Stradling Yocca Carlson & Rauth A Professional Corporation

  • Established in 1975
  • Firm Size 133

  • Peer Reviews

    4.9/5.0 (28)
  • Profile Visibility [ i ]
    • #23 in weekly profile views out of 788 Law Firms in Newport Beach, CA
    • #2,454 in weekly profile views out of 314,719 total law firms Overall
Attorney Awards
  • Martindale-Hubbell Peer AV Preeminent Rating
About Attorney Awards

Investment Litigation

Investments carry risk. Some investors, in hindsight, forget this simple point and rationalize that the other side of a transaction acted deceitfully in connection with an earlier agreement.

In some instances, however, an overzealous buyer or seller makes material misrepresentations that are relied upon by a counter-party and such reliance ends up damaging the unwitting buyer or seller.

Stradling’s securities litigation and enforcement lawyers are exceptionally well versed in handling cases involving allegations of fraud in connection with purchases and sales of securities, businesses, and assets. We have litigated such cases in federal and state courts across the United States with great success for our clients. We have prevailed at trial, bench and jury, and all pre-trial phases. Our expertise in the law and the tactics involved in these cases gives us a keen advantage over our adversaries.

An unfortunate and all too frequent form of investment litigation over the last 20 years has been the “Ponzi” scheme. A Ponzi scheme is one where, generally, an investor, through false and misleading statements, obtains access to an investor’s funds and misappropriates the funds, covering up the misappropriations by showing false returns (i.e., using one client’s money to pay a different client).

In the last 20 years, we have litigated many cases involving Ponzi schemes. We have successfully represented investors and receivers, who lost money; but we have also represented those who have been accused of assisting an alleged wrongdoer. Ponzi cases are unique and require specialized knowledge and experience; Stradling’s lawyers have the right mix of both.

People (133)

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Michael Lange Lawhead
Shareholder
No Reviews
Newport Beach, CA , 
San Diego, CA , 
San Francisco, CA
+ 2 more

Compliance and Corporate Governance, Public Company Representation, Startups and Emerging Companies, Venture Capital, Life Science, Medical Device, Pharmaceuticals and Biotechnology, Mergers and Acquisitions, Healthcare, Business Law View More

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Scott Shaver
Shareholder
No Reviews
Newport Beach, CA , 
Reno, NV
+ 1 more

Public Finance, Disclosure Counsel, Public Utilities, Underwriters Counsel, Energy and Clean Technology, Public Entities and Municipalities, Tax View More

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Alice Ostdiek
Shareholder
No Reviews
Seattle, WA

Public Finance, Disclosure Counsel, Public Utilities, Underwriters Counsel, Public Law, Economic Development, Public Entity Advisory, Transportation Finance, Government, Municipal, Non-Profit, Securities & Investment Fraud, Tax Exempt, Securities, Tax View More

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Ryan Azlein
Shareholder
No Reviews
Santa Monica, CA

Corporate Law, Business, Public Company Representation, Startups and Emerging Companies, Venture Capital, Mergers and Acquisitions, Technology Transactions View More

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Darren McHugh
Shareholder
No Reviews
Denver, CO

Public Finance, Corporate & Incorporation, Tax

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David Thompson
Shareholder
No Reviews
Seattle, WA

Public Finance, Disclosure Counsel, Underwriters Counsel, Public Law, Municipal, Securities, Civil Rights, Elder Law, Election Campaigns & Political Law, Corporate & Incorporation View More

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Lisa Murison
Shareholder
No Reviews
Santa Monica, CA

Corporate Law, Mergers and Acquisitions, Private Equity, Public Company Representation, Life Science, Debt Finance and Financial Services, Antitrust & Trade Law, Chapter 11 Bankruptcy, Chapter 7 Bankruptcy View More

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James David Richman
Shareholder; Chair of Real Estate Practice
No Reviews
Newport Beach, CA , 
Santa Barbara, CA , 
Santa Monica, CA
+ 2 more

Real Estate, Acquisitions, Sales, and Exchanges, Commercial Leasing, Construction and Design, Construction, Permanent, and Mezzanine Finance, Development, Joint Ventures, Real Property Law View More

Peer Reviews

4.9/5.0 (28 reviews)

  • Legal Knowledge

    4.9/5.0

  • Analytical Capability

    4.8/5.0

  • Judgment

    4.8/5.0

  • Communication

    4.9/5.0

  • Legal Experience

    4.9/5.0
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