen Kong
Shareholder; Chair of Technology Transactions Practice
No Reviews
Newport Beach, CA , 
San Francisco, CA , 
Santa Monica, CA
+ 2 more

Antitrust and Unfair Competition, Corporate Law, Corporate Partnering and IP Transactions, Intellectual Property, Intellectual Property Counseling and Patents, Copyright, Trademark, Action Sports and Apparel, Electronics and Computer Hardware, Internet, Retail and Consumer Products and Services, Software, Advertising and Media, Media and Entertainment, Technology, Copyright Application View More

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Marianne Mortimer
Shareholder
No Reviews
Newport Beach, CA , 
Santa Monica, CA
+ 1 more

Bankruptcy and Restructuring, Corporate Law, Private Equity, Debt Finance and Financial Services, Mergers and Acquisitions, Banking and Financial Services, Communications and Networking, Healthcare, Media and Entertainment, Pharmaceuticals and Biotechnology, Retail and Consumer Products and Services, Technology, Telecommunications, Bankruptcy / Chapter 11 View More

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Lisa Murison
Shareholder
No Reviews
Santa Monica, CA

Corporate Law, Mergers and Acquisitions, Private Equity, Public Company Representation, Life Science, Debt Finance and Financial Services, Antitrust & Trade Law, Chapter 11 Bankruptcy, Chapter 7 Bankruptcy View More

no photo
Fred Neufeld
Shareholder
No Reviews
Newport Beach, CA , 
Santa Monica, CA
+ 1 more

Bankruptcy and Restructuring, Healthcare, Food and Beverage, Media and Entertainment, Manufacturing and Distribution, Banking and Financial Services, Real Estate, Business Law View More

Peer Reviews

4.9/5.0 (28 reviews)

  • Legal Knowledge

    4.9/5.0

  • Analytical Capability

    4.8/5.0

  • Judgment

    4.8/5.0

  • Communication

    4.9/5.0

  • Legal Experience

    4.9/5.0
Peer reviews submitted prior to 2008 are not displayed.

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