Search Results for:
James M Cain
(65)
ARTICLES(65)
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FCA announcement triggers LIBOR endgame
- March 09, 2021
- LEGAL ALERTS/ARTICLES
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OCIE Examining LIBOR Transition Preparedness — How Investment Companies Should Prepare Now
- July 31, 2020
- LEGAL ALERTS/ARTICLES
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The heat is on—Regulators step up pressure to implement LIBOR transition plans
- January 13, 2020
- LEGAL ALERTS/ARTICLES
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FINRA Further Delays Implementation of Amendments to FINRA Rule 4210
- February 01, 2019
- LEGAL ALERTS/ARTICLES
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Update to the NFA’s ISSP Training, Approval and Notice Requirements
- January 31, 2019
- LEGAL ALERTS/ARTICLES
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ISDA Publishes Benchmarks Supplement
- October 08, 2018
- LEGAL ALERTS/ARTICLES
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December 31, 2021, Changes to the London Interbank Offered Rate (LIBOR) are Coming—Will You Be Ready?
- August 24, 2018
- LEGAL ALERTS/ARTICLES
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CFTC Takes Steps to Increase Regulatory Oversight of Virtual Currency Markets
- May 28, 2018
- LEGAL ALERTS/ARTICLES
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FINRA Delays Implementation of Rule 4210
- April 25, 2018
- LEGAL ALERTS/ARTICLES
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Affirmations of CPO and CTA Registration Exemptions are Due by March 1, 2018
- February 22, 2018
- LEGAL ALERTS/ARTICLES
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FX Forwards May Not Be Subject to Margining in the EU for Some Market Participants After All
- December 06, 2017
- LEGAL ALERTS/ARTICLES
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Marginal adjustments?!
- November 20, 2017
- LEGAL ALERTS/ARTICLES
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CFTC Modernizes Recordkeeping Standards
- July 03, 2017
- LEGAL ALERTS/ARTICLES
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The Deadline for Compliance with US Variation Margin Rules Has Been Extended - Are you Ready, Yet?
- May 31, 2017
- LEGAL ALERTS/ARTICLES
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CFTC Chief Announces Initiative to Simplify CFTC Regulation
- March 31, 2017
- LEGAL ALERTS/ARTICLES
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The Deadline for Compliance With the U.S. Variation Margin Rules Is Approaching! Are You Ready?
- December 21, 2016
- LEGAL ALERTS/ARTICLES
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SEC Adopts Rules to Modernize Information Reported by Registered Investment Companies
- December 09, 2016
- LEGAL ALERTS/ARTICLES
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SEC Adopts Liquidity Risk Management Rules for Mutual Funds and Other Open-End Investment Companies
- November 14, 2016
- LEGAL ALERTS/ARTICLES
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ISDA Publishes Variation Margin Protocol
- August 24, 2016
- LEGAL ALERTS/ARTICLES
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CFTC Proposes to Expand Mandatory Clearing to Include Additional Classes of Interest Rate Swaps
- June 20, 2016
- LEGAL ALERTS/ARTICLES
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CFTC Intermediaries to Adopt and Implement Cybersecurity Programs by March 1, 2016
- March 02, 2016
- LEGAL ALERTS/ARTICLES
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CFTC and EU Regulators Agree on a Common Approach for the Regulation of CCPs
- February 15, 2016
- LEGAL ALERTS/ARTICLES
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CFTC Amends Regulation 1.35
- February 04, 2016
- LEGAL ALERTS/ARTICLES
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Omnibus Highway Bill Contains a Grab Bag of December Surprises for Public Companies and Companies Aspiring to Go Public
- January 11, 2016
- LEGAL ALERTS/ARTICLES
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Preliminary Report on the Swap Dealer De Minimis Exception
- December 11, 2015
- LEGAL ALERTS/ARTICLES
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UK Banking Regulator Finalizes Rules Requiring Adherence to Contractual Stay
- November 25, 2015
- LEGAL ALERTS/ARTICLES
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Coming Soon - Mandatory Clearing of Interest Rate Swaps Under EMIR
- September 02, 2015
- LEGAL ALERTS/ARTICLES
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CFTC and NFA Afford Relief from Certain CTA Periodic Reporting Obligations
- August 07, 2015
- LEGAL ALERTS/ARTICLES
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European Regulators Publish Second Consultation Paper on Margin for OTC Derivatives
- July 07, 2015
- LEGAL ALERTS/ARTICLES
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SEC’s Proposed SBS Rules on Cross-Border Security-Based Swap Activities
- May 25, 2015
- LEGAL ALERTS/ARTICLES