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Finance Articles - Page 52

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ARTICLES(4,789)

CFPB Seeks Industry's Perspective On Proposed Disclosure Forms
June 12, 2012
LEGAL ALERTS/ARTICLES
Author: Kimberly Anne Manuelides
Law Firm: Saul Ewing Arnstein & Lehr LLP

CFPB Issues Final Rules Governing Enforcement Actions at the Bureau
June 11, 2012
LEGAL ALERTS/ARTICLES
Author: Michael S. Lawrence
Law Firm: Foley & Lardner LLP

Federal Reserve Board Approves Basel III Proposals and Market Risk Capital Rule
June 11, 2012
LEGAL ALERTS/ARTICLES
Author: Scott A Anenberg, Carol Ann Hitselberger, Jason Harris Paperno Kravitt, Donald Stephen Waack
Law Firm: Mayer Brown LLP, Mayer Brown LLP, Mayer Brown LLP, Mayer Brown LLP

Florida Hurricane Catastrophe Fund Publishes 2010-2011 Annual Report
June 08, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Colodny Fass, P.A.

CFPB Proposes New “Riskiness” Standard for Nonbanks
June 06, 2012
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Virginia Bell Flynn
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP

CFPB Initiates Rulemaking, Seeks Information on Reloadable Prepaid Cards
June 05, 2012
LEGAL ALERTS/ARTICLES
Author: Michael L. Mallow, Michael A. Thurman
Law Firm: Loeb & Loeb LLP

Non-Banks: A New Federal Regulator May Have Plans for You
June 05, 2012
LEGAL ALERTS/ARTICLES
Author: Martin J. Bishop, Christi A Lawson, Michael C. Lueder
Law Firm: Foley & Lardner LLP, Foley & Lardner LLP

FINRA Issues Additional Guidance on its Soon to be Implemented New Suitability Rule
June 04, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Bingham McCutchen LLP

FINRA Requests Comment on Brokercheck Enhancements
June 04, 2012
LEGAL ALERTS/ARTICLES
Author: Samuel E. Cohen
Law Firm: Marshall Dennehey

Release of New Industry Guidance: A Reason for Issuers to Revisit and Revise Pension Disclosures in Offering Documents
May 30, 2012
LEGAL ALERTS/ARTICLES
Law Firm: McCarter & English, LLP

U.S. House Financial Services Subcommittee on Insurance, Housing and Community Opportunity: Witness Testimony in March 17 Hearing on Insurance Sector International Competitiveness and Jobs
May 23, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Colodny Fass, P.A.

Financial Services M&A: Delaware Decision Indicates Need for Explicit Carve-outs in Confidentiality Agreements
May 22, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

Italian Listed Companies: Obligation to Submit Financial Information to CONSOB Is No Longer One-Off
May 21, 2012
LEGAL ALERTS/ARTICLES
Author: Donatella de Lieto Vollaro, Nicolò Juvara, Davide Nervegna
Law Firm: Norton Rose Fulbright Canada LLP

Supervisory Authorities Publish Enforcement Criteria for the New Interlocking Prohibition
May 21, 2012
LEGAL ALERTS/ARTICLES
Author: Donatella de Lieto Vollaro, Nicolò Juvara, Davide Nervegna
Law Firm: Norton Rose Fulbright Canada LLP

Task Force Releases Guidance on Disclosure of Pension Funding Obligations in Disclosure Documents
May 21, 2012
LEGAL ALERTS/ARTICLES
Author: George Thomas Magnatta, Silvia A. Shin
Law Firm: Saul Ewing Arnstein & Lehr LLP, Saul Ewing Arnstein & Lehr LLP

The New York Department of Financial Services Announces Emergency Promulgation of Insurance Regulation 200 on Unclaimed Life Insurance Benefits
May 21, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

VA Supreme Court Rules Face-to-Face Interview Required Before Foreclosure
May 21, 2012
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, John Curtis Lynch, Ethan Geoffrey Ostroff
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

CFPB Seeks Input on Study of Mandatory Arbitration Clauses
May 18, 2012
LEGAL ALERTS/ARTICLES
Author: Michael L. Mallow, Michael A. Thurman
Law Firm: Loeb & Loeb LLP

NDRC Clarifies Foreign Investor Status of Foreign Invested RMB Funds
May 18, 2012
LEGAL ALERTS/ARTICLES
Author: Yong Ren, Phill Smith, Charles Z. Wang
Law Firm: Mayer Brown JSM

Financial Services M&A: Possible Tax Changes and Approval Process May Affect Transaction Planning
May 17, 2012
LEGAL ALERTS/ARTICLES
Author: Alison Alifano, Jennifer Rish
Law Firm: Sullivan & Cromwell LLP

The Sisyphean Task of Dodd-Frank Rulemaking
May 16, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Sheppard Mullin

CFPB Initiates Public Inquiry Into Arbitration Clauses
May 15, 2012
LEGAL ALERTS/ARTICLES
Author: Robert Leroy Carothers, Robert Leroy Carothers
Law Firm: Jones Walker LLP, Jones Walker LLP

Florida Hurricane Catastrophe Fund Advisory Council Approves May 2012 Estimated Claims Paying Capacity; Will Review Pre-Event Financing Options
May 15, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Colodny Fass, P.A.

Some Indiana Local Government Entities May Qualify for Loans Due to Past Misapplied Maximum Fund Rate Calculations
May 15, 2012
LEGAL ALERTS/ARTICLES
Author: Randal James Kaltenmark, Jeffery Joe Qualkinbush
Law Firm: Barnes & Thornburg LLP, Barnes & Thornburg LLP

The CFTC’s Final Entity Rules and Their Implications for Hedge Funds and Other Private Funds
May 15, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

Kazakhstan Legal Alert: GRATA Finance & Securities Group - January-March 2012
May 14, 2012
LEGAL ALERTS/ARTICLES
Law Firm: GRATA Law Firm

The CFPB Goes After the Mortgage Industry: New Proposed Mortgage Loan Origination (MLO) Standards
May 14, 2012
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, Paige S. Fitzgerald, Virginia Bell Flynn, John C. Lynch
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

CFTC and SEC Jointly Adopt Final Swap Entity Definition Rules
May 10, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Covington & Burling LLP

Large Trader Reporting: SEC Order Temporarily Extends Compliance Date for Registered Broker-Dealers and Exempts Certain Transactions from Determination of Large Trader Reporting Status
May 09, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

The Municipal Securities Rulemaking Board Establishes New Procedures for Underwriters of State and Local Government Bonds
May 09, 2012
LEGAL ALERTS/ARTICLES
Author: George Thomas Magnatta, Joshua Seth Pasker
Law Firm: Saul Ewing Arnstein & Lehr LLP, Saul Ewing Arnstein & Lehr LLP

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