Back
Search Tools
Ratings & Reviews
- Back
- Ratings & Reviews
- Ratings & Reviews
- For Attorneys
- Overview
- Peer Reviews
- Client Reviews
- For Consumers
- Overview
- Peer Reviews
- Client Reviews
Attorney Products & Services
ABOUT MARTINDALE-HUBBELL®

Skip to Main Content

Search by

Location

GROW YOUR PRACTICE

Search Tools
Ratings & Reviews
- Ratings & Reviews
- For Attorneys
- Overview
- Peer Reviews
- Client Reviews
- For Consumers
- Overview
- Peer Reviews
- Client Reviews
Attorney Products & Services
About Martindale-Hubbell®
- About Martindale-Hubbell
- Contact Us

Search by

Location

Home
Browse by Practice Area
Securities

#title#

#checkAll# #items# #search# #showMoreLink#

#checkAll# #items# #search# #showMoreLink#

All

#label#

#totalResult# Results
X #appliedFilters#
#appliedFiltersCount# Applied Filters
Apply
Filters #filters#

#title# #countSelected#

#title#
X
Done

#label#

#label# #count#

+ #count# More

All

All #count#

#items#

×#label#

Sort by: #label#

#options#

Sort by: #label#

Securities Articles - Page 81

1 Applied Filters

Attorneys
Law Firms
Articles

Close X

Start Comparing

Compare

Securities Articles - Page 81

categories

Attorneys 61,672
Law Firms 14,464
Articles 2,436

2,436 Results:

× Securities

Sort by: Publication date

Sort by: Publication date
Sort by: Best Matches
Sort by: Title (A - Z)
Sort by: Title (Z - A)
Sort by: Document Type (A - Z)

Page
of 82
⟨
⟩

filters

AREAS OF PRACTICE
- All
- Securities
DOCUMENT TYPE
- All
- Legal Alerts/Articles
- Presentations
- White Papers
- Court Documents
- Legal Forms
ARTICLE REGION
- All
- Ontario, Canada
- New York, U.S.A.
- Delaware, U.S.A.
- District of Columbia, U.S.A.
- Florida, U.S.A.
- Alberta, Canada
- California, U.S.A.
- Georgia, U.S.A.
- Massachusetts, U.S.A.
- British Columbia, Canada
- New Jersey, U.S.A.
- Texas, U.S.A.
- Virginia, U.S.A.
- Alabama, U.S.A.
- Pennsylvania, U.S.A.
- Alaska, U.S.A.
- Connecticut, U.S.A.
- Illinois, U.S.A.
- Maine, U.S.A.
- Ohio, U.S.A.
INDUSTRY
- All
- Banking & Financial Services
- Government
- Security
- Internet & E-commerce
- Energy
- Venture Capital
- Health Care
- Insurance
- Computer & Data Services
- Legal Management
- Pharmaceuticals
- Real Estate
- Technology & Science
- Advertising & Marketing
- Professional Services
- Automotive
- Communications & Media
- Mining & Metals
- Telecommunications
- Manufacturing
PUBLICATION YEAR
- All
- 2013
- 2014
- 2015
- 2012
- 2004
- 2016
- 2010
- 2018
- 2009
- 2017
- 2011
- 2020
- 2019
- 2003
- 2005
- 2008
- 2022
- 2021
- 2023
- 2007

ARTICLES(2,436)

For Hedge Funds, One Less Risk to Hedge -- For Now
December 06, 2003
LEGAL ALERTS/ARTICLES
Author: Joel S. Telpner
Law Firm: Greenberg Traurig, LLP

SEC Adopts New Amendments To The Custody Rule Under The Investment Advisers Act Of 1940
December 06, 2003
LEGAL ALERTS/ARTICLES
Author: David W. Adams, Reinaldo Pascual, Jeffrey Thomas Skinner
Law Firm: Kilpatrick Townsend & Stockton LLP

SEC Approves NASD Changes to Restrictions on New Issue Securities
December 06, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Dorsey & Whitney LLP

SEC Proposes New Short Sale Rules
December 06, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Dorsey & Whitney LLP

Revisions to Safe Harbor Rules for Company Repurchases of Common Stock New Disclosure Requirements
December 01, 2003
LEGAL ALERTS/ARTICLES
Author: Robert K. Morris
Law Firm: Reed Smith LLP

Risk of Possible Classification of Funds as Publicly Traded Partnerships
December 01, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP

SEC Amends Safe Harbor for Issuer Repurchases
December 01, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Duane Morris LLP

SEC Issues Final Rule Regarding Issuer Stock Repurchases
December 01, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Fenwick & West LLP

SEC Proposes Rules For Comment Regarding Security Holder Director Nominations
December 01, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Akin Gump Strauss Hauer & Feld LLP

Renewed Interest in Restricted Stock Awards
November 19, 2003
LEGAL ALERTS/ARTICLES
Author: Alan Lawrence Aronson, James Kent Dreyfus
Law Firm: Norton Rose Fulbright, Norton Rose Fulbright

SEC Requires Investment Advisers to Disclose Proxy Voting Policies and Records
November 19, 2003
LEGAL ALERTS/ARTICLES
Author: Michael W. Conlon
Law Firm: Norton Rose Fulbright

SEC Takes Action on Fund Advertising, 'Fund of Funds' Rules
November 19, 2003
LEGAL ALERTS/ARTICLES
Author: P. Thao Le
Law Firm: Troutman Pepper Locke

"Tone" and "Demeanor" Contribute to FD Violation
November 18, 2003
LEGAL ALERTS/ARTICLES
Law Firm: King & Spalding LLP

The SEC Shareholder Access Proposal: What Is It and What Should You Do About It?
November 17, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Dechert LLP

SEC Staff Releases Report On Hedge Funds
November 14, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Blank Rome LLP

NASD Members are Warned to Give Investors Their Required Breaks
July 23, 2003
LEGAL ALERTS/ARTICLES
Author: Samuel E. Cohen
Law Firm: Marshall Dennehey

Institutional Investors as Lead Plaintiffs: Is There a New and Changing Landscape?
May 13, 2003
LEGAL ALERTS/ARTICLES
Author: Max W. Berger, John P. Coffey, Gerald Harlan Silk
Law Firm: Bernstein Litowitz Berger & Grossmann LLP, Bernstein Litowitz Berger & Grossmann LLP

Reforming the Reform Act and Saving Our Securities Markets in the Post-Enron Era
May 13, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Bernstein Litowitz Berger & Grossmann LLP

The Role of the Institutional Investor in Securities Cases: Making a Difference By Increasing Class Recovery
May 13, 2003
LEGAL ALERTS/ARTICLES
Author: Max W. Berger, Gregory A Gelderman
Law Firm: Bernstein Litowitz Berger & Grossmann LLP, Bernstein Litowitz Berger & Grossmann LLP

SEC Delivers Stark Regulation FD Reminders and Valuable Insights with First Enforcement Actions
May 08, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Foley & Lardner LLP

SEC Established Website for Mandated Electronic Filing of Section 16(a) Reports
May 08, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Pillsbury Winthrop Shaw Pittman LLP

Timeline for SEC's Proposals and Comments (Sarbanes-Oxley Act of 2002)
May 08, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Curtis, Mallet-Prevost, Colt & Mosle LLP

Consumer Privacy vs. Financial Services: Striking a Balance Can Be Tricky
May 07, 2003
LEGAL ALERTS/ARTICLES
Author: Karen L. Grandstrand
Law Firm: Fredrikson & Byron, P.A.

IPO Participation Rights Could Be Wrong
May 07, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Buchanan Ingersoll & Rooney PC

New 9: What To Do
May 07, 2003
LEGAL ALERTS/ARTICLES
Author: Mary S Ranum
Law Firm: Fredrikson & Byron, P.A.

New NASD and NYSE Rules for Analyst Independence Also Affect Listed Companies
May 07, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Pillsbury Winthrop Shaw Pittman LLP

Officer Certifications to be Submitted as Exhibits to Periodic Reports -- New SEC Directives For 302 and 906 Certifications
May 07, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Akin Gump Strauss Hauer & Feld LLP

Revised UCC Article 9 and Contracts For Deed
May 07, 2003
LEGAL ALERTS/ARTICLES
Author: Mary S Ranum
Law Firm: Fredrikson & Byron, P.A.

NASD Policy Statement: Online Suitability
May 06, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Orrick, Herrington & Sutcliffe LLP

SEC Launches Investment Adviser Public Disclosure Website
May 06, 2003
LEGAL ALERTS/ARTICLES
Law Firm: Orrick, Herrington & Sutcliffe LLP

1
...
81
82

Search Tools

Attorneys/Law Firms Search
Newest Law Firms and Attorneys
Law School Alumni Search
Legal Library Search
COVID-19 Legal Articles
Bar Associations Search
Browse by Areas of Practice
Browse by Location

Ratings & Reviews

Ratings & Reviews
For Attorneys Overview
For Consumers Overview

About Us

About Martindale-Hubbell
Customer Support
Careers

Attorney Products & Services

Grow Your Practice
About Our Network
Legal Profiles
Websites
Lead Generation
Live Chat Service
Resources
The Bar Register of Preeminent Lawyers
Sales - Talk to an Expert

Search Tools

Attorneys/Law Firms Search
Newest Law Firms and Attorneys
Law School Alumni Search
Legal Library Search
COVID-19 Legal Articles
Bar Associations Search
Browse by Areas of Practice
Browse by Location

Ratings & Reviews

Ratings & Reviews
For Attorneys Overview
For Consumers Overview

ABOUT US

About Martindale-Hubbell
Customer Support
Careers

Attorney Products & Services

Grow Your Practice
About Our Network
Legal Profiles
Websites
Lead Generation
Live Chat Service
Resources
The Bar Register of Preeminent Lawyers
Sales - Talk to an Expert

Terms of Use | Site Map | Cookie Policy | Privacy Policy | Your Privacy Choices privacy options icon

| Copyright © 2026 MH Sub I, LLC dba Internet Brands. All rights reserved.

The information provided on this site is not legal advice, does not constitute a lawyer referral service, and no attorney-client or confidential relationship is or should be formed by the use of this site. The attorney listings on the site are paid attorney advertisements. Your access of/to and use of this site is subject to additional Supplemental Terms.

About Practice Area Searches

If you select multiple practice areas, your results will include only law firms/attorneys who practice in all of those areas.

Close ×

About Location Searches

The counts displayed by default for Law Firms and Attorneys are based on their main office only. However, when a location based search is performed or if a locations filter is selected the counts change and update to display the actual number of office locations where the Law Firm or Attorney have an office or provide service in.

Close ×

#text#

#category#

#category#

See All ›

#category#

#text#