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Finance Articles - Page 146

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ARTICLES(4,789)

New Short Sale Restrictions Take Effect Today
September 25, 2008
LEGAL ALERTS/ARTICLES
Author: Brandon Becker
Law Firm: WilmerHale

Proposed Amendments to Rule 15a-6; File No. S7-16-08
September 25, 2008
LEGAL ALERTS/ARTICLES
Author: Benjamin Catalano
Law Firm: Proskauer Rose LLP

Investment Banker to a Seller's Board Owes No Fiduciary Duties to the Seller's Shareholders, Seventh Circuit Rules
September 24, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Duane Morris LLP

Canada's New Rule on Internal Control Certifications Effective for December 2008 Year-Ends
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: Leslie McCallum
Law Firm: Torys LLP

Canadian Securities Regulators Adopt Policy on Cease Trade Orders for Continuous Disclosure Defaults
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: Leslie McCallum
Law Firm: Torys LLP

FINRA Issues Regulatory Notice on Capital Treatment of Clearing Deposits
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: David Hwa
Law Firm: Bingham McCutchen LLP

Insider Dealing and the Credit Markets: A Recent UK Case
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: Neil Macleod
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

Lehman Brothers Holdings Files for Chapter 11 Protection in the United States
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: William F. Gray, Alison D. Bauer, Christopher J. Fowles
Law Firm: Torys LLP, Torys LLP, Torys LLP

Sixth Circuit Sustains Office of Thrift Supervision Preemption of State Mortgage Broker Registration Requirements
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: Thomas P. Vartanian, David L. Ansell, Robert H. Ledig, Gordon L. Miller
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

Toronto Stock Exchange May Permit Listing of SPACs
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: Leslie McCallum
Law Firm: Torys LLP

US Government Sets the Stage for a Broad Restructuring of Mortgage Finance by Placing Freddie Mac and Fannie Mae in Conservatorship
September 23, 2008
LEGAL ALERTS/ARTICLES
Author: Thomas P. Vartanian, David L. Ansell, Robert H. Ledig, Gordon L. Miller
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

Documentary Credits - When They Don't Pay Up
September 22, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Reed Smith LLP

German Risk Limitation Act Enacted
September 22, 2008
LEGAL ALERTS/ARTICLES
Author: Georg F. Thoma, Hans Diekmann, Roger Kiem, Markus Sebastian Rieder, Marco Sustmann
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

Nine Steps to Help Limit Underwriter Liability in Bought and Overnight Deals
September 22, 2008
LEGAL ALERTS/ARTICLES
Author: William Morgan Burns, Jonathan Reid Zimmerman
Law Firm: Faegre Drinker Biddle & Reath LLP, Faegre Drinker Biddle & Reath LLP

Proposed SEC Rule Would Streamline Insider Trading Surveillance, Investigation and Enforcement
September 22, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Troutman Pepper Locke

SEC Adopts Amendments to Foreign Private Issuer Registration
September 22, 2008
LEGAL ALERTS/ARTICLES
Author: Abigail Arms, Pamela Mae Gibson, Antonia Elizabeth Stolper
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

Bankruptcy as atonement
September 20, 2008
LEGAL ALERTS/ARTICLES
Author: Eduard U. Olevinsky
Law Firm: The Law Office Olevinsky, Buyukyan and Partners

Problems of compromising on bankruptcy matters (discussion paper)
September 20, 2008
LEGAL ALERTS/ARTICLES
Author: Eduard U. Olevinsky
Law Firm: The Law Office Olevinsky, Buyukyan and Partners

Sir, you are bankrupt
September 20, 2008
LEGAL ALERTS/ARTICLES
Author: Eduard U. Olevinsky
Law Firm: The Law Office Olevinsky, Buyukyan and Partners

Amendments to National Instrument 81-106 regarding the Calculation of Net Asset Value Come into Force
September 19, 2008
LEGAL ALERTS/ARTICLES
Author: Anil Aggarwal
Law Firm: Fasken Martineau DuMoulin LLP

Both SIFMA and ICI's Independent Directors Council File Comment Letter Objecting to SEC's NRSROs Proposal
September 19, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

Canadian Securities Administrators Notice on Best Execution
September 19, 2008
LEGAL ALERTS/ARTICLES
Author: Anil Aggarwal
Law Firm: Fasken Martineau DuMoulin LLP

Congress Joins Fray over SEC's Indexed Annuities Proposal
September 19, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

Fannie Mae and Freddie Mac Placed in Conservatorship
September 19, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

Ninth Circuit Partially Reinstates California Financial Privacy Law's Affiliate Sharing Opt Out Provisions
September 19, 2008
LEGAL ALERTS/ARTICLES
Author: J. Beckwith Burr, David Medine, Lynn R. Charytan, Dileep S. Srihari
Law Firm: WilmerHale

SEC Adopts Changes Affecting Foreign Issuers Claiming Rule 12g3-2(b) Exemption
September 19, 2008
LEGAL ALERTS/ARTICLES
Author: Richard A. Ely, Pranav Lalit Trivedi, Alec Peter Tracy, Robert M. Chilstrom
Law Firm: Skadden, Arps, Slate, Meagher & Flom (UK) LLP, Skadden, Arps, Slate, Meagher & Flom (UK) LLP, Skadden, Arps, Slate, Meagher & Flom

SEC Files Fraud Suit on Subprime Auction Rate Securities
September 19, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

SEC and SIFMA Battle over Municipal Swaps
September 19, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

Mortgage Litigation on the Rise; New Regulations Threatened
September 18, 2008
LEGAL ALERTS/ARTICLES
Author: Howard Neil Cayne, David Block Bergman, Laurence Jeffrey Hutt, Michael Alexander Johnson
Law Firm: Arnold & Porter LLP, Arnold & Porter LLP, Arnold & Porter LLP, Arnold & Porter LLP

New Accounting Rules Affect Business Combinations
September 18, 2008
LEGAL ALERTS/ARTICLES
Author: James John Gatziolis, Anneke Aline Diem
Law Firm: Quarles & Brady LLP, Quarles & Brady LLP

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