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Finance Articles - Page 39

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ARTICLES(4,789)

FINRA Files With SEC to Amend Rule on "Spinning" New Issues
September 20, 2013
LEGAL ALERTS/ARTICLES
Author: Laura E. Flores, Amy Natterson Kroll
Law Firm: Bingham McCutchen LLP

Consumer Financial Protection Bureau Issues Bulletin about Federal Regulation of Payroll Cards
September 17, 2013
LEGAL ALERTS/ARTICLES
Author: Frederick L. Warren
Law Firm: FordHarrison LLP

'Skin in the Game' Credit Risk Retention Rules Re-Proposed
September 16, 2013
LEGAL ALERTS/ARTICLES
Author: Robert E. Bostrom, Lindsay K. Lefteroff, Mark I. Michigan
Law Firm: Greenberg Traurig, LLP

Amendments to the Rules and Regulations Regarding Short Sale Trades
September 16, 2013
LEGAL ALERTS/ARTICLES
Author: Tomoko Fuminaga, Rie Nitta, Christopher P. Wells, Koji Yamamoto
Law Firm: Bingham McCutchen LLP

Floor Plan Financing with an Interesting Result
September 12, 2013
LEGAL ALERTS/ARTICLES
Author: Jonathan Fleisher, Kerian Wallace
Law Firm: Cassels Brock & Blackwell LLP, Cassels Brock & Blackwell LLP

After Four Years of Increased Activity, FINRA’s Sanctions Are Dropping in 2013
September 10, 2013
LEGAL ALERTS/ARTICLES
Author: Andrew M. McCormick, Brian Lloyd Rubin
Law Firm: Eversheds Sutherland (US) LLP

Canadian Finance & Leasing Association (“CFLA”) Member Issued an Order as Lessor Under Ontario’s Occupational Health and Safety Act (“OHSA”)
September 06, 2013
LEGAL ALERTS/ARTICLES
Author: Jonathan Fleisher, Kerian Wallace
Law Firm: Cassels Brock & Blackwell LLP, Cassels Brock & Blackwell LLP

Legal Aspects of Investment in Bangladesh Capital Market
September 06, 2013
LEGAL ALERTS/ARTICLES
Author: Nasirud Doulah
Law Firm: Doulah & Doulah

Department of Finance Releases Consultation Paper on Anti-Treaty Shopping Measures
September 05, 2013
LEGAL ALERTS/ARTICLES
Author: Jared A. Mackey, Darcy D. Moch, Joanne M. Vandale
Law Firm: Bennett Jones LLP, Bennett Jones LLP

Rakoff Decision Supports Expanded Use of FIRREA as an Enforcement Tool
September 03, 2013
LEGAL ALERTS/ARTICLES
Author: Meg Bailey, Mary Gail Gearns
Law Firm: Bingham McCutchen LLP

Risk Retention for Collateralized Loan Obligations (CLOs): Re-Proposal Fact Sheet
September 03, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Cadwalader, Wickersham & Taft LLP

Investor Updates: Best Practices and Useful Tips from an Angel Investor
August 29, 2013
LEGAL ALERTS/ARTICLES
Author: Galen Richard Mason
Law Firm: Foley & Lardner LLP

PCAOB Proposes New Standards for Auditor Reporting
August 29, 2013
LEGAL ALERTS/ARTICLES
Author: Dale E. Barnes, Gwyn Quillen, Annie Kaldor Sauro
Law Firm: Bingham McCutchen LLP

The CFPB and Compliance Costs: Genuine Concern or Lip Service?
August 24, 2013
LEGAL ALERTS/ARTICLES
Author: Matthew David Urban
Law Firm: Weltman, Weinberg & Reis Co., L.P.A.

CFPB Data Collection Methods under Fire
August 21, 2013
LEGAL ALERTS/ARTICLES
Author: Thomas I. Elkind
Law Firm: Foley & Lardner LLP

ESMA Consults on the Extra-Territorial Application of EMIR
August 16, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Cadwalader, Wickersham & Taft LLP

Health Care Reform by Petition
August 15, 2013
LEGAL ALERTS/ARTICLES
Author: Elissa Flynn-Poppey, Gregory A. Sandomirsky
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Heat Turned Up on Payday Lenders by CFPB and Other Regulators
August 15, 2013
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Philip Reed de Haas, Paige S. Fitzgerald
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

CFTC Deadlines Loom for Commercial End Users
August 14, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Delivering Value in Finance and Accounting Outsourcing
August 13, 2013
LEGAL ALERTS/ARTICLES
Author: Daniel A Masur, Bradley Laurits Peterson
Law Firm: Mayer Brown LLP, Mayer Brown LLP

Final Rules to Implement Dodd-Frank Requirements for Debit Card Interchange Fees Overturned in Federal Court
August 07, 2013
LEGAL ALERTS/ARTICLES
Author: Edmund Duvall Harllee
Law Firm: Williams Mullen

Leading Lawsuit Challenging the Dodd-Frank Act Dismissed
August 07, 2013
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Paige S. Fitzgerald, Alan Durrum Wingfield
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

Federal Court Freezes Assets of Debt Collectors By Injunction in FTC’s Favor
August 06, 2013
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Scott Martin Kelly, John C. Lynch, Alan Durrum Wingfield
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

Focus on Loan Originator Compensation
August 05, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Gordon Feinblatt LLC

CFTC Issues Interpretive Guidance Regarding the Cross-Border Application of US Swap Regulations
August 02, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Mayer Brown LLP

CFPB Associate Director Testifies Before Senate Committee Regarding Payday Loans and Deposit Advance Products
August 01, 2013
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Scott Martin Kelly, John C. Lynch, Alan Durrum Wingfield
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

EC Proposal for New Investment Fund Framework - ELTIF
August 01, 2013
LEGAL ALERTS/ARTICLES
Law Firm: GVZH Advocates

FIAU Annual Report 2012
August 01, 2013
LEGAL ALERTS/ARTICLES
Law Firm: GVZH Advocates

Malta is AIFMD Ready
August 01, 2013
LEGAL ALERTS/ARTICLES
Law Firm: GVZH Advocates

Crowdfunding: Is It for You? Maybe Not.
July 31, 2013
LEGAL ALERTS/ARTICLES
Author: Michael J. Callahan
Law Firm: Foley & Lardner LLP

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