Search Results for:
Sutherland Asbill Brennan Llp
(576)
- Page 17
ARTICLES(576)
-
FINRA, SEC Renew Focus on Senior Investors in Immediate Aftermath of FINRA Submission of Proposed Rulemaking to SEC
- October 25, 2016
- LEGAL ALERTS/ARTICLES
-
CFPB Single-Director Structure Unconstitutional: CFPB Director Now Serves at President’s Will
- October 14, 2016
- LEGAL ALERTS/ARTICLES
-
When Outside Compliance Monitors May Be a Blessing: Companies Subjected to Corporate Integrity Agreements May Be Undone by Rogue Employees
- October 12, 2016
- LEGAL ALERTS/ARTICLES
-
Going Au Naturel: New York Federal Judge’s Recent Decision Represents the Increasing Class Action Litigation Risks of “Natural” Product Labels
- October 04, 2016
- LEGAL ALERTS/ARTICLES
-
Empty Miles, Empty Factor? Texas Comptroller Clarifies "Empty Miles" Treatment in Transportation Apportionment Factor
- October 03, 2016
- LEGAL ALERTS/ARTICLES
-
Kentucky Court of Appeals Finds Retroactive Statute Constitutional
- October 03, 2016
- LEGAL ALERTS/ARTICLES
-
NY DFS Announces Proposal for Cybersecurity Rules for Financial Services Companies
- September 22, 2016
- LEGAL ALERTS/ARTICLES
-
SEC Adopts Changes to Form ADV and Books and Records Rules
- September 19, 2016
- LEGAL ALERTS/ARTICLES
-
NAIC Report: 2016 Summer National Meeting
- September 07, 2016
- LEGAL ALERTS/ARTICLES
-
Don’t Hail the CAB - Why FINRA’s Capital Acquisition Broker Rule Set Will Not Get Private Funds to their Destination
- August 30, 2016
- LEGAL ALERTS/ARTICLES
-
NAIC Task Force Releases Revised Draft Insurance Data Security Model Law
- August 30, 2016
- LEGAL ALERTS/ARTICLES
-
New Sedona Conference Commentary Recommends Restricting the Reach of Document Requests Directed to U.S. Affiliates of Overseas Companies
- August 30, 2016
- LEGAL ALERTS/ARTICLES
-
ISDA Publishes Variation Margin Protocol
- August 24, 2016
- LEGAL ALERTS/ARTICLES
-
Three Million Reasons to Understand the New Federal Rules: Deleting Emails Results in Multi-Million-Dollar Rule 37(e) Sanction
- August 02, 2016
- LEGAL ALERTS/ARTICLES
-
NAIC Life Insurance and Annuities (A) Committee Adopts Revisions to Actuarial Guideline 49
- August 01, 2016
- LEGAL ALERTS/ARTICLES
-
New York’s New BSA/AML Rule Imposes Monitoring, Filtering and Certification Requirements
- July 29, 2016
- LEGAL ALERTS/ARTICLES
-
U.S. Customs Aims to Increase Enforcement of the Jones Act
- July 20, 2016
- LEGAL ALERTS/ARTICLES
-
SEC Issues Guidance on Business Continuity Planning for Registered Investment Companies
- July 15, 2016
- LEGAL ALERTS/ARTICLES
-
CFPB Fires Another Warning Shot for Processors to Be Aware of Their Merchants’ Activities
- June 14, 2016
- LEGAL ALERTS/ARTICLES
-
NAIC Task Force Continues Work on Insurance Data Security Model Law
- June 07, 2016
- LEGAL ALERTS/ARTICLES
-
The Federal Reserve Board’s ANPR with Respect to Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities
- June 07, 2016
- LEGAL ALERTS/ARTICLES
-
The Federal Reserve Board Outlines Approach For Capital Rules For Federally Supervised Insurance Groups
- May 27, 2016
- LEGAL ALERTS/ARTICLES
-
NAIC Report: 2016 Spring National Meeting
- May 25, 2016
- LEGAL ALERTS/ARTICLES
-
FinCEN Customer Due Diligence Final Rules
- May 20, 2016
- LEGAL ALERTS/ARTICLES
-
Interagency Guidance: CIP Requirements Apply to Certain Prepaid Cards
- March 30, 2016
- LEGAL ALERTS/ARTICLES
-
NAIC IUL Illustration (A) Subgroup Approves Proposed Revisions to Actuarial Guideline 49 for Exposure and Comment
- March 03, 2016
- LEGAL ALERTS/ARTICLES
-
CFTC Intermediaries to Adopt and Implement Cybersecurity Programs by March 1, 2016
- March 02, 2016
- LEGAL ALERTS/ARTICLES
-
CFTC and EU Regulators Agree on a Common Approach for the Regulation of CCPs
- February 15, 2016
- LEGAL ALERTS/ARTICLES
-
CFTC Amends Regulation 1.35
- February 04, 2016
- LEGAL ALERTS/ARTICLES
-
Price Optimization: 2015 Year in Review and a Look Ahead
- January 20, 2016
- LEGAL ALERTS/ARTICLES