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Finance Articles - Page 66

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ARTICLES(4,789)

Title VII of the Dodd-Frank Act One Year Later: Piecing Together the Dodd-Frank ‘Mosaic’ for Derivatives Regulation
July 25, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Economic Development Incentives Changes in Am. Sub. H.B. 153
July 22, 2011
LEGAL ALERTS/ARTICLES
Author: Christopher Lee Connelly, Scott James Ziance
Law Firm: Vorys, Sater, Seymour and Pease LLP, Vorys, Sater, Seymour and Pease LLP

FFIEC Issues Supplemental Guidance on Cyber-Security
July 22, 2011
LEGAL ALERTS/ARTICLES
Author: Robert Leroy Carothers
Law Firm: Jones Walker LLP

Federal Trade Commission Issues Staff Report on the Fair Credit Reporting Act and Withdraws Its 1990 Commentary
July 22, 2011
LEGAL ALERTS/ARTICLES
Author: David Neal Anthony, John Curtis Lynch, Ethan Geoffrey Ostroff, Alan Durrum Wingfield
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

Hstoric Twenty-Day State Government Shutdown Ends: Minnesota Now Open for Business
July 22, 2011
LEGAL ALERTS/ARTICLES
Author: Sonnie A. Elliott, Richard A Forschler, John H. Herman, Nancy B. Hylden
Law Firm: Faegre Drinker Biddle & Reath LLP

Recent Developments in RMB Cross-Border Settlements
July 22, 2011
LEGAL ALERTS/ARTICLES
Author: Hannah Ha
Law Firm: Mayer Brown LLP

SEC Adopts Investment Advisers Act Rules and Amendments to Implement Dodd-Frank Act
July 22, 2011
LEGAL ALERTS/ARTICLES
Author: Jessica Forbes, Gregory P Gnall
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

Banks Likely to be the Sole Focus of New Consumer Protection Agency
July 21, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Gunster

CFTC Issues Final Effective-Date Order to Avoid Disruption to Swap Markets
July 21, 2011
LEGAL ALERTS/ARTICLES
Author: Maureen A. Donley, Brian Mitschele Duncan, George M. Gilbert, Timothy S. Kearns, Daniel S. Konar II, Rachel Kaplan Reicher, Mark D. Young
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Connecticut Banking Commissioner Issues Orders Relating to Investment Adviser State Registration in Response to the Dodd-Frank Act for Investment Advisers Transacting Business in Connecticut
July 21, 2011
LEGAL ALERTS/ARTICLES
Author: Jeffrey Dennis Collins, Peter Marc Rosenblum
Law Firm: Foley Hoag LLP, Foley Hoag LLP

Dodd-Frank: FDIC Issues Final Rule Permitting Interest on Demand Deposits of State Non-Member Banks
July 21, 2011
LEGAL ALERTS/ARTICLES
Author: Edmund Duvall Harllee
Law Firm: Williams Mullen

President Nominates Former Ohio Attorney General Richard Cordray as Director of CFPB
July 21, 2011
LEGAL ALERTS/ARTICLES
Author: Nicholas M. Gess, Sarah Reznek
Law Firm: Bingham McCutchen LLP

CFPB Announces Examination Process for Large Banks Begins July 21
July 20, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Jones Day

CFTC Issues Final Rules Prohibiting Market Manipulation
July 20, 2011
LEGAL ALERTS/ARTICLES
Author: Robert S. Fleishman, Allison Lurton, William Lloyd Massey
Law Firm: Covington & Burling LLP

FINRA Submits Proposed Consolidated Supervision Rules to SEC
July 20, 2011
LEGAL ALERTS/ARTICLES
Author: Gail Ann Marshall, John R. Snyder
Law Firm: Bingham McCutchen LLP

HM Treasury and the Financial Services Authority Provide Further Details of the New Financial Regulatory System for the United Kingdom
July 20, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Arnold & Porter Kaye Scholer LLP

SEC Adopts Dodd-Frank Investment Adviser Act Rules
July 20, 2011
LEGAL ALERTS/ARTICLES
Author: D. Scott Freed
Law Firm: Whiteford, Taylor & Preston L.L.P.

CFTC Anti-Fraud and Manipulation Enforcement Authority: Commodity Futures Trading Commission Implements Expanded Anti-manipulation Authority to Prohibit Fraudulent and Manipulative Behavior
July 19, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

CFTC Issues Final Order to Provide Temporary Relief from Provisions of the Dodd-Frank Act Slated to Become Effective on July 16, 2011 and Releases Agenda for Upcoming Meetings
July 19, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

Post-Tohoku Earthquake: Japanese Financial Regulatory Update
July 19, 2011
LEGAL ALERTS/ARTICLES
Author: Kenji Hirooka, Akihito Miyake, Toshikazu Sakai, Ryota Sekine, Hisayo Yasuda
Law Firm: Bingham McCutchen Murase Sakai Mimura Aizawa Foreign Law Joint Enterprise, Bingham McCutchen Murase Sakai Mimura Aizawa Foreign Law Joint Enterprise

Updated Regulatory Guidance for Authentication in an Internet Banking Environment: A New Standard of Care?
July 19, 2011
LEGAL ALERTS/ARTICLES
Author: Richard David Harris, Robert Mitchell Taylor
Law Firm: Day Pitney LLP, Day Pitney LLP

Credit Rating Agencies: SEC Proposes a Broad Range of Amendments to Implement Dodd-Frank Act Provisions
July 18, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

Government Seeks Expansion of the Coverage of the Protection of Wages on Insolvency Fund
July 18, 2011
LEGAL ALERTS/ARTICLES
Author: Duncan A. W. Abate, Hong Tran
Law Firm: Mayer Brown JSM, Mayer Brown JSM

SEC Exemptive Relief in Connection with Effective Date of Title VII of Dodd-Frank: SEC Issues Interim Final Rules and Order to Provide Relief from Certain Provisions That Would Be Effective on July 16, 2011
July 18, 2011
LEGAL ALERTS/ARTICLES
Author: Whitney Alexandra Chatterjee, David Jay Gilberg, Eric J. Kadel, Kenneth Mark Raisler, Robert Wallace Reeder, Robert Samuel Risoleo, Dennis C. Sullivan
Law Firm: Sullivan & Cromwell LLP, Sullivan & Cromwell LLP, Sullivan & Cromwell LLP, Sullivan & Cromwell LLP, Sullivan & Cromwell LLP, Sullivan & Cromwell LLP

SEC Proposes Business Conduct Standards Under Title VII of Dodd-Frank: SEC Issues Proposed Rules Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
July 18, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

New Rules Become Effective under Dodd-Frank for Financial Institutions
July 14, 2011
LEGAL ALERTS/ARTICLES
Author: Linda M. Crouch-McCreadie, William N. Norton, Jackie Gay Prester
Law Firm: Baker, Donelson, Bearman, Caldwell & Berkowitz, PC

The State Budget and Welfare Code Changes - What Does This Mean to the Healthcare Arena
July 14, 2011
LEGAL ALERTS/ARTICLES
Author: Allen C. Warshaw
Law Firm: Rhoads & Sinon LLP

FDIC Board Approves Orderly Liquidation Authority Rules and Sets Expectations for Living Wills Rules Timing
July 13, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Gibson, Dunn & Crutcher LLP

VDOT Secondary Roads Study: Will State Roads Become Local Again?
July 13, 2011
LEGAL ALERTS/ARTICLES
Author: Andrew R. McRoberts
Law Firm: Sands Anderson PC

"Say on Pay”: Shareholder “No” Votes Now Leading to Derivative Actions Challenging Executive Compensation
July 12, 2011
LEGAL ALERTS/ARTICLES
Author: Michael D. Blanchard, Beth I.Z. Boland, Jared Craft
Law Firm: Bingham McCutchen LLP

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