Keller Rohrback's securities attorneys not only have extensive expertise in preparing private placement memoranda for private company offerings and syndications in all industries, but also have represented numerous public companies, providing the expertise found in major money centers such as New York. We have prepared Securities Act forms such as S-1s (for initial public offerings and other registrations of securities), S-3s, S-4s (related to mergers) and Regulation A forms. We have also prepared Securities Exchange Act forms, including 10-Ks, 10-Qs, and 8-Ks, for compliance with ongoing reporting obligations.
We review press releases, complete blue sky research, assist with Regulation FD compliance, provide Rule 144 advice and opinion letters, and assist with management discussions in all respects.
Our group has a great depth of experience with the Sarbanes Oxley Act of 2002 and coordinates Rule 404 internal control compliance with accounting firms. We have prepared proxies, provided advice on proxy fights, prepared anti-takeover devices and assisted with going private transactions. We have helped our clients become listed on the OTCBB, NASDAQ (both large and small cap markets), and the NYSE MKT (formerly AMEX).
Our clients include angel investors, entrepreneurs, private companies, public companies, investment bankers, private equity and venture capitalists.