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Investments Articles - Page 37

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ARTICLES(1,789)

SEC Adopts Revised “Net Worth” Standard for Accredited Investors
December 29, 2011
LEGAL ALERTS/ARTICLES
Author: Peter Dunn Fetzer, Terry Douglas Nelson, A. Michael Primo
Law Firm: Foley & Lardner LLP, Foley & Lardner LLP

SEC Takes Action Against Registered Advisers
December 29, 2011
LEGAL ALERTS/ARTICLES
Author: Peter Dunn Fetzer, Terry Douglas Nelson, A. Michael Primo
Law Firm: Foley & Lardner LLP, Foley & Lardner LLP

Important Modifications to Accredited Investor Definition — Effective Late February 2012
December 28, 2011
LEGAL ALERTS/ARTICLES
Author: Peter George Danias, Lynn Toby Fisher, Diane Holt Frankle
Law Firm: Arnold & Porter Kaye Scholer LLP, Arnold & Porter Kaye Scholer LLP, Arnold & Porter Kaye Scholer LLP

SEC Adopts Net worth Standard for Accredited Investors
December 28, 2011
LEGAL ALERTS/ARTICLES
Author: Beverly Evans, Mark D. Wickham
Law Firm: Davis, Brown, Koehn, Shors & Roberts, P.C.

China Expands Yuan Internationalization Efforts With RQFII Pilot Program
December 26, 2011
LEGAL ALERTS/ARTICLES
Author: Brian D. Beglin, Ruoke Liu, Xiaowei Ye
Law Firm: Bingham McCutchen LLP

Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Reauthorization Update
December 23, 2011
LEGAL ALERTS/ARTICLES
Author: Alexander Hecht
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

CFTC Update
December 22, 2011
LEGAL ALERTS/ARTICLES
Author: William John Breslin, David S. Mitchell
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

SEC/FINRA Guidance Signals that Broker-Dealers Must Strengthen Branch Exam Processes
December 20, 2011
LEGAL ALERTS/ARTICLES
Author: Mark Daniel Griffin, Wendy B. Hart, Lori Hackleman Patterson, Jackie Gay Prester, Matthew George White
Law Firm: Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC

CFTC Attempts to Strike Balance Between Protection of Customer Funds and Flexibility for FCMs and DCOs Investing Customer Funds
December 16, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

Volcker Rule in Flux
December 16, 2011
LEGAL ALERTS/ARTICLES
Author: Benjamin Brock Coulter
Law Firm: Burr & Forman LLP

Core Intellectual Property Issues in M&A and Investment (Part II of II)
December 15, 2011
LEGAL ALERTS/ARTICLES
Author: Miao Qu
Law Firm: King & Wood

Certain Amendments to the Normative Regulation of Franchise Contracts
December 14, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Lidings

Canadian Securities Regulators Propose Significant Changes for Marketing Prospectus Offerings
December 13, 2011
LEGAL ALERTS/ARTICLES
Author: Trevor R. Scott
Law Firm: Farris LLP

Indian Government Announces Reforms to Retail Sector
December 12, 2011
LEGAL ALERTS/ARTICLES
Author: Stephen Giles
Law Firm: Norton Rose Fulbright Canada LLP

The United Kingdom Seeks to Stimulate Renewable Energy Investment
December 12, 2011
LEGAL ALERTS/ARTICLES
Author: Michael Hutchinson
Law Firm: Mayer Brown International LLP

Appellate Court Reinstates LLC Manager in Dispute with Investor in Vodka Venture
December 09, 2011
LEGAL ALERTS/ARTICLES
Author: Peter Mahler
Law Firm: Farrell Fritz, P.C.

India Reforms its FDI Policies
December 09, 2011
LEGAL ALERTS/ARTICLES
Author: Amita Gopinath, Gurinder Singh
Law Firm: Miller, Canfield, Paddock and Stone, P.L.C.

Russia: Expanding Opportunities for Foreign Investment in Major Oil and Gas Deposits
December 07, 2011
LEGAL ALERTS/ARTICLES
Author: Jennifer Anne Josefson, Alexandra Kotlyachkova
Law Firm: King & Spalding LLP, King & Spalding LLP

The Canadian Securities Regulators Propose Amendments to “Pre-Marketing” and “Marketing” Rules
December 06, 2011
LEGAL ALERTS/ARTICLES
Author: Bekhzod Abdurazzakov, David R. Surat
Law Firm: Borden Ladner Gervais LLP

The Department of Financial Services: New York's Newest Financial Regulator
December 06, 2011
LEGAL ALERTS/ARTICLES
Author: Robert William Gaffey, Harold Keith Gordon, Henry Klehm, Jayant Waman Tambe
Law Firm: Jones Day, Jones Day, Jones Day, Jones Day

DOL Issues Final Investment Advice Regulations for Individually Directed Contribution Plans
December 05, 2011
LEGAL ALERTS/ARTICLES
Author: Michael G. Kushner, David E. Perry

State Regulators Identify Most Common Investment Adviser Violations
December 05, 2011
LEGAL ALERTS/ARTICLES
Author: Peter Dunn Fetzer, Terry Douglas Nelson, A. Michael Primo
Law Firm: Foley & Lardner LLP, Foley & Lardner LLP

State Securities Regulators Report on Enforcement Actions
December 05, 2011
LEGAL ALERTS/ARTICLES
Author: Peter Dunn Fetzer, Terry Douglas Nelson, A. Michael Primo
Law Firm: Foley & Lardner LLP, Foley & Lardner LLP

Issuance of Rules for the InvestOhio Program
November 25, 2011
LEGAL ALERTS/ARTICLES
Author: Christopher Lee Connelly, David Andrew Froling, Scott James Ziance
Law Firm: Vorys, Sater, Seymour and Pease LLP, Vorys, Sater, Seymour and Pease LLP, Vorys, Sater, Seymour and Pease LLP

CFTC Adopts Final Position Limit Rules for Futures, Options and Swaps on 28 Physical Commodities
November 21, 2011
LEGAL ALERTS/ARTICLES
Author: Prashina J. Gagoomal, Timothy S. Kearns, Mark D. Young
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

China Enhances the Legal Administration and Security Review of Inbound M&A Transactions
November 18, 2011
LEGAL ALERTS/ARTICLES
Author: Zhang Yi
Law Firm: King & Wood

SEC Adopts Private Fund Risk Reporting
November 18, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Proskauer Rose LLP

Mandatory Reporting Obligation for Non-US Direct Investments In US Business Enterprises
November 17, 2011
LEGAL ALERTS/ARTICLES
Author: Gabriel Monzon Cortarelli
Law Firm: Withers Bergman LLP

Canadian Regulators Commence A Review Of Minimum Amount And Accredited Investor Prospectus Exemptions
November 16, 2011
LEGAL ALERTS/ARTICLES
Author: Rebecca A. Cowdery, David Surat
Law Firm: Borden Ladner Gervais LLP

Circular on Issues Concerning Cross-Border RMB Direct Investment
November 16, 2011
LEGAL ALERTS/ARTICLES
Author: John V Grobowski, Yiqiang Li, Wendy Yan
Law Firm: Faegre Drinker Biddle & Reath LLP, Faegre Drinker Biddle & Reath LLP, Faegre Drinker Biddle & Reath LLP

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