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Investments Articles - Page 35

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ARTICLES(1,789)

Bill of Law No. 6318 Amending the Luxembourg Law of 13 February 2007 on Specialised Investment Funds Has Been Adopted
March 08, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Arendt & Medernach

Department of Labor Mandates Fee Disclosure From Investment Managers and Certain Other Service Providers to ERISA Plans
March 08, 2012
LEGAL ALERTS/ARTICLES
Author: Russell E. Isaia
Law Firm: Bingham McCutchen LLP

FINRA Requests Comment on Ways to Facilitate and Increase Investor Use of BrokerCheck Information
March 08, 2012
LEGAL ALERTS/ARTICLES
Author: David C. Boch, Robert A. Buhlman, T. Peter R. Pound
Law Firm: Bingham McCutchen LLP

Research Analyst Conflict of Interest: Extending the Rules to Debt Research
March 08, 2012
LEGAL ALERTS/ARTICLES
Author: Gregory P Gnall, Linda S. Riefberg
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

Attracting the “Best of Breed” for Malta’s Financial Services Industry
March 07, 2012
LEGAL ALERTS/ARTICLES
Author: Andrew J. Zammit
Law Firm: GVZH Advocates

Capital Markets: An Alternative Financing Avenue for the Shipping Industry
March 07, 2012
LEGAL ALERTS/ARTICLES
Author: Farmida Bi, Emma Giddings, Mohammed Paracha, Alex Roussos, Sandrine Sauvel
Law Firm: Norton Rose Fulbright Canada LLP

Foreign Investments in the Arab Spring
March 07, 2012
LEGAL ALERTS/ARTICLES
Author: Patricia Nacimiento, Joseph Tirado
Law Firm: Norton Rose Fulbright Canada LLP

The Importance of Defining Capital Contributions in the LLC Agreement
March 07, 2012
LEGAL ALERTS/ARTICLES
Author: Peter Mahler
Law Firm: Farrell Fritz, P.C.

OCIE Provides Guidance for Strengthening Compliance Practices to Detect and Prevent Unauthorized Trading
March 06, 2012
LEGAL ALERTS/ARTICLES
Author: Margaret R Blake, W. Hardy Callcott
Law Firm: Bingham McCutchen LLP

Updated SEC Guidance on the Family Office Exclusion
March 06, 2012
LEGAL ALERTS/ARTICLES
Author: Robert Scott Beach, Jeffrey A. Clopeck, Samuel A. Jennings
Law Firm: Day Pitney LLP, Day Pitney LLP

Application of Proposed FATCA Regulations to Foreign Investment Vehicles
March 01, 2012
LEGAL ALERTS/ARTICLES
Author: Shlomo M. Boehm, David S. Miller, Jason D. Schwartz
Law Firm: Cadwalader, Wickersham & Taft LLP

CFTC Issues Rules to Increase Oversight of Funds That Invest in Commodity Interests
March 01, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

CFTC Update: Registration and Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors
March 01, 2012
LEGAL ALERTS/ARTICLES
Author: William John Breslin, David S. Mitchell, Justin Nasatir
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

SEC Asset Management Unit’s Inquiry Targets Private Equity Fund Sponsors’ Practices
March 01, 2012
LEGAL ALERTS/ARTICLES
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules
February 27, 2012
LEGAL ALERTS/ARTICLES
Author: Therese Marie Doherty, Arthur Glenn Jakoby
Law Firm: Herrick, Feinstein LLP, Herrick, Feinstein LLP

SEC Issues No-Action Letter on Registration of Related Investment Advisers
February 27, 2012
LEGAL ALERTS/ARTICLES
Author: Thomas Laurer, Carl Andrew Ruggiero, Victor L. Zimmermann
Law Firm: Curtis, Mallet-Prevost, Colt & Mosle LLP, Curtis, Mallet-Prevost, Colt & Mosle LLP, Curtis, Mallet-Prevost, Colt & Mosle LLP

Treasury International Capital System (“TIC”) Form S: Purchases and Sales of Long-Term Securities By Foreigners
February 24, 2012
LEGAL ALERTS/ARTICLES
Author: Matthew B. Collin, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Treasury International Capital System (“TIC”) Form SHC: Report of U.S. Ownership of Foreign Securities
February 24, 2012
LEGAL ALERTS/ARTICLES
Author: Matthew B. Collin, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Massachusetts Social Media Guidance: Interpretive Assistance for State-Registered Advisers Could Assist All in Grappling With Regulatory and Compliance Issues
February 20, 2012
LEGAL ALERTS/ARTICLES
Author: W. Hardy Callcott, Jeffrey O. Himstreet, Paul M. Tyrrell, Michael Rammi Weissmann
Law Firm: Bingham McCutchen LLP

SEC Amends Definition of Qualified Client
February 20, 2012
LEGAL ALERTS/ARTICLES
Author: Smriti Kodandapani, Ephraim D. Lemberger, Robert G. Leonard
Law Firm: Bingham McCutchen LLP

SEC Staff Responds to Questions About the Family Office Rule
February 15, 2012
LEGAL ALERTS/ARTICLES
Author: Lawrence D. Frishman, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP

Distribution of Privately Placed Foreign Investment Funds - KII or PIB?
February 14, 2012
LEGAL ALERTS/ARTICLES
Author: Caroline Herkströter, Sabine Kimmich, Martin Krause
Law Firm: Norton Rose Fulbright Canada LLP

Massachusetts Adopts New Regulations for Private Fund Advisers
February 14, 2012
LEGAL ALERTS/ARTICLES
Author: Richard A. Goldman, Caroline Locke Harrington Hulme, Robert G. Leonard
Law Firm: Bingham McCutchen LLP

Argentina's Parliament Approves A Measure Limiting Amount Of Land That Can Be Purchased By Foreigners
February 13, 2012
LEGAL ALERTS/ARTICLES
Author: Alejandro E Moreno
Law Firm: Sheppard Mullin

MOFCOM Releases Circular on Cross-border RMB Direct Investment
February 13, 2012
LEGAL ALERTS/ARTICLES
Law Firm: King & Wood

SEC Issues No-Action Letter Addressing Registration Requirements for Certain Advisory Affiliates
February 13, 2012
LEGAL ALERTS/ARTICLES
Author: Maurine Ruth Bartlett, Drew G.L. Chapman, Steven Lofchie, Zahra F. Zaidi
Law Firm: Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP

SEC Reminds Investment Advisers of Social Media Risks; Charges an Investment Adviser for Abuse of LinkedIn
February 09, 2012
LEGAL ALERTS/ARTICLES
Author: Robert Scott Beach, Jeffrey A. Clopeck, Samuel A. Jennings, Jonathan R. Morris
Law Firm: Day Pitney LLP, Day Pitney LLP

Amendments to Derivatives Legislation in Québec
February 08, 2012
LEGAL ALERTS/ARTICLES
Author: Julie Mansi, Yaniv Saragosti
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

California Proposes State Registration Exemption for Investment Advisers to Private Funds Exempt from Sec Registration
February 08, 2012
LEGAL ALERTS/ARTICLES
Author: Andrea Helene Bricker, Barry A. Brust, William Howard Jackson, Michael Riley Ray, Steven H. Shapiro
Law Firm: Pircher, Nichols & Meeks LLP, Pircher, Nichols & Meeks LLP, Pircher, Nichols & Meeks LLP

Investment Adviser Use of Social Media
February 08, 2012
LEGAL ALERTS/ARTICLES
Author: Sean M. Dailey, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

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