Search Results for:
James M Cain
(65)
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ARTICLES(65)
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Pending SEC Rules Could Bring Additional Changes to Exchange Act Registration Requirements
- May 15, 2015
- LEGAL ALERTS/ARTICLES
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The SEC Releases Regulations on Reporting and Dissemination of Security-Based Swaps Data
- April 10, 2015
- LEGAL ALERTS/ARTICLES
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CFTC Grants No-Action Relief to Commodity Pool Operators with Respect to Certain Insurance-Linked Securitization Vehicles
- February 13, 2015
- LEGAL ALERTS/ARTICLES
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Counterparty Rights in Energy Bankruptcies
- February 13, 2015
- LEGAL ALERTS/ARTICLES
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CFTC Expands Existing Clearing Relief for Treasury Affiliates
- February 06, 2015
- LEGAL ALERTS/ARTICLES
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ESMA Issues Revision of the Technical Standards on Reporting under Article 9 of EMIR
- December 10, 2014
- LEGAL ALERTS/ARTICLES
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ESMA Issues Final Draft Standards for the Central Clearing of Certain Interest Rate Swaps under EMIR
- November 04, 2014
- LEGAL ALERTS/ARTICLES
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Regulators Publish Re-proposed Margin Requirements for Uncleared Swaps
- October 02, 2014
- LEGAL ALERTS/ARTICLES
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ISDA Section 2(a)(iii) Amendment Limits Prerogatives of Non-Defaulting Parties
- July 24, 2014
- LEGAL ALERTS/ARTICLES
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CFTC Division of Market Oversight Releases Questions for June 19 Roundtable on Position Limits
- June 23, 2014
- LEGAL ALERTS/ARTICLES
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NFA Issues Revised Forms CPO-PQR and CTA-PR
- June 17, 2014
- LEGAL ALERTS/ARTICLES
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Storm Clouds Continue to Gather Over Bankruptcy Code’s Safe Harbors
- June 06, 2014
- LEGAL ALERTS/ARTICLES
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CFTC Adopts Streamlined Approach for Delegation of CPO Registration
- May 27, 2014
- LEGAL ALERTS/ARTICLES
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CFTC Affords Market Participants a “Second Bite” at the Swap Recordkeeping and Reporting Rules
- April 04, 2014
- LEGAL ALERTS/ARTICLES
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Federal Agencies Issue Final Volcker Rule
- December 17, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Issues No-Action Relief and Interpretive Guidance Related to SEFs
- October 03, 2013
- LEGAL ALERTS/ARTICLES
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Regulators Consider Whether Stable Value Contracts Should Be Subject to Regulation as Swaps under the Dodd-Frank Act and Solicit Public Comment
- September 06, 2011
- LEGAL ALERTS/ARTICLES
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CFTC Proposes Rules to Continue to Allow Agricultural Swaps and Commodity Options and to Supplement Previously Proposed Swap Documentation Requirements
- January 24, 2011
- LEGAL ALERTS/ARTICLES
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CFTC Solicits Comments on How the Trading of Agricultural Swaps Should Be Governed
- October 27, 2010
- LEGAL ALERTS/ARTICLES
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CFTC to Create a Position Reporting System for Certain Physical Commodity Swaps
- October 27, 2010
- LEGAL ALERTS/ARTICLES
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CFTC Issues Interim Final Rule With Respect to Reporting Requirements for Pre-Enactment Swaps
- October 06, 2010
- LEGAL ALERTS/ARTICLES
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SEC and CFTC Request Comments on Significant Defined Terms in Title VII of Dodd-Frank
- September 15, 2010
- LEGAL ALERTS/ARTICLES
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CFTC and SEC Accepting Comments on Dodd-Frank Rulemaking
- August 30, 2010
- LEGAL ALERTS/ARTICLES
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Final Version of Financial Regulatory Reform Bill Passed Out of Conference Committee
- July 16, 2010
- LEGAL ALERTS/ARTICLES
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Senate Passes Financial Regulatory Bill - Dramatic Changes to Derivatives Regulation a Certainty
- June 01, 2010
- LEGAL ALERTS/ARTICLES
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Pending Derivatives Legislation Would Create Legal Uncertainty for Existing Contracts—Particular Concerns for End-Users
- May 18, 2010
- LEGAL ALERTS/ARTICLES
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Compromise on Derivatives Bill Adds to Debate
- May 05, 2010
- LEGAL ALERTS/ARTICLES
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SEC Staff Evaluating the Use of Derivatives by Funds
- April 06, 2010
- LEGAL ALERTS/ARTICLES