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Investments Articles - Page 12

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ARTICLES(1,789)

Wizard of OZ
July 01, 2020
LEGAL ALERTS/ARTICLES
Author: Howard Ward Neiswender
Law Firm: Dentons Sirote PC

USDA Announces $1.6 Billion Investment Into Rural Electric Infrastructure
June 25, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

Coronavirus – The SEC extends relief from in-person board meeting requirement for investment companies
June 23, 2020
LEGAL ALERTS/ARTICLES
Author: Thomas Edward Bisset, Steven B Boehm, Kristin Hespos Burns, Ronald D. Coenen, Jr., Stephen E Roth, Mary-Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

SEC Investment Adviser Enforcement Actions: “May” Might Be Materially Misleading & Insider Trading Policies
June 17, 2020
LEGAL ALERTS/ARTICLES
Author: Jahan Pierre Raissi
Law Firm: Shartsis Friese LLP

Significant strides: SEC adopts new “significant subsidiary” tests for investment companies and reduces financial information required for fund acquisitions
June 15, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

CFIUS Proposes New Rule: What You May Need to Know About Potential Changes to the Mandatory Reporting Requirement
June 12, 2020
LEGAL ALERTS/ARTICLES
Author: Brett William Johnson, Tracy A. Olson
Law Firm: Snell & Wilmer L.L.P., Snell & Wilmer L.L.P.

SEC opens door to statutory takeover defense for BDCs and closed-end funds
June 11, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

The Four Consumer-Focused Opportunities as Analyzed by Israeli Investment Group
June 11, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Greenberg Traurig, LLP

FINRA Now Offering COVID-19 Reduced Fee Mediation Program
June 10, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Duane Morris LLP

China’s Implementation Rules for Foreign Investment Law
June 05, 2020
LEGAL ALERTS/ARTICLES
Author: George Qi, Drawn (Dan) Zhang
Law Firm: Greenberg Traurig, LLP

Facilitating Cross-Border Investment: Non-Investment FIEs May Re-Invest with Capital Fund in China
June 05, 2020
LEGAL ALERTS/ARTICLES
Author: George Qi, Dawn (Dan) Zhang
Law Firm: Greenberg Traurig, LLP, Greenberg Traurig, LLP

SEC Issues Relief for Investment Companies in Response to COVID-19
May 29, 2020
LEGAL ALERTS/ARTICLES
Author: Terrence O. Davis
Law Firm: Greenberg Traurig, LLP

The New World of Foreign Direct Investment in Europe During the COVID-19 Era
May 29, 2020
LEGAL ALERTS/ARTICLES
Author: Geoffrey Myles Goodale, Ute Mueller
Law Firm: Duane Morris LLP, Duane Morris

SEC Issues Fair Value Proposal
May 28, 2020
LEGAL ALERTS/ARTICLES
Author: Terrence O. Davis
Law Firm: Greenberg Traurig, LLP

SEC Staff Proposes Rules on Streamlining Private Exemptions
May 20, 2020
LEGAL ALERTS/ARTICLES
Author: Jennifer L. L. Howard, Cynthia Marie Krus
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Private Equity Investments in the Nevada Gaming Industry
May 07, 2020
LEGAL ALERTS/ARTICLES
Author: Erica L. Okerberg
Law Firm: Greenberg Traurig, LLP

Rechtsanwalt in Vietnam Dr. Oliver Massmann Ueber Freihandelsabkommen Und Investitionsschutzabkommen Eu-Vietnam – Weitestgehend Liberalisierter Marktzugang Für Dienstleistungssektoren Und Unübertroffene Rechtssicherheit:
May 02, 2020
LEGAL ALERTS/ARTICLES
Author: Oliver Lockhart Holmes, Dr. Nguyen Thi Lang
Law Firm: Duane Morris LLP

Double O CCO (License to Comply): SEC and FINRA Disciplinary Actions Against Compliance Officers Who Were Shaken and Stirred
May 01, 2020
LEGAL ALERTS/ARTICLES
Author: Brian L. Rubin
Law Firm: Eversheds Sutherland (US) LLP

The SEC proposed amendments to modernize fund valuation practices
April 30, 2020
LEGAL ALERTS/ARTICLES
Author: Cynthia Reid Beyea, Steven B Boehm, Kristin Hespos Burns, Stephani M. Hildebrandt, Cynthia Marie Krus, Payam Siadatpour, Jeanne M. Waters
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

SEC proposes amendments to modernize MD&A disclosure requirements
April 21, 2020
LEGAL ALERTS/ARTICLES
Author: Cynthia Reid Beyea, Steven B Boehm, Kristin Hespos Burns, Stephani M. Hildebrandt, Jennifer L. L. Howard, Sayam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Countdown to Form CRS, and New OCIE Risk Alert
April 20, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Shartsis Friese LLP

The emerging patchwork of fiduciary investment advice regulation – Putting the pieces together (update)
April 15, 2020
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Olga Greenberg, Issa Jesse Hanna, Clifford Evan Kirsch, Pooja Kohli, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E. Roth, Brian L. Rubin, Sarah Razaq Sallis, Alex R. Shockley, Cynthia R. Shoss, Holly H. Smith, W. Mark Smith
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Issues for broker-dealers, investment advisers and their independent contractors under the Paycheck Protection Program and Economic Injury Disaster Loans
April 09, 2020
LEGAL ALERTS/ARTICLES
Author: Issa Jesse Hanna, Michael Bennett Koffler, Pooja Kohli, Alexa R. Shockley, Holly H. Smith, John H. Walsh
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Navigating the Coronavirus Crisis Together
April 09, 2020
LEGAL ALERTS/ARTICLES
Author: Anthony Jay Caldwell, James Joseph Frolik, Christina Mickelson Hamilton, Neil J Koren, Jahan Pierre Raissi, David Jerome Suozzi
Law Firm: Shartsis Friese LLP, Shartsis Friese LLP, Shartsis Friese LLP, Shartsis Friese LLP, Shartsis Friese LLP, Shartsis Friese LLP

Impact of Coronavirus on the Listed Issuers in Hong Kong
March 27, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Withers Bergman LLP

SEC Issues Limited COVID-19 Regulatory Relief for Advisers
March 20, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Shartsis Friese LLP

From the Land of OZ – Timing for Filing Forms 8996 and 8997 and the 180 day investment period – Spring Forward!
March 11, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Duane Morris LLP

Open Source-ish! What Defines Open Source and Why it Really Matters in Investments and Acquisitions
March 09, 2020
LEGAL ALERTS/ARTICLES
Author: James G. Gatto, Yasamin Parsafar, Mark Patrick
Law Firm: Sheppard Mullin, Sheppard Mullin

COVID-19—The SEC acts quickly
March 06, 2020
LEGAL ALERTS/ARTICLES
Author: Kristin Hespos Burns, Stephani M. Hildebrandt, Stephen E. Roth, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

SEC grants multi-class exemptive order to a BDC for the first time
March 02, 2020
LEGAL ALERTS/ARTICLES
Author: Kristin Hespos Burns, Stephani M. Hildebrandt, Anne G. Oberndorf
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

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