Seward & Kissel LLP

  • Established in 1890
  • Firm Size 199

  • Peer Reviews

    4.9/5.0 (31)
  • Profile Visibility [ i ]
    • #470 in weekly profile views out of 10,526 Law Firms in New York, NY
    • #1,002 in weekly profile views out of 314,938 total law firms Overall
Attorney Awards
  • Martindale-Hubbell Peer AV Preeminent Rating
  • Champion Badge Reviewed
About Attorney Awards

Securities Litigation

The representation of clients in class actions and individual lawsuits involving alleged violations of federal and state securities laws and common law fraud is a significant part of our practice.  Over the years, we have been counsel in landmark securities law cases, including cases of first impression decided by the United States Supreme Court.

We defend investment companies, investment advisers, broker-dealers, investment banks and other securities industry clients in securities litigation, arbitration and other proceedings initiated by or brought before the SEC, NYSE, NASD, and states attorneys general, including insider trading, Rule 10b-5 allegations, “soft dollar” issues, market manipulation, Regulation S issues, front running, short swing profit issues and trade allocation disputes, among many others.

People (199)

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Michael McNamara
Partner
No Reviews
New York, NY

Litigation, Discrimination, Securities & Investment Fraud, Consumer Protection, Sexual Harassment, Consumer Protection, Securities Litigation, Commercial Litigation, Employment Litigation, Regulatory Investigations and Enforcement, Employment Law, Executive Compensation, Government Enforcement and Internal Investigations View More

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John Rigney
Partner
No Reviews
New York, NY

Securities Offerings, Corporate & Incorporation, Securities Offerings, Investment Management, Private Funds, Registered Investment Companies, Regulatory Investigations and Enforcement View More

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Patricia Poglinco
Partner
No Reviews
New York, NY

Securities Offerings, Corporate & Incorporation, Securities Offerings, Investment Management, Private Funds, Registered Investment Companies, Investment Advisers, Regulatory Investigations and Enforcement View More

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Greg Cioffi
Partner
No Reviews
New York, NY

Financial Markets and Services, Securities Offerings, Securities Offerings, Corporate Finance, Structured Finance and Asset Securitization, Bankruptcy and Reorganization, Distressed Debt and Secondary Market Trading, Global Bank and Institutional Finance, Global Corporate Trust & Restructuring/Municipal and Global Project Finance, Business Transactions (M&A/Private Equity), Investment Management View More

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Robert Lustrin
Partner
No Reviews
New York, NY

Securities Offerings, Banking, Project Finance, Mergers & Acquisitions, Corporate Finance, Maritime and Transportation Finance, Capital Markets and Securities, Business Transactions (M&A/Private Equity), Investment Management View More

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Robert B. Van Grover
Partner
No Reviews
New York, NY

Investment Management, Private Funds, Investment Advisers, Broker-Dealers and Other Regulated Entities, Regulatory Investigations and Enforcement View More

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Mark Kotwick
Partner
No Reviews
New York, NY

Banking, Commercial, Securities & Investment Fraud, Litigation, Securities Litigation, Commercial Litigation, Employment Litigation, Regulatory Investigations and Enforcement, Employment Law, Executive Compensation View More

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Derick Betts
Partner
No Reviews
New York, NY

Limited Liability Company (LLC), Corporate Finance, Maritime and Transportation Finance, Business Transactions (M&A/Private Equity), Taxation View More

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