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Finance Articles - Page 88

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ARTICLES(4,789)

FINRA Proposes Registration of Operations Professionals
June 22, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

Treasury Releases Nineteenth Section 105(a) Progress Report
June 22, 2010
LEGAL ALERTS/ARTICLES
Author: Darren M. Cooper
Law Firm: Alston & Bird LLP

Baucus Releases Revised Carried Interest Legislation
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Richard J. Bronstein, David William Mayo
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP

Borrower's Guide to Navigating Loan Workouts: Who Decides What?
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Carolyn Austin, Mark S. Fawer
Law Firm: Dickstein Shapiro LLP

European Union Leaders Sign Financial Stabilization Mechanism
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Melinda Calisti
Law Firm: Alston & Bird LLP

FINRA Proposes Registration of Operations Personnel
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Mark A. Egert
Law Firm: Crowell & Moring LLP

Summary of Recent Amendments to SEC Rule 15c2-12
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Halle R. Alexander, John Overdorff
Law Firm: Greenberg Traurig, LLP

The Financial Regulatory Reform Legislation: What’s In, What’s Out and What’s Next
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Mark R. Jacobs, Jodi Lynn Lashin, Jacob Boyd Radcliff, Jonathan Thomas Shepard
Law Firm: Pryor Cashman LLP, Pryor Cashman LLP

The Volcker Rule Looms Large Over Asset Management and Fund Investment Activities of Financial Institutions
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Stephen Matthew Besen, Nathaniel J. Greene, Bradley Kent Sabel, Russell Sacks, Paul S. Schreiber
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

The Volcker Rule: Implications for Private Fund Activities
June 17, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Mayer Brown LLP

UK Government Proposals for Financial Regulatory Reform
June 17, 2010
LEGAL ALERTS/ARTICLES
Author: Aatif Ahmad, Azad Ali, James Brilliant, Thomas Donegan, Barnabas W.B. Reynolds
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

A Financial Reform Bill Update for Private Placement Participants
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: William C. Perez
Law Firm: Adams and Reese LLP

FASB and IASB Issue Joint Statement on Accounting Standards Convergence
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Martin Hazlehurst Dozier
Law Firm: Alston & Bird LLP

FBAR Redux: Upcoming Deadline for Pension Plans
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Gwen J Lourie, Amanda Hope Nussbaum, Pamela Anne Onufer, Robert Melvin Projansky
Law Firm: Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP

FINRA Proposes to Require Registration of Back Office and Operations Personnel
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Paul M. Tyrrell, Michael Rammi Weissmann
Law Firm: Bingham McCutchen LLP

Ontario to Cure Inadvertent Repeal of Former Section 46(3) Of the Personal Property Security Act
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Howard S. Silverman
Law Firm: Borden Ladner Gervais LLP

Senate Passes Financial Regulatory Reform: Asset-Backed Securities Provisions Modified in Final Bill, Remaining Inconsistencies with House Bill to Be Reconciled by Conference Committee
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Edward M. De Sear, David J. Zawitz
Law Firm: Bingham McCutchen LLP

Systemic Risk Regulation and Resolution of Systemically Important Firms
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Michael Nonaka, Keith Alexander Noreika, Mark E. Plotkin, Stuart Chase Stock, D. Jean Veta
Law Firm: Covington & Burling LLP, Covington & Burling LLP, Covington & Burling LLP, Covington & Burling LLP, Covington & Burling LLP

The FSA’s Current Enforcement Priorities
June 16, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Arnold & Porter Kaye Scholer LLP

U.S. Senate Passes Consumer Financial Protection Act Of 2010
June 16, 2010
LEGAL ALERTS/ARTICLES
Author: Frederick Mark Reuter, Mark A. Weiss
Law Firm: Keating Muething & Klekamp PLL

US DEPT OF LABOR EXTENDS OVERTIME PROVISIONS TO MORTGAGE LOAN OFFICERS
June 16, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Alt & Associates

The Use of Chapter 11 to Prevent Commercial Foreclosures
June 15, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Stubbs & Perdue, P.A.

Financial Crisis Inquiry Commission Holds Hearing Regarding Credit Rating Agencies
June 14, 2010
LEGAL ALERTS/ARTICLES
Author: Sarah Whitlock
Law Firm: Alston & Bird LLP

Some Concerns with the Regulation of Large Non-Bank Holding Companies
June 14, 2010
LEGAL ALERTS/ARTICLES
Author: Maurine Ruth Bartlett, Steven Lofchie, Richard M. Schetman
Law Firm: Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP

FINRA Guidance: Member Firms' Responsibilities in Regulation D Offerings
June 11, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Shearman & Sterling LLP

House-Senate Conference to Reconcile Financial Regulatory Reform Bills
June 11, 2010
LEGAL ALERTS/ARTICLES
Author: Azam Hassan Aziz, Danielle Carbone, Laura S. Friedrich, Geoffrey B. Goldman, Nathaniel J. Greene
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

Recovery Zone Facility Bonds: Waiver and Reallocation of Allocations; Counties Permitted to Issue Industrial Revenue Bonds Under WI 2009 Senate Bill 440
June 11, 2010
LEGAL ALERTS/ARTICLES
Author: Elizabeth S. Blutstein, Ann K. Comer, John W. Daniels, Julianna Ebert, Brian G. Lanser, Ann Marie Murphy, Jeffrey D. Peelen, Jennifer V. Powers, Michael L. Roshar, Rebecca A. Speckhard
Law Firm: Quarles & Brady LLP, Quarles & Brady LLP, Quarles & Brady LLP, Quarles & Brady LLP, Quarles & Brady LLP, Quarles & Brady LLP, Quarles & Brady LLP, Quarles & Brady LLP

The Draft Alternative Investment Fund Managers Directive: Where Are We Now, And How Will Fund Marketing Be Affected?
June 11, 2010
LEGAL ALERTS/ARTICLES
Author: John Langan
Law Firm: Withers Bergman LLP

The FSA Gets Personal
June 11, 2010
LEGAL ALERTS/ARTICLES
Author: Harvey Knight
Law Firm: Withers LLP

The US Moves to Regulate Fund Managers
June 11, 2010
LEGAL ALERTS/ARTICLES
Author: David Scott Guin
Law Firm: Withers Bergman LLP

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