Keller Rohrback L.L.P.

Open for Business
  • Established in 1919
  • Firm Size 78
  • Devoted to clients, devoted to service, devoted to justice.
  • Profile Visibility [ i ]
    • #11 in weekly profile views out of 2,292 Law Firms in Seattle, WA
    • #2,780 in weekly profile views out of 314,629 total law firms Overall
Attorney Awards
About Attorney Awards

Business - Securities

Keller Rohrback's securities attorneys not only have extensive expertise in preparing private placement memoranda for private company offerings and syndications in all industries, but also have represented numerous public companies, providing the expertise found in major money centers such as New York. We have prepared Securities Act forms such as S-1s (for initial public offerings and other registrations of securities), S-3s, S-4s (related to mergers) and Regulation A forms. We have also prepared Securities Exchange Act forms, including 10-Ks, 10-Qs, and 8-Ks, for compliance with ongoing reporting obligations.

We review press releases, complete blue sky research, assist with Regulation FD compliance, provide Rule 144 advice and opinion letters, and assist with management discussions in all respects.

Our group has a great depth of experience with the Sarbanes Oxley Act of 2002 and coordinates Rule 404 internal control compliance with accounting firms. We have prepared proxies, provided advice on proxy fights, prepared anti-takeover devices and assisted with going private transactions. We have helped our clients become listed on the OTCBB, NASDAQ (both large and small cap markets), and the NYSE MKT (formerly AMEX).

Our clients include angel investors, entrepreneurs, private companies, public companies, investment bankers, private equity and venture capitalists.

People (78)

0 Applied Filters
Refine Results
Associate
No Reviews

Appeals, Class Action & Complex Litigation

No Reviews

Business Law, Estate Trust & Probate, Real Estate

Associate
No Reviews

Catastrophic Property Loss, Class Action & Complex Litigation, Consumer Protection, Environmental Litigation, Mass Torts, Technology & Data Privacy, Wildfire Litigation View More

Partner
No Reviews

Bankruptcy & Financial Restructuring, Business Law, Class Action & Complex Litigation, Commercial Litigation, Employee Benefits & Retirement Security (Erisa), Institutional Investors, International Law, Real Estate View More

Partner
No Reviews

Class Action & Complex Litigation, Environmental Litigation, Institutional Investors, Litigation On Behalf Of State & Local Governments, Securities View More

No Reviews

Bankruptcy & Financial Restructuring, Class Action & Complex Litigation, Employee Benefits & Retirement Security (Erisa) View More

Partner
No Reviews

Class Action & Complex Litigation, Environmental Litigation, Litigation On Behalf Of State & Local Governments, Wildfire Litigation View More

Associate
No Reviews

Catastrophic Property Loss, Class Action & Complex Litigation, Commercial Litigation, Consumer Protection, Employment Law, Estate Trust & Probate, Financial Products & Services Litigation, Mass Torts, Whistleblower, Wildfire Litigation View More

Peer Reviews

4.9/5.0 (65 reviews)
  • Legal Knowledge

    4.8/5.0
  • Analytical Capability

    4.9/5.0
  • Judgment

    4.9/5.0
  • Communication

    4.9/5.0
  • Legal Experience

    4.8/5.0
  • 5.0/5.0 Review for Derek Loeser by a Hiring Partner on 02/06/20 in Litigation

    Derek is a top level litigator. I have seen his work in very complex matters. His preparation is excellent and his demeanor is professional.

  • 5.0/5.0 Review for Gretchen Cappio by a Attorney on 11/10/19 in Class Actions

    Gretchen is one of the most talented class action Attorney’s in the country. She is very knowledgeable, responsible , has a detailed and deep understanding of the law , is an excellent writer and has great communication skills.

Peer reviews submitted prior to 2008 are not displayed.

Client Reviews Write a Review

Location

Contact Keller Rohrback L.L.P.

Required Fields

Required Fields


By clicking on the "Submit" button, you agree to the Terms of Use, Supplemental Terms and Privacy Policy. You also consent to be contacted at the phone number you provided, including by autodials, text messages and/or pre-recorded calls, from Martindale and its affiliates and from or on behalf of attorneys you request or contact through this site. Consent is not a condition of purchase.

You should not send any sensitive or confidential information through this site. Emails sent through this site do not create an attorney-client relationship and may not be treated as privileged or confidential. The lawyer or law firm you are contacting is not required to, and may choose not to, accept you as a client. The Internet is not necessarily secure and emails sent though this site could be intercepted or read by third parties.