Carlsbad, CA Securities Attorneys

2 Applied Filters

Start Comparing

Compare

Carlsbad, CA Securities Attorneys

Attorneys (35)

    • Peer Reviews

      None
    •  
    • Peer Reviews

      4.4/5.0 (0)
    •  
    • Peer Reviews

      None
    •  
  • David Andrew Thorpe
  • Member at Dietrich Siben Thorpe LLP
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      5.0/5.0 (0)
    • Awards
      A Martindale-Hubbell Peer rating reflects a combination of achieving a Very High General Ethical Standards rating and a Legal Ability Numerical rating.
    • Peer Reviews

      None
    •  
  • Paul William Thomas
  • Member at Thomas Law Group P.C.
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
  • Samuel Kelsall V
  • Member at Kelsall & Associates
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
  • Ian M. McDaniel
  • Member at Hanscom Alexeev & McDaniel LLP
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
  • Matthew Philip Siben
  • Member at Dietrich Siben Thorpe LLP
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      4.4/5.0 (0)
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
  • Seema H. Swetlin
  • Duff and Phelps, LLC
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  
  • Floyd Ray Brown
  • Member at Law Office of Floyd R. Brown APC
  • Carlsbad, CA U.S.A.
    • Peer Reviews

      None
    •  
    • Peer Reviews

      None
    •  

Securities in Carlsbad, CA

Is your privately held company considering an initial public offering (IPO) in an effort to raise capital and expand operations? Are you an executive at a publicly traded company that's concerned about ensuring employees comply with all applicable securities laws? Have you been accused of insider trading or does your company suspect that insider trading may have occurred? Securities lawyers can advise companies thinking about going public, guide them through the IPO process and then work to address securities compliance issues once the company is publicly traded. Securities attorneys can also defend companies and individuals accused of insider trading or violations of other securities laws (including Blue Sky laws, the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act of 2002 and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010).