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Securities Articles - Page 10

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ARTICLES(2,436)

SEC Order and Chairman’s Statement Provide Further Guidance for Token Offerings
January 12, 2018
LEGAL ALERTS/ARTICLES
Author: Manoj Pundit
Law Firm: Borden Ladner Gervais LLP

Sheppard Mullin Discusses SEC’s Streamlined Enforcement Agenda
January 11, 2018
LEGAL ALERTS/ARTICLES
Author: Jeff Kern, Kate Ross
Law Firm: Sheppard Mullin

First SEC Enforcement Actions on Initial Coin Offerings (ICOs)
December 28, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Withers Bergman LLP

SEC Approves NYSE Proposed Rule Change Requiring a Delay in Release of End-Of-Day Material News
December 28, 2017
LEGAL ALERTS/ARTICLES
Author: Alexandra Clark Layfield
Law Firm: Jones Walker LLP

Direct Actions: A Path to Recovery for Foreign Purchases of Securities
December 12, 2017
LEGAL ALERTS/ARTICLES
Author: Rachel Ann Avan, Thomas Wilfrid Watson
Law Firm: Labaton Sucharow LLP, Labaton Sucharow LLP

State Data Breach Notification Laws – Overview of Requirements for Responding to a Data Breach Updated June 2017
December 07, 2017
LEGAL ALERTS/ARTICLES
Author: Tracy P. Marshall
Law Firm: Keller and Heckman LLP

Cybersecurity is a Texas-Size Problem
December 06, 2017
LEGAL ALERTS/ARTICLES
Author: Michael Bahar, Mark Thibodeaux, Maryann B. Zaki
Law Firm: Eversheds Sutherland (US) LLP

SEC and States Are Upping Their Cyber Game, Are You Doing the Same?
December 06, 2017
LEGAL ALERTS/ARTICLES
Author: Michael Bahar, Brian Lloyd Rubin, Trevor J. Satnick
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

SEC Enforcement: Report on Priorities and FY 2017 Results
December 04, 2017
LEGAL ALERTS/ARTICLES
Author: Elaine C. Greenberg
Law Firm: Greenberg Traurig, LLP

Preparing for Compliance with Canadian Personal Information Security Breach Obligations
November 30, 2017
LEGAL ALERTS/ARTICLES
Author: Bradley J. Freedman
Law Firm: Borden Ladner Gervais LLP

EC Approves PCAOB New Auditing Standard Requiring Communication of 'Critical Audit Matters'
November 24, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Withers Bergman LLP

EU’s Highest Court to Decide Validity of Standard Contractual Clauses
November 24, 2017
LEGAL ALERTS/ARTICLES
Author: Viola Bensinger, Francoise Gilbert
Law Firm: Greenberg Traurig, LLP

More Blockchain Developments for Initial Coin Offerings
November 24, 2017
LEGAL ALERTS/ARTICLES
Author: Michele Bresnick Walsh
Law Firm: Gordon Feinblatt LLC

Regulators Weigh in on Digital Assets, Tokens, Securities, and Derivative Instruments Used in ICOs
November 24, 2017
LEGAL ALERTS/ARTICLES
Author: Douglas E. Arend
Law Firm: Greenberg Traurig, LLP

Toronto Stock Exchange Amends TSX Company Manual's Disclosure Requirements
November 24, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Withers Bergman LLP

UK Trust Register
November 24, 2017
LEGAL ALERTS/ARTICLES
Author: Janette Cattell, Robert McLean, Patricia Milner
Law Firm: Withers LLP, Withers LLP, Withers LLP

States Respond to Equifax Cyber Breach with Enforcement Actions and Calls for Enhanced Regulatory Powers
November 09, 2017
LEGAL ALERTS/ARTICLES
Author: Joseph Vincent Moreno
Law Firm: Cadwalader, Wickersham & Taft LLP

Out with the Old, In with the New: 6 Upcoming Changes to Eu Data Protection Law Under the GDPR
November 08, 2017
LEGAL ALERTS/ARTICLES
Law Firm: McDonald Hopkins LLC

Wild West No Longer: The SEC Brings Enforcement Actions against Two Initial Coin Offerings
November 08, 2017
LEGAL ALERTS/ARTICLES
Author: Kyle Martin Deyoung, John Thomas Moehringer, Joseph Vincent Moreno, Jeffrey Louis Robins, Lex Urban
Law Firm: Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP

SEC Brings First Post MCDC Enforcement Action Against Public Issuer and Investment Banker
October 24, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Gust Rosenfeld P.L.C.

FINRA v. Morgan Stanley
October 20, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Sidkoff, Pincus & Green, P.C.

Have FinTech, RegTech and Technological Advances Rendered List 1 of the FINRA Discovery Guide Obsolete?
October 18, 2017
LEGAL ALERTS/ARTICLES
Author: Timothy J. O'Connor
Law Firm: The Law Offices of Timothy J. O'Connor

SIFMA C&L Regional Seminar Charlotte
October 16, 2017
LEGAL ALERTS/ARTICLES
Author: Stefanie M. Wayco, Terry R. Weiss
Law Firm: Greenberg Traurig, LLP

Third Circuit Decision Impacts Perfection of Security Interests in Sales of Crude Oil
October 16, 2017
LEGAL ALERTS/ARTICLES
Author: Edwin J. Nazario
Law Firm: Greenberg Traurig, LLP

Municipal Advisor Compliance Outreach Program to Be Held November 8, 2017, in Atlanta
October 11, 2017
LEGAL ALERTS/ARTICLES
Author: J Andrew Gipson
Law Firm: Jones Walker LLP

Cybersecurity Planning for Your Small or Medium-Size Business
October 10, 2017
LEGAL ALERTS/ARTICLES
Law Firm: Galloway, Johnson, Tompkins, Burr & Smith

Canadian Securities Regulators Take a Look at Cryptocurrencies
October 04, 2017
LEGAL ALERTS/ARTICLES
Author: Conor J. Cronin
Law Firm: Perley-Robertson, Hill & McDougall LLP/s.r.l.

Pipeda's Breach of Security Safeguards Regulations Now Published and Open for Comments
October 03, 2017
LEGAL ALERTS/ARTICLES
Author: Éloïse Gratton, Francois Joli-Coeur
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

Ex-SEC Attorney Raps WSJ Report on Enforcement Activity
October 02, 2017
LEGAL ALERTS/ARTICLES
Author: Jordan A. Thomas
Law Firm: Labaton Sucharow LLP

Do I Hear an Eco? OSC Approach to Share Issuances in Proxy Fight Echoes the Approach in Take-overs
August 28, 2017
LEGAL ALERTS/ARTICLES
Author: Paul A. D. Mingay, Fred R. Pletcher, Jason Michael Saltzman, Melissa Smith
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

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