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Securities Articles - Page 78

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ARTICLES(2,436)

Rule 12g3-2(b) Exemption from SEC Reporting
April 08, 2004
LEGAL ALERTS/ARTICLES
Author: Mark S. Bergman
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP

SEC Adopts Significant Changes to Form 8-K
April 08, 2004
LEGAL ALERTS/ARTICLES
Author: Jennifer R. Evans, Robyn Goldman Koyner
Law Firm: Vedder Price

E-mail Retention Now a Subject of SEC Audits
April 06, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Troutman Pepper Locke

Rule 12g3-2(b) Exemption from U.S. Reporting
April 06, 2004
LEGAL ALERTS/ARTICLES
Author: Andrew Joseph Foley, Edwin Simonds Maynard
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP

SEC Proposes Accommodations to Address First-Time Application of IFRS for Foreign Issuers
April 06, 2004
LEGAL ALERTS/ARTICLES
Author: Mark Steven Bergman, Raphael Michael Russo
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP

Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date
March 31, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Seyfarth Shaw LLP

Recent Massachusetts Cases Add Uncertainty to the Enforcement of Non-Competition Agreements
March 31, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Goodwin Procter LLP

SEC Adopts Final Rules Requiring Additional Form 8-k Disclosures and Accelerating the Filing Deadline
March 31, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Fenwick & West LLP

SEC Approves Rules Requiring New and Faster Disclosure
March 31, 2004
LEGAL ALERTS/ARTICLES
Author: Howard Elliot Berkenblit, Amy A. MacDougall
Law Firm: Sullivan & Worcester LLP

The EU Prospectus Directive
March 31, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Pillsbury Winthrop Shaw Pittman LLP

Form 8-K Revised -- New Disclosure Procedures Warranted
March 30, 2004
LEGAL ALERTS/ARTICLES
Author: Richard D. Harmon, Peter J. Shea, F. Scott Thomas
Law Firm: Parker Poe Adams & Bernstein LLP

Changes to NASD Corporate Financing Rule are Effective March 22, 2004
March 26, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP

Revised Form 8-K: New Disclosure Items and Shorter Filing Deadlines
March 26, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Pillsbury Winthrop Shaw Pittman LLP

SEC Adopts Additional Form 8-K Disclosure Requirements and Accelerates Filing Deadlines
March 26, 2004
LEGAL ALERTS/ARTICLES
Author: Martin H. Neidell

SEC Adopts Amendments To Form 8-K
March 26, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Akin Gump Strauss Hauer & Feld LLP

SEC Approves Significant New Form 8-K Disclosure Events and Filing Deadlines
March 26, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

SEC Expands and Accelerates Form 8-K Reporting
March 26, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Dorsey & Whitney LLP

SEC Issues Final Release Amending Form 8-K
March 26, 2004
LEGAL ALERTS/ARTICLES
Law Firm: King & Spalding LLP

Securities and Exchange Commission Issues Final Rules on Additional 8-K Requirements and Accelerated 8-K Filing Deadlines
March 26, 2004
LEGAL ALERTS/ARTICLES
Author: Tobias L. Knapp, William L. Tolbert Jr.
Law Firm: Jenner & Block LLP

European Union Prospectus Directive
March 17, 2004
LEGAL ALERTS/ARTICLES
Author: David B Martin, Eric J. Pan, Bruce C. Bennett, Simon Currie
Law Firm: Covington & Burling LLP

SEC and FDA Announce New Referral Program
March 17, 2004
LEGAL ALERTS/ARTICLES
Author: Jacqueline C. Wolff
Law Firm: Covington & Burling LLP

Shareholder Approval for Equity Compensation Plans
March 17, 2004
LEGAL ALERTS/ARTICLES
Author: David B Martin, Stephen T. Kaminski
Law Firm: Covington & Burling LLP

Advisers Can Answer Their Mail! SEC Staff Issues Guidance on Advertising Rule
March 15, 2004
LEGAL ALERTS/ARTICLES
Author: George F. Magera
Law Firm: Reed Smith LLP

SEC Adopts Additional Form 8-K Disclosure Items and Accelerated Filing Date
March 15, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Duane Morris LLP

SEC Adopts Amendments to Form 8-K
March 15, 2004
LEGAL ALERTS/ARTICLES
Author: John M. Borkholder
Law Firm: Orrick, Herrington & Sutcliffe LLP

SEC Adopts New Form 8-K Triggering Events
March 15, 2004
LEGAL ALERTS/ARTICLES
Law Firm: King & Spalding LLP

SEC Adopts New Form 8-K Disclosure Obligations and Accelerates Filing Deadlines
March 12, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Dechert LLP

SEC Extends Compliance Dates Applicable to Management's Report on Internal Control over Financial Reporting
March 12, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Blank Rome LLP

SEC Adopts New Rules re: Fund Shareholder Reports & Quarterly Portfolio Disclosure
March 09, 2004
LEGAL ALERTS/ARTICLES
Author: Jay S. Neuman
Law Firm: Reed Smith LLP

SEC Confirms It Will Propose Hedge Fund Adviser Registration Requirements
March 09, 2004
LEGAL ALERTS/ARTICLES
Law Firm: Dechert LLP

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