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Founding Partner
4.8
Securities, Securities Fraud, FINRA Arbitration, 1031 Exchanges, 1035 Exchanges, Alternative Investments, Brokered CDs, Business Development Companies, BDCs, Closed-End Funds, Collaterized Loan Obligations, (CLOs), Conservation Easements, Cryptocurrency Law, Direct Participation Program, Energy Investments, Equity-Linked Notes, Exchange-Traded Funds, (ETFs), Futures, Inverse Exchange-Traded Funds, Junk Bond Frauds, Managed Futures Funds, Options, Penny Stocks, Preferred Securities, Private Placements, REITs and Non-Traded REITS, Reverse Convertible Notes, Securities-Backed Lines of Credit, Single Premium Immediate Annuity (SPIA), Solicited vs. Unsolicited Trades, Special Purpose Acquisition Companies, (SPACS), Structured Products, Unit Investment Trusts, (UITs), Variable Annuity Fraud Attorney, Variable Universal Life Insurance, (VULs), Breach of Contract, Breach of Fiduciary Duty, Boiler Rooms, Cherry-Picking, Churning or Excessive Trading, Elder Financial Abuse, Excessive Commissions, Failure to Execute, Failure to Supervise, Forgery, Hedge Fund Fraud, Insider Trading, Margin Accounts and Margin Calls, Misrepresentation and Omission, Mutual Fund Fraud, Stockbroker Negligence, Overcompensation (Failure to Diversify), Ponzi Schemes, Pump and Dump Schemes, Pyramid Schemes, Selling Away, Stockbroker Loans, Theft/Conversion, Stock Market Manipulation, Unauthorized Trading, Unsuitable Investments, Violation of Blue Sky Laws View More
