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Investments Articles - Page 48

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ARTICLES(1,789)

The Dodd-Frank Act Will Change the “Accredited Investor” Net Worth Threshold for a Natural Person
August 04, 2010
LEGAL ALERTS/ARTICLES
Author: Dennis Joseph Brennan
Law Firm: Saul Ewing Arnstein & Lehr LLP

Legal Update: Dodd-Frank Redefines "Accredited Investor"
August 03, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Sheppard Mullin

New Rules for Derivatives
August 02, 2010
LEGAL ALERTS/ARTICLES
Author: Bruce Cameron Bennett, David Hamilton Engvall, Robert S. Fleishman, David B Martin, Lisa Ann Mondschein
Law Firm: Covington & Burling LLP, Covington & Burling LLP, Covington & Burling LLP

SEC Adopts New "Pay to Play" Rule
August 02, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Curtis, Mallet-Prevost, Colt & Mosle LLP

Hedge Fund Regulation under the Dodd-Frank Wall Street Reform and Consumer Protection Act
July 29, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Cadwalader, Wickersham & Taft LLP

SEC Adopts Rules Targeting "Pay to Play" Practices by Investment Advisers
July 29, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Shearman & Sterling LLP

Credit Rating Agencies
July 28, 2010
LEGAL ALERTS/ARTICLES
Author: James Richard Debuse, Erik James Romslo
Law Firm: Faegre Drinker Biddle & Reath LLP, Faegre Drinker Biddle & Reath LLP

Lawyer Rio de Janeiro Foreign Investment in Brazil
July 28, 2010
LEGAL ALERTS/ARTICLES
Author: Alessandro Alves Jacob
Law Firm: Alves Jacob Law Firm

Amendments to the Unfair Competiton Act and its Influence on Other Legislation
July 27, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Mariscal y Asociados Abogados

How to Acquire a Real Estate in Spain
July 27, 2010
LEGAL ALERTS/ARTICLES
Author: Marina Bugallal
Law Firm: Mariscal y Asociados Abogados

SEC Passes "Pay-to-Play" Rule to Protect Government Investors
July 27, 2010
LEGAL ALERTS/ARTICLES
Author: John Paul Vail
Law Firm: Quarles & Brady LLP

Stock Exchanges to Expand Circuit Breaker Rules
July 23, 2010
LEGAL ALERTS/ARTICLES
Author: Robert A. Boresta, Jeffrey H. Elkin, Edward Joseph Johnsen, Marvin Joseph Miller, David Allen Sakowitz
Law Firm: Winston & Strawn LLP, Winston & Strawn LLP, Winston & Strawn LLP, Winston & Strawn LLP

NY Court of Appeals Rules Lender Reliance on Borrower Financial Representations Without Independent Investigation is not Unreasonable
July 21, 2010
LEGAL ALERTS/ARTICLES
Author: Kenric David Kattner, Lawrence Mittman, Lenard M. Parkins, Gilbert D. Porter, Ann M. Richardson
Law Firm: Haynes and Boone, LLP, Haynes and Boone, LLP, Haynes and Boone, LLP

Canadian Regulators Release Update on Mutual Fund Point Of Sale Proposals
July 19, 2010
LEGAL ALERTS/ARTICLES
Author: Rebecca A. Cowdery, Kathryn M. Fuller, Donna Spagnolo, Jennifer L. Wilson
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

CFTC Designates Mid-C Financial Peak and Off-Peak Contracts Significant Price Discovery Contracts; Mid-C Daily Contracts and Fuel Oil-180 Singapore Swap Are Not
July 15, 2010
LEGAL ALERTS/ARTICLES
Author: Michael W. Brooks
Law Firm: Eversheds Sutherland (US) LLP

Hedge Fund Industry Market Risk Survey Distributed by Financial Crisis Inquiry Commission
July 15, 2010
LEGAL ALERTS/ARTICLES
Author: Heather Susan Cruz, Philip H Harris, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP

Private Equity and Hedge Fund Advisers Will Be Required to Register with the SEC Under House-Senate Compromise Legislation
July 15, 2010
LEGAL ALERTS/ARTICLES
Author: Robert Barry, Laurier W. Beaupre, Howard J. Beber, Ira Glen Bogner, Caroline Chabrerie, Sarah Kathryn Cherry, Timothy M. Clark, Robin Painter, David W Tegeler, Christopher M. Wells
Law Firm: Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP

Advisers to Private Equity Funds Face SEC Registration
July 01, 2010
LEGAL ALERTS/ARTICLES
Author: Caroline W. Cai, Paul B. Raymond
Law Firm: Bingham McCutchen LLP

Biggest Shakeup in UK Financial Services Regulation and Enforcement in a Decade
July 01, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

CFTC Publishes for Comment Petition Requesting Exemptive Relief for Trading Foreign Stock Index Futures Contracts
July 01, 2010
LEGAL ALERTS/ARTICLES
Author: Paul M. Architzel, Tara Eliza Castillo, Kristin Pernoll Hinson, Timothy Patrick Selby
Law Firm: Alston & Bird LLP, Alston & Bird LLP

FINRA reminds broker-dealers of obligations in Regulation D offerings
July 01, 2010
LEGAL ALERTS/ARTICLES
Author: Justin B. Ettelson, Craig Francis Zappetti
Law Firm: Saul Ewing Arnstein & Lehr LLP

SEC Continues to Deny Finders Exemption from Broker-Dealer Registration
July 01, 2010
LEGAL ALERTS/ARTICLES
Author: Matthew Robert Kuhn
Law Firm: Faegre Drinker Biddle & Reath LLP

Buying Property in Spain
June 30, 2010
LEGAL ALERTS/ARTICLES
Author: Marina Bugallal
Law Firm: Mariscal y Asociados Abogados

SEC Charges New York-Based Investment Advisor with Fraudulent Management of CDOs Tied to Mortgage-Backed Securities
June 30, 2010
LEGAL ALERTS/ARTICLES
Author: Alice Green
Law Firm: Alston & Bird LLP

Update on the Proposed European AIFM Directive
June 29, 2010
LEGAL ALERTS/ARTICLES
Author: Azam Hassan Aziz, Tobia Croff, Laura S. Friedrich, Nathaniel J. Greene, Barnabas W.B. Reynolds
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

A Review of the Taking AIM Survey 2010
June 28, 2010
LEGAL ALERTS/ARTICLES
Author: Michael Ross Holden
Law Firm: Faegre Drinker Biddle & Reath LLP

SEC Approves Circuit Breaker Rules
June 28, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

Florida Legislature Passes Bill on Suitability of Annuities
June 25, 2010
LEGAL ALERTS/ARTICLES
Author: Robert Michael Underwood
Law Firm: Fowler White Boggs P.A.

European Parliament Adopts Resolution Regarding Derivatives Regulation
June 24, 2010
LEGAL ALERTS/ARTICLES
Author: Sarah Whitlock
Law Firm: Alston & Bird LLP

Next Round for the Financial Reform Bill: Significant Broker-Dealer and Investment Adviser Issues Go to the Senate and House Conference Committee
June 24, 2010
LEGAL ALERTS/ARTICLES
Author: Perry Grossman, Kenneth A. Kopelman, Amy Natterson Kroll, Paul B. Raymond
Law Firm: Bingham McCutchen LLP

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