Whitaker Chalk Swindle & Schwartz PLLC

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  • Established in 1978
  • Firm Size 31
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Securities Litigation

Whitaker Chalk lawyers have a deep knowledge of the regulatory schemes involved in securities compliance. We regularly represent corporations, executives, shareholders, and boards in connection with corporate governance disputes. We also assist with proxy contests, hostile takeovers and other hostile transactions and other matters that may involve potential conflicts of interest among shareholders, boards and executives of corporations. These include shareholder derivative suits and other litigation with shareholders.

We are experienced at assisting with and defending clients in connection with governmental investigations. These include investigations and enforcement actions by the Securities and Exchange Commission (SEC) the Department of Justice (DOJ), the Financial Industry Regulatory Authority (FINRA) and other regulatory agencies. We also council clients in connection with complying with the Foreign Corrupt Practices Act and insider trading laws. Most importantly, we develop ongoing relationships with clients and serve as outside counsel on various issues of corporate and securities law in an effort to reduce future risk of litigation. But when litigation is unavoidable, our trial team’s experience will help you navigate the complex world of securities litigation.

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Intellectual Property, Patent Prosecution

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Transactional law, Business transactions, Mergers & acquisitions, Entity formation and governance, Contract drafting and negotiations, General corporate matters, Securities (private offerings), Private equity, Pre-litigation counseling and dispute resolution, Past Litigation Experience, Business litigation, Construction, Insurance coverage, Covenants not to compete, Trade secrets, Premises liability, Catastrophic injuries, Medical malpractice View More

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Alternative Dispute Resolution, Business & Commercial Litigation, Constitutional Law and Religious Liberty, Employment Law, Healthcare, NonProfit and Religious Organizations, Securities Litigation, Tax (Tax Exemption for NonProfits) View More

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Business Litigation, Commercial Litigation, Estate Litigation, Family Law, Oil & Gas, Real Estate Litigation View More

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Business, Copyrights, Intellectual Property, Litigation, Litigation: Commercial, Patents, Trade Secrets, Trademarks View More

Member
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Alternative Dispute Resolution, Arbitration, Mediation, Settlement Counsel, Administrative Law, Corporate & Business Law, Condemnation/Eminent Domain, Employment Litigation, Energy/Oil & Gas, Healthcare, Real Estate Litigation, School Law View More

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INTELLECTUAL PROPERTY, Copyrights, Registration, Licensing, Assignments & Transactions, Computer Program Registration with Protection of Trade Secrets in Code, Trademarks, Searches, Registration, Licensing, Assignments & Transactions, Trade Secret Protection, CORPORATE & BUSINESS LAW, Asset Purchase Agreements, Business Entity Formation, Contracts & Commercial Transactions, Franchises & Franchising, Shareholder, Equity Holders, Employment Agreements View More

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Alternative Dispute Resolution, Broker-Dealers, Business, FINRA, Investment Advisers, Private Offerings, Public Corporations, Regulation D, Securities Enforcement, Securities Law, Texas State Securities Board, U.S. Securities and Exchange Commission (SEC) View More

Peer Reviews

4.9/5.0 (109 reviews)
  • Legal Knowledge

    4.9/5.0
  • Analytical Capability

    4.9/5.0
  • Judgment

    4.9/5.0
  • Communication

    4.9/5.0
  • Legal Experience

    4.9/5.0
  • 5.0/5.0 Review for Mr. Hunter Thorne McLean by a Partner on 02/04/13 in Real Estate

    Hunter is an excellent attorney. He is very intelligent, organized, diligent and prepared. He is an good communicator. He is fair and highly ethical.

  • 5.0/5.0 Review for Mr. Hunter Thorne McLean by a Managing Partner on 01/18/13 in Litigation

    I have known Hunter for several years. I have had cases with him and against him and his firm. He is an exceptional lawyer and very ethical.

Peer reviews submitted prior to 2008 are not displayed.

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