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Investments Articles - Page 17

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ARTICLES(1,789)

Trump Administration and Bank Regulators Plan Changes to the Community Reinvestment Act
March 08, 2018
LEGAL ALERTS/ARTICLES
Author: Peter James Rivas
Law Firm: Jones Walker LLP

Delaware’s Supreme Court limits the business judgment protections for stockholder-approved equity incentive awards.
March 02, 2018
LEGAL ALERTS/ARTICLES
Author: John P. Quinn
Law Firm: Marshall Dennehey

Cryptocurrencies, ICOs, and Blockchain Technology Get Multi-Pronged Attention at SEC Speaks 2018
February 28, 2018
LEGAL ALERTS/ARTICLES
Author: Brian Lloyd Rubin, Amelia Toy Rudolph
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Greco & Greco Wins Third FINRA Arbitration Award Against UBS of Puerto Rico
February 26, 2018
LEGAL ALERTS/ARTICLES
Law Firm: Greco & Greco, P.C., Securities Fraud Attorneys

A View from an SEC Regional Office on Examination Findings
February 19, 2018
LEGAL ALERTS/ARTICLES
Author: Peter J. Anderson, Bruce Michael Bettigole, Patricia Anne Gorham, Olga Greenberg, Cynthia Marie Krus, Anne G. Oberndorf, S. Lawrence Polk, Brian Lloyd Rubin, Amelia Toy Rudolph, Payam Siadatpour, Holly H. Smith, Scott Sorrels, John H. Walsh
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

VIX ETF’s Wreak Havoc on Small Investors
February 16, 2018
LEGAL ALERTS/ARTICLES
Law Firm: The Law Offices of Timothy J. O'Connor

How Your Company's Valuation Can Be Impacted By Convertible Notes
January 24, 2018
LEGAL ALERTS/ARTICLES
Author: Paul B. Johnson
Law Firm: Procopio, Cory, Hargreaves & Savitch LLP

Treasury Issues New CFIUS Interim Rules
January 23, 2018
LEGAL ALERTS/ARTICLES
Author: Gwen Shirl Green
Law Firm: Holland & Hart LLP

How Will the SEC Operate in the Event of a Government Shutdown?
January 22, 2018
LEGAL ALERTS/ARTICLES
Author: Steven B Boehm, Dwaune Lavelle Dupree, Cynthia Marie Krus, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Olshan’s Nomination Primer for the 2018 Proxy Season
January 12, 2018
LEGAL ALERTS/ARTICLES
Author: Ron S. Berenblat, Andrew M. Freedman, Steven Wolosky
Law Firm: Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP

Moving your FINTECH Business to the Cayman Islands
January 11, 2018
LEGAL ALERTS/ARTICLES
Author: Chris Humphries
Law Firm: Stuarts Humphries

SEC Delays Form N-PORT Filing Requirements
January 10, 2018
LEGAL ALERTS/ARTICLES
Author: Cynthia Reid Beyea, Steven B Boehm, Cynthia Marie Krus, Sara Sabour Nasseri, Payam Siadatpour, John H. Walsh
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Market Trends: Blockchain Initial Coin Offerings (ICOs) - Risks, Regulations, and Riches
January 05, 2018
LEGAL ALERTS/ARTICLES
Law Firm: Greenberg Traurig, LLP

Calling All Fund Managers: January 30, 2018 Is Closer Than You Think!
December 28, 2017
LEGAL ALERTS/ARTICLES
Author: Rebecca A. Cowdery, Roma Lotay
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

Institutional Shareholder Services Releases Voting Policy Updates for 2018
December 12, 2017
LEGAL ALERTS/ARTICLES
Author: Ron S. Berenblat, Andrew M. Freedman, Steven Wolosky
Law Firm: Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP

SEC Enforcement: Where do we come from? Where are we going?
December 06, 2017
LEGAL ALERTS/ARTICLES
Author: Brian Lloyd Rubin
Law Firm: Eversheds Sutherland (US) LLP

The Final Rule: Considerations and Analysis of the DOL’s 18-Month Transition Period Extension
November 29, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, N. Jerold Cohen, Thomas William Curvin, Olga Greenberg, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Vanessa A. Scott, Cynthia R. Shoss, Holly H. Smith, W. Mark Smith, Phillip E. Stano, Steuart H. Thomsen, Gail L. Westover, Allison E. Wielobob, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

New reporting requirements applicable to investment advisors
November 27, 2017
LEGAL ALERTS/ARTICLES
Author: Ilirjan Pipa, Christopher John Riley
Law Firm: McDonald Hopkins LLC, McDonald Hopkins LLC

Will NH Supreme Court Upheave NH Trust Law?
November 22, 2017
LEGAL ALERTS/ARTICLES
Author: Ralph F. Holmes
Law Firm: McLane Middleton, Professional Association

Introduction to Private Investment Funds
November 21, 2017
LEGAL ALERTS/ARTICLES
Author: James Charles Kardon
Law Firm: Hahn & Hessen LLP

Cayman Islands Trademarks for Blockchain Start-Ups
November 20, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Loeb Smith Attorneys

When Investors Require Side Agreements
October 31, 2017
LEGAL ALERTS/ARTICLES
Author: Paul Brian Johnson
Law Firm: Procopio, Cory, Hargreaves & Savitch LLP

When malls were the disruptors of retail
October 31, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Phillips Nizer LLP

CLIENT ALERT: Institutional Shareholder Services Announces Results of its 2017-2018 Global Policy Survey Covering Governance Issues Relevant to Shareholder Activism
October 30, 2017
LEGAL ALERTS/ARTICLES
Author: Ron S. Berenblat, Andrew M. Freedman, Steven Wolosky
Law Firm: Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP

Cra Defers Implementation Date for Application of Advantage Rules to Investment Management Fees
October 27, 2017
LEGAL ALERTS/ARTICLES
Author: Joelle Kabouchi, Craig J. Webster
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

Motley Rice Commences Review of SCANA Nuclear Project
October 25, 2017
LEGAL ALERTS/ARTICLES
Author: William Stephen Norton
Law Firm: Motley Rice LLC

Shareholder Activism: An Investment Opportunity
October 25, 2017
LEGAL ALERTS/ARTICLES
Author: Marlon Emil Kimpson
Law Firm: Motley Rice LLC

Supreme Court Ruling Threatens Investors’ Potential Ability to Recover in Securities Fraud Class Actions
October 25, 2017
LEGAL ALERTS/ARTICLES
Author: Christopher Francis Moriarty
Law Firm: Motley Rice LLC

Comprehensive Economic And Trade Agreement (CETA) Now In Force
October 24, 2017
LEGAL ALERTS/ARTICLES
Author: Subrata Bhattacharjee, Danielle Ridout
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

The Notified AIF - Malta’s Fast Track Fund
October 22, 2017
LEGAL ALERTS/ARTICLES
Author: Kurt Hyzler, Andrew J. Zammit
Law Firm: GVZH Advocates, GVZH Advocates

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