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Securities Articles - Page 34

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ARTICLES(2,436)

SEC Staff Review of Regulation S-K and Disclosure Effectiveness
May 30, 2014
LEGAL ALERTS/ARTICLES
Author: Rebecca Casey Taylor
Law Firm: Husch Blackwell LLP

Securities Litigation Snapshot
May 30, 2014
LEGAL ALERTS/ARTICLES
Author: Maureen Doherty, Laura Paglia, Kristen Riess
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

SEC Issues New Guidance for Investment Advisers Regarding Use of Social Media Testimonials
May 29, 2014
LEGAL ALERTS/ARTICLES
Author: Kristine M. Koren, Layton Z. Niu, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

CFTC Adopts Streamlined Approach for Delegation of CPO Registration
May 27, 2014
LEGAL ALERTS/ARTICLES
Author: James M. Cain, Warren P. Davis, Daphne G. Frydman, David Tilton McIndoe, R. Michael Sweeney
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

CSRC Issued New Drafts of Administrative Measures on Acquisition of Unlisted Public Companies for Public Comments
May 23, 2014
LEGAL ALERTS/ARTICLES
Author: Xu Xiao
Law Firm: Sheppard Mullin

How Online Advertisers May Steal Your Personal Information: Recommendations for Protecting Consumers
May 23, 2014
LEGAL ALERTS/ARTICLES
Author: Adam M. Veness
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

New York Hospitals to Pay Record $4.8 Million for HIPAA Data Breach
May 23, 2014
LEGAL ALERTS/ARTICLES
Author: Kimberly J. Gold
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Amendments to the Listing Rules
May 22, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Dentons Canada LLP

Crowdfunding Update: Still Stuck
May 21, 2014
LEGAL ALERTS/ARTICLES
Author: Peter I. Dunn
Law Firm: McLane Middleton, Professional Association

Record Settlement Underscores Escalating HIPAA Risks
May 21, 2014
LEGAL ALERTS/ARTICLES
Law Firm: McDonald Hopkins LLC

The SEC’s Cybersecurity Initiative
May 21, 2014
LEGAL ALERTS/ARTICLES
Author: Luke Bienvenue Falgoust
Law Firm: Jones Walker LLP

SEC Warns PE Fund Managers On Fees and Valuations
May 20, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Morrison Cohen LLP

Attorney Barton Sacher Quoted in the South Florida Business Journal Article Titled: ‘Incapital Set to Add Jobs, Expand Space.’
May 16, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A.

Attorney Barton Sacher is Included in the Miami Today Article Titled: ‘Miami Defends Itself in Bond Case as Mayor Hopes to Avoid Sanctions.’
May 16, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A.

Attorney Barton Sacher is Quoted in the CBS4-TV News Story Titled: ‘SEC Suit Ruling Jilts Justice for South Florida Madoff Investors.’
May 16, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A.

Attorney Barton Sacher is quoted in the South Florida Business Journal Article Titled: ‘Incapital Set to Add Jobs, Expand Space.’
May 16, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A.

Attorney Joseph A. Sacher discusses Federal Agency Depositions in December Issue of The Federal Lawyer
May 16, 2014
LEGAL ALERTS/ARTICLES
Author: Joseph A. Sacher
Law Firm: Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A.

Barton Sacher is Quoted in the South Florida Business Journal Article Titled: ‘U.S. Century Bank, Directors Hit With New Class Action Lawsuit.’
May 16, 2014
LEGAL ALERTS/ARTICLES
Law Firm: Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A.

Securities Class Actions Escalate in Australia
May 16, 2014
LEGAL ALERTS/ARTICLES
Author: John Emmerig, Michael James Legg
Law Firm: Jones Day, Jones Day

Grenville Strategic Royalty Corp. Announces Receipt for Final Prospectus
May 15, 2014
LEGAL ALERTS/ARTICLES
Author: Chad Aboud, Anita Kim, Sean Maniaci, Matthew Peters, Michael Platt
Law Firm: Cassels Brock & Blackwell LLP, Cassels Brock & Blackwell LLP, Cassels Brock & Blackwell LLP

New Jersey Appeals Court Interprets Force Majeure Clause in NAESB
May 15, 2014
LEGAL ALERTS/ARTICLES
Author: Sohair A. Aguirre, Kenneth W. Irvin, Daryl L. Rice
Law Firm: Cadwalader, Wickersham & Taft LLP

SEC Seeks to Deploy Section 20(b) to Skirt Restrictions of Janus
May 15, 2014
LEGAL ALERTS/ARTICLES
Author: Dale E. Barnes, Lucy Wang
Law Firm: Bingham McCutchen LLP

Significant Upwind Impact: The Supreme Court Upholds Cross-State Air Pollution Rule
May 15, 2014
LEGAL ALERTS/ARTICLES
Author: Sohair A. Aguirre, Athena Yvonne Eastwood, Kenneth W. Irvin, Gregory K. Lawrence, Sarah Tucker
Law Firm: Cadwalader, Wickersham & Taft LLP

BCSC Upholds Augusta Rights Plan for an Additional 75 Days
May 14, 2014
LEGAL ALERTS/ARTICLES
Author: Fred R. Pletcher, Michael T. Waters
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

Delaware Court of Chancery Recognizes Potential Benefits of Shareholder Rights Plans in Addressing Shareholder Activism
May 13, 2014
LEGAL ALERTS/ARTICLES
Author: Stephen Francis Arcano, David J. Friedman, Richard Jay Grossman, Thomas H. Kennedy, Edward B Micheletti
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP

First Conflict Minerals Filings Still Due June 2, 2014
May 12, 2014
LEGAL ALERTS/ARTICLES
Author: Duncan A. W. Abate, David S. Bakst, Harry Reigle Beaudry, John Patrick Berkery, Edward Scott Best
Law Firm: Mayer Brown JSM, Mayer Brown LLP, Mayer Brown LLP, Mayer Brown LLP, Mayer Brown LLP

How California's New LLC Law Will Impact Existing and New California LLCs
May 12, 2014
LEGAL ALERTS/ARTICLES
Author: Bernardo Oscar Ainza, Michelle M. Gourley
Law Firm: Foley & Lardner LLP

SEC Orders Stay of Part of Conflict Minerals Rule Pending Judicial Review
May 08, 2014
LEGAL ALERTS/ARTICLES
Author: Eric P. Gotting
Law Firm: Keller and Heckman LLP

Going Public: Powhatan Energy Fund’s “Insurance Policy” Regarding FERC Enforcement’s Non-Public Manipulation Investigation into the Fund’s “High-Frequency” PJM Trading Activity
May 07, 2014
LEGAL ALERTS/ARTICLES
Author: Gregory K. Lawrence
Law Firm: Cadwalader, Wickersham & Taft LLP

Canadian Securities Regulators Propose Guidance on Practices and Disclosure for Proxy Advisory Firms but Steer Clear of Rules
May 06, 2014
LEGAL ALERTS/ARTICLES
Author: David Létourneau, Sonia J. Struthers
Law Firm: McCarthy Tétrault LLP

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