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Securities Articles - Page 15

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ARTICLES(2,436)

Amendments to the Basel Securitisation Framework - Alternative Capital Treatment for Simple, Transparent and Comparable Securitisations
August 10, 2016
LEGAL ALERTS/ARTICLES
Author: Robert Cannon, J. Stephen Day, Angus Duncan
Law Firm: Cadwalader, Wickersham & Taft LLP, Cadwalader, Wickersham & Taft LLP

Brexit: Consequences for Capital Markets
August 10, 2016
LEGAL ALERTS/ARTICLES
Author: Dorothee Fischer-Appelt
Law Firm: Greenberg Traurig, LLP

Remotely Attended Annual General Meetings: Will Virtual Meetings Become The New Reality?
August 10, 2016
LEGAL ALERTS/ARTICLES
Author: Dirk Bouwer, Michael A. Gerrior, Robert P. Kinghan, Lorraine Mastersmith, Timothy J. McCunn
Law Firm: Perley-Robertson, Hill & McDougall LLP/s.r.l., Perley-Robertson, Hill & McDougall LLP/s.r.l., Perley-Robertson, Hill & McDougall LLP/s.r.l., Perley-Robertson, Hill & McDougall LLP/s.r.l.

SEC Issues Guidance Regarding Schedule 13G Filings Following ValueAct Settlement of HSR Violation Claims
August 10, 2016
LEGAL ALERTS/ARTICLES
Author: Ron S. Berenblat, Andrew M. Freedman, Kenneth M. Silverman, Steven Wolosky
Law Firm: Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP

FERC Issues Order Clarifying Reporting Requirements in the Electric Quarterly Report and Updating Data Dictionary
August 05, 2016
LEGAL ALERTS/ARTICLES
Author: Thomas Reid Millar, Mary Treanor
Law Firm: Cadwalader, Wickersham & Taft LLP

New Life for Intrastate Offerings and More Capital for Small Businesses
August 05, 2016
LEGAL ALERTS/ARTICLES
Author: Gregory Charles Yadley
Law Firm: Shumaker, Loop & Kendrick, LLP

SEC Share Class Sweep of Registered Investment Advisers Appears to be Underway
August 05, 2016
LEGAL ALERTS/ARTICLES
Law Firm: Greenberg Traurig, LLP

Whistleblower Policy Bulletin
August 04, 2016
LEGAL ALERTS/ARTICLES
Author: Maureen Doherty, Caitlin Sainsbury
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

David Defeats Goliath
August 03, 2016
LEGAL ALERTS/ARTICLES
Author: Julie A. Bogle, Melanie Bradley, Fred R. Pletcher
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

Financial Reporting: 2016 Mid-Year Update
August 03, 2016
LEGAL ALERTS/ARTICLES
Author: Laura Jane Durfee, Anand Varadarajan, David Ronald Woodcock
Law Firm: Jones Day, Jones Day, Jones Day

SEC Adopts Final Resource Extraction Disclosure Rules
August 03, 2016
LEGAL ALERTS/ARTICLES
Author: Bradley Clare Brasser, Rory Timothy Hood, Robert J. Joseph, Joel Thomas May, Michael Solecki
Law Firm: Jones Day, Jones Day, Jones Day, Jones Day, Jones Day

SEC Publishes Final Rules Amending the Rules of Practice for Administrative Proceedings
August 03, 2016
LEGAL ALERTS/ARTICLES
Author: Daniel Vincent Bradley, Harold Keith Gordon, Henry Klehm, Joan Elizabeth McKown, David Ronald Woodcock
Law Firm: Jones Day, Jones Day, Jones Day, Jones Day

SEC Approves NASDAQ’s ‘Golden Leash’ Disclosure Rule
July 29, 2016
LEGAL ALERTS/ARTICLES
Author: Marc M. Rossell
Law Firm: Greenberg Traurig, LLP

S Corporations: Capital Contributions or Shareholder Loans?
July 28, 2016
LEGAL ALERTS/ARTICLES
Law Firm: Boylan Code, LLP

I Can See Clearly Now - OSC to Clarify Rules for Outbound Distributions
July 23, 2016
LEGAL ALERTS/ARTICLES
Author: Michael Burns, Andrew Powers, Linda Tu
Law Firm: Borden Ladner Gervais LLP

SEC Proposes Modernization of Disclosure Requirements for Mining Registrants
July 22, 2016
LEGAL ALERTS/ARTICLES
Author: Bradley Clare Brasser, Boris Dolgonos, Rory Timothy Hood, Joel Thomas May, Michael Solecki
Law Firm: Jones Day, Jones Day, Jones Day, Jones Day, Jones Day

Eighth Circuit Joins Other Courts in Adopting Less Rigorous Standard for Violation of Securities Laws
July 12, 2016
LEGAL ALERTS/ARTICLES
Author: Bruce J. Douglas, Colton D. Long
Law Firm: Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

SEC Amends Form 10-K to Permit Inclusion of Summaries
July 12, 2016
LEGAL ALERTS/ARTICLES
Author: Joan Susan Guilfoyle
Law Firm: Jones Walker LLP

Eleventh Circuit Limits SEC’s Claims for Declaratory Judgment and Disgorgement to Five-Year Statute of Limitations
July 08, 2016
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

Another Change to Canada's Exempt Markets - New Harmonized Report of Exempt Distribution effective June 30, 2016
July 07, 2016
LEGAL ALERTS/ARTICLES
Author: Jason J. Brooks, Michael Burns, Rebecca A. Cowdery, Jonathan L. Doll, Christian Faribault
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP, Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

CFTC Holds Roundtable to Consider Proposed Regulation AT
July 07, 2016
LEGAL ALERTS/ARTICLES
Author: Neal E. Kumar, Gregory George Mocek, Paul J. Pantano, Michael Sean Selig, Mary Treanor
Law Firm: Cadwalader, Wickersham & Taft LLP

The 11th Circuit Finds the SEC’s Claim for Disgorgement Time-Barred, Thereby Creating a Circuit Split
July 07, 2016
LEGAL ALERTS/ARTICLES
Law Firm: Greenberg Traurig, LLP

Regulation Crowdfunding: What You Need to Know
June 26, 2016
LEGAL ALERTS/ARTICLES
Law Firm: Lowndes, Drosdick, Doster, Kantor & Reed Professional Association

TSX Proposes Rules Requiring New Website Disclosure and Amendments to Equity Based Compensation Plans
June 23, 2016
LEGAL ALERTS/ARTICLES
Author: Colin Cameron-Vendrig, Jason Michael Saltzman
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

CFTC Proposes to Expand Mandatory Clearing to Include Additional Classes of Interest Rate Swaps
June 20, 2016
LEGAL ALERTS/ARTICLES
Author: James M. Cain, David Tilton McIndoe, Mark David Sherrill, R. Michael Sweeney
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Update: Vivendi Wins Summary Judgment Against Another Class Member As Litigation Winds Down
June 17, 2016
LEGAL ALERTS/ARTICLES
Author: John Stevens McMahon
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Harmonized Reporting for Private Placements (with Increased Disclosure Requirements)
June 16, 2016
LEGAL ALERTS/ARTICLES
Author: Eric Chernin, Brent W. Kraus, Matthew R. Olson
Law Firm: Bennett Jones LLP, Bennett Jones LLP

CFTC Adopts Rules for the Cross-Border Application of Its Margin Rules
June 14, 2016
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

The Tide Has Turned: The SEC's Renewed Focus on Non-GAAP Financial Measures
June 13, 2016
LEGAL ALERTS/ARTICLES
Author: Bradley Clare Brasser, Robert Thomas Clarkson, Charles Thomas Haag, Linda Anne Hesse, Rory Timothy Hood
Law Firm: Jones Day, Jones Day, Jones Day, Jones Day, Jones Day

CFTC Proposes Amendment to RTO-ISO Order
June 09, 2016
LEGAL ALERTS/ARTICLES
Author: Athena Yvonne Eastwood, Jonathan H. Flynn, Christopher Hood, Neal E. Kumar
Law Firm: Cadwalader, Wickersham & Taft LLP

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