Seward & Kissel LLP

  • Established in 1890
  • Firm Size 199

  • Peer Reviews

    4.9/5.0 (31)
  • Profile Visibility [ i ]
    • #470 in weekly profile views out of 10,526 Law Firms in New York, NY
    • #1,002 in weekly profile views out of 314,938 total law firms Overall
Attorney Awards
  • Martindale-Hubbell Peer AV Preeminent Rating
  • Champion Badge Reviewed
About Attorney Awards

Securities Litigation

The representation of clients in class actions and individual lawsuits involving alleged violations of federal and state securities laws and common law fraud is a significant part of our practice.  Over the years, we have been counsel in landmark securities law cases, including cases of first impression decided by the United States Supreme Court.

We defend investment companies, investment advisers, broker-dealers, investment banks and other securities industry clients in securities litigation, arbitration and other proceedings initiated by or brought before the SEC, NYSE, NASD, and states attorneys general, including insider trading, Rule 10b-5 allegations, “soft dollar” issues, market manipulation, Regulation S issues, front running, short swing profit issues and trade allocation disputes, among many others.

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Craig Hickernell
Partner
No Reviews
New York, NY

Financial Markets and Services, Corporate Finance, Structured Finance and Asset Securitization, Derivatives and Other Counterparty Arrangements, Global Bank and Institutional Finance, Global Corporate Trust & Restructuring/Municipal and Global Project Finance, Business Transactions (M&A/Private Equity), Investment Management View More

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Robert Walder
Partner
No Reviews
New York, NY

Financial Markets and Services, Securities Offerings, Securities Offerings, Corporate Finance, Structured Finance and Asset Securitization, Derivatives and Other Counterparty Arrangements View More

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John Tavss
Partner
No Reviews
New York, NY

Tax, Business, Investment Management, Private Funds, Investment Advisers, Regulatory Investigations and Enforcement View More

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Gary Wolfe
Partner
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New York, NY

Financial Markets and Services, Securities Offerings, Mergers & Acquisitions, Corporate Finance, Maritime and Transportation Finance, Capital Markets and Securities, Business Transactions, Investment Management, Investment Advisers, Private Funds View More

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Lawrence Rutkowski
Partner
No Reviews
New York, NY

Financial Markets and Services, Equipment Finance and Leasing, Energy & Utilities, Corporate Finance, Structured Finance and Asset Securitization, Maritime and Transportation Finance, Business Transactions (M&A/Private Equity), Investment Management, Private Funds, Investment Advisers View More

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Ronald Cohen
Partner
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New York, NY

Chapter 11 Bankruptcy, Bankruptcy and Reorganization, Litigation, Global Bank and Institutional Finance, Investment Management, Investment Advisers, Private Funds View More

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Hume Steyer
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New York, NY

Estate Planning, Trusts, Tax, Probate, Probate, Trusts and Estates, Investment Management, Investment Advisers, Private Funds View More

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John Cleary
Partner
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New York, NY

Partnership, Securities Offerings, Tax, Securities Offerings, Investment Management, Private Funds, Investment Advisers, Regulatory Investigations and Enforcement View More

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