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Finance Articles - Page 45

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ARTICLES(4,789)

Imminent Dodd-Frank Compliance Issues for Users of Swaps and Derivatives
March 07, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Foley & Lardner LLP

Advaya Insight- Budget 2013-2014
March 05, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Advaya Legal

Florida Surplus Lines Service Office to Offer Free Continuing Education Course to Florida-Licensed Surplus Lines Agents--'A Five-Year Outlook on Regulatory and Disciplinary Trends'
March 05, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Colodny Fass, P.A.

Amendment of FIAU Implementing Procedures
February 27, 2013
LEGAL ALERTS/ARTICLES
Law Firm: GVZH Advocates

OSFI Shakes up Earthquake Exposure Sound Practices
February 27, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Cassels Brock & Blackwell LLP

Anti-Terrorism Act Liability for Financial Institutions: Second Circuit Holds That Plaintiffs Seeking to Bring Anti-Terrorism Act Claims Against a Financial Institution Failed to Adequately Allege Proximate Causation
February 26, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

Credit Agreement Guarantees and Similar Agreements May Require Amendments to Remain Dodd-Frank Compliant
February 25, 2013
LEGAL ALERTS/ARTICLES
Author: Kim Phuong Mai, Jeffrey Jon Nichols, Brian Yoonsuk Sung
Law Firm: Haynes and Boone, LLP, Haynes and Boone, LLP, Haynes and Boone, LLP

What Financial Institutions Should Know Before Answering That Subpoena
February 25, 2013
LEGAL ALERTS/ARTICLES
Author: Timothy W. Grooms, M. Ruthie Hagan
Law Firm: Quattlebaum, Grooms & Tull PLLC

CFPB Update
February 21, 2013
LEGAL ALERTS/ARTICLES
Author: Theodore J. Bush
Law Firm: Weltman, Weinberg & Reis Co., L.P.A.

Preemption of State Consumer Protection Laws under the Dodd-Frank Act
February 20, 2013
LEGAL ALERTS/ARTICLES
Author: David Alan Elliott, Rachel Ross Friedman, Richard Carlton Keller
Law Firm: Burr & Forman LLP, Burr & Forman LLP, Burr & Forman LLP

MSRB Proposes Rule G-47 on Time of Trade Disclosure Obligations
February 18, 2013
LEGAL ALERTS/ARTICLES
Author: Leonard Weiser-Varon
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Securities Regulators Provide Good News, Not-so-Good News for Section 529 Programs
February 18, 2013
LEGAL ALERTS/ARTICLES
Author: Leonard Weiser-Varon
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

A Look at Proposed FFIEC Guidance: “Social Media: Consumer Compliance Risk Management Guidance”
February 15, 2013
LEGAL ALERTS/ARTICLES
Author: David Andrew Bell, F. John Podvin
Law Firm: Haynes and Boone, LLP

Director Keen Provides Testimony to Finance Committee
February 14, 2013
LEGAL ALERTS/ARTICLES
Author: Michael Caputo, Rebecca M. Kuhns
Law Firm: McDonald Hopkins LLC

The Impending Sequester And Direct-Pay Bonds
February 14, 2013
LEGAL ALERTS/ARTICLES
Author: Melissa C. Bennett, Garrett E. Degraff
Law Firm: Barclay Damon, LLP

The National Export Initiative: Two Years Remain to Meet President Obama’s Goal to Double Exports
February 13, 2013
LEGAL ALERTS/ARTICLES
Author: Brett W Johnson
Law Firm: Snell & Wilmer L.L.P.

U.S. Loan Market Adjusts to Address Swaps-Related Rules Issued Under Dodd-Frank
February 13, 2013
LEGAL ALERTS/ARTICLES
Author: Glenn Stuart Arden, Ronald Scott Gross, Vanessa G. Spiro, Alice Freida Yurke
Law Firm: Jones Day, Jones Day

Upon Further Review FINRAs Upstairs Booth Reverses the Call on the 5% Markup Rule
February 13, 2013
LEGAL ALERTS/ARTICLES
Author: Elizabeth H. Baird, W. Hardy Callcott, Timothy B. Nagy, Paul M. Tyrrell, Michael D. Wolk
Law Firm: Bingham McCutchen LLP

CFPB Publishes Final Rules on Dodd-Frank Requirements for HOEPA Loans
February 12, 2013
LEGAL ALERTS/ARTICLES
Author: Edmund Duvall Harllee
Law Firm: Williams Mullen

Imminent Changes to FINRA Rule 4530 and Recent Rule Proposal to Make BrokerCheck Available on Firm Websites
February 08, 2013
LEGAL ALERTS/ARTICLES
Author: Kenneth Ashton, Robert A. Buhlman, W. Hardy Callcott, Corey D. Winer
Law Firm: Bingham McCutchen LLP

ISDA Accepting Comments on Draft Dodd-Frank “Protocol 2.0”
February 07, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

Financial Committees Gear Up For 113th Congress
February 04, 2013
LEGAL ALERTS/ARTICLES
Author: Patrick L. Anderson
Law Firm: Greenberg Traurig, LLP

Raj Date Steps Down at CFPB; Steve Antonakes Named as Acting Deputy Director
February 04, 2013
LEGAL ALERTS/ARTICLES
Author: Pooja S. Nair
Law Firm: Foley & Lardner LLP

The Equator Principles Are Being Updated
February 04, 2013
LEGAL ALERTS/ARTICLES
Author: Angela Croker
Law Firm: Norton Rose Fulbright Canada LLP

The Consumer Financial Protection Bureau, Week in Review for January 21 - 25, 2013
February 01, 2013
LEGAL ALERTS/ARTICLES
Author: Robert E. Bostrom, Laureen E. Galeoto
Law Firm: Greenberg Traurig, LLP

CSA Consultation Paper 91-301 - Derivatives: Model Provincial Rules
January 31, 2013
LEGAL ALERTS/ARTICLES
Author: Francesca Guolo, Lisa Mantello
Law Firm: Goodmans LLP - Toronto, Goodmans LLP - Toronto

Cordray Renominated as Bureau's Director, But Court Ruling Jeopardizes His Recess Appointment and Bureau's Powers
January 31, 2013
LEGAL ALERTS/ARTICLES
Law Firm: Foley & Lardner LLP

CFPB ALERT: Decision Raises Doubt About Important CFPB Powers
January 30, 2013
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Scott Martin Kelly, Alan Durrum Wingfield
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

CFPB Proposes Revisions to Rules on International Money Transfers by Consumers
January 30, 2013
LEGAL ALERTS/ARTICLES
Author: Thomas I. Elkind
Law Firm: Foley & Lardner LLP

FINRA Opens Dispute Resolution to Non-Member Investment Advisers
January 30, 2013
LEGAL ALERTS/ARTICLES
Author: Beth A. Black
Law Firm: Greenberg Traurig, LLP

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